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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 10-Q

(MARK ONE)

QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the quarterly period ended June 30, 2024

TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the transition period from                  to

Commission file number: 001-39795

RESERVOIR MEDIA, INC.

(Exact name of registrant as specified in its charter)

Delaware

    

83-3584204

(State or other jurisdiction of
incorporation or organization)

 

(I.R.S. Employer
Identification No.) 

200 Varick Street

Suite 801

New York, New York 10014

(Address of principal executive offices, including zip code)

(212) 675-0541

(Registrant’s telephone number, including area code)

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

    

Trading symbol(s)

    

Name of each exchange on which
registered

Common Stock, $0.0001 par value per share (the “Common Stock”)

RSVR

The Nasdaq Stock Market LLC

Warrants to purchase one share of Common
Stock, each at an exercise price of $11.50 per share

RSVRW

The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes   No 

Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit such files). Yes  No 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

Large accelerated filer

Accelerated filer

Non-accelerated filer

Smaller reporting company

 

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. 

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes   No 

As of July 26, 2024, there were 65,078,938 shares of Common Stock of Reservoir Media, Inc. issued and outstanding.

RESERVOIR MEDIA, INC.

FORM 10-Q FOR THE QUARTER ENDED JUNE 30, 2024

TABLE OF CONTENTS

    

Part I. Financial Information

1

Item 1. Financial Statements

1

Condensed Consolidated Statements of (Loss) Income for the Three Months Ended June 30, 2024 and 2023 (unaudited)

1

Condensed Consolidated Statements of Comprehensive (Loss) Income for the Three Months Ended June 30, 2024 and 2023 (unaudited)

2

Condensed Consolidated Balance Sheets as of June 30, 2024 and March 31, 2024 (unaudited)

3

Condensed Consolidated Statements of Changes in Shareholders’ Equity for the Three Months Ended June 30, 2024 and 2023 (unaudited)

4

Condensed Consolidated Statements of Cash Flows for the Three Months Ended June 30, 2024 and 2023 (unaudited)

5

Notes to Condensed Consolidated Financial Statements

6

Item 2. Management’s Discussion and Analysis of Financial Condition and Results of Operations

15

Item 3. Quantitative and Qualitative Disclosures About Market Risk

28

Item 4. Controls and Procedures

28

Part II. Other Information

30

Item 1. Legal Proceedings

30

Item 1A. Risk Factors

30

Item 2. Unregistered Sales of Equity Securities and Use of Proceeds

30

Item 3. Defaults Upon Senior Securities

30

Item 4. Mine Safety Disclosures

30

Item 5. Other Information

30

Item 6. Exhibits

31

Part III. Signatures

32

i

PART I - FINANCIAL INFORMATION

Item 1. Interim Financial Statements.

RESERVOIR MEDIA, INC. AND SUBSIDIARIES

CONDENSED CONSOLIDATED STATEMENTS OF (LOSS) INCOME

(In U.S. dollars, except share data)

(Unaudited)

 

Three Months Ended June 30,

    

2024

    

2023

Revenues

$

34,316,843

$

31,836,586

Costs and expenses:

Cost of revenue

13,281,116

13,471,597

Amortization and depreciation

6,384,757

6,055,568

Administration expenses

 

9,689,437

 

9,164,500

Total costs and expenses

 

29,355,310

 

28,691,665

Operating income

 

4,961,533

 

3,144,921

Interest expense

 

(5,059,398)

 

(4,733,533)

Loss on foreign exchange

 

(59,463)

 

(29,936)

(Loss) gain on fair value of swaps

(490,295)

1,845,387

Other (expense) income, net

 

(99,522)

 

62

(Loss) income before income taxes

 

(747,145)

 

226,901

Income tax (benefit) expense

 

(293,968)

 

62,348

Net (loss) income

(453,177)

164,553

Net loss attributable to noncontrolling interests

106,522

112,780

Net (loss) income attributable to Reservoir Media, Inc.

$

(346,655)

$

277,333

(Loss) earnings per common share (Note 13):

Basic

$

(0.01)

$

Diluted

$

(0.01)

$

Weighted average common shares outstanding (Note 13):

Basic

64,970,693

64,572,432

Diluted

64,970,693

64,998,544

See accompanying notes to the condensed consolidated financial statements.

1

RESERVOIR MEDIA, INC. AND SUBSIDIARIES

CONDENSED CONSOLIDATED STATEMENTS OF COMPREHENSIVE (LOSS) INCOME

(In U.S. dollars)

(Unaudited)

Three Months Ended June 30,

    

2024

    

2023

Net (loss) income

$

(453,177)

$

164,553

Other comprehensive income:

 

 

Translation adjustments

 

34,852

 

1,139,476

Total comprehensive (loss) income

 

(418,325)

 

1,304,029

Comprehensive loss attributable to noncontrolling interests

 

106,522

 

112,780

Total comprehensive (loss) income attributable to Reservoir Media, Inc.

$

(311,803)

$

1,416,809

See accompanying notes to the condensed consolidated financial statements.

2

RESERVOIR MEDIA, INC. AND SUBSIDIARIES

CONDENSED CONSOLIDATED BALANCE SHEETS

(In U.S. dollars, except share data)

(Unaudited)

June 30, 

March 31, 

    

2024

    

2024

Assets

    

    

Current assets

 

  

 

  

Cash and cash equivalents

$

16,358,506

$

18,132,015

Accounts receivable

 

32,081,489

 

33,227,382

Current portion of royalty advances

 

12,917,635

 

13,248,008

Inventory and prepaid expenses

6,163,776

6,300,915

Total current assets

67,521,406

70,908,320

Intangible assets, net

 

634,724,872

 

640,222,000

Equity method and other investments

 

1,355,019

 

1,451,924

Royalty advances, net of current portion and reserves

50,747,131

56,527,557

Property, plant and equipment, net

520,220

 

551,410

Operating lease right of use assets, net

6,736,634

6,988,340

Fair value of swap assets

5,141,819

5,753,488

Other assets

1,410,949

1,131,529

Total assets

$

768,158,050

$

783,534,568

 

 

Liabilities

 

 

Current liabilities

Accounts payable and accrued liabilities

$

5,123,049

$

9,015,939

Royalties payable

38,656,663

40,395,205

Accrued payroll

 

883,248

 

2,043,772

Deferred revenue

1,102,261

1,163,953

Other current liabilities

 

6,371,704

 

7,313,615

Income taxes payable

541,503

439,152

Total current liabilities

52,678,428

60,371,636

Secured line of credit

324,127,393

330,791,607

Deferred income taxes

30,028,349

30,471,978

Operating lease liabilities, net of current portion

6,431,339

6,720,287

Fair value of swap liability

121,374

Other liabilities

469,589

572,705

Total liabilities

413,735,098

429,049,587

Contingencies and commitments (Note 15)

Shareholders’ Equity

Preferred stock, $0.0001 par value 75,000,000 shares authorized, 0 shares issued and outstanding at June 30, 2024 and March 31, 2024

Common stock, $0.0001 par value; 750,000,000 shares authorized, 65,078,938 shares issued and outstanding at June 30, 2024; 64,826,864 shares issued and outstanding at March 31, 2024

6,508

6,483

Additional paid-in capital

341,744,622

341,388,351

Retained earnings

15,051,002

15,397,657

Accumulated other comprehensive loss

(3,762,881)

(3,797,733)

Total Reservoir Media, Inc. shareholders’ equity

353,039,251

352,994,758

Noncontrolling interest

1,383,701

1,490,223

Total shareholders’ equity

354,422,952

354,484,981

Total liabilities and shareholders’ equity

$

768,158,050

$

783,534,568

See accompanying notes to the condensed consolidated financial statements.

3

RESERVOIR MEDIA, INC. AND SUBSIDIARIES

CONDENSED CONSOLIDATED STATEMENTS OF CHANGES IN SHAREHOLDERS’ EQUITY

(In U.S. dollars, except share data)

(Unaudited)

For the Three Months Ended June 30, 2024

Common Stock

Accumulated other

Additional paid-in

Retained

comprehensive

Noncontrolling

Shareholders’

   

Shares

   

Amount

   

capital

   

earnings

   

loss

   

interests

   

equity

Balance, March 31, 2024

 

64,826,864

$

6,483

$

341,388,351

$

15,397,657

$

(3,797,733)

$

1,490,223

$

354,484,981

Share-based compensation

 

 

 

1,048,520

 

 

 

 

1,048,520

Stock option exercises

3,550

18,140

18,140

Vesting of restricted stock units, net of shares withheld for employee taxes

248,524

25

(1,432,889)

(1,432,864)

Reclassification of liability-classified awards to equity-classified awards

722,500

722,500

Net loss

 

 

 

 

(346,655)

 

 

(106,522)

 

(453,177)

Other comprehensive income

34,852

34,852

Balance, June 30, 2024

 

65,078,938

$

6,508

$

341,744,622

$

15,051,002

$

(3,762,881)

$

1,383,701

$

354,422,952

For the Three Months Ended June 30, 2023

Common Stock

Accumulated other

Additional paid-in

Retained

comprehensive

Noncontrolling

Shareholders’

   

Shares

   

Amount

   

capital

   

earnings

   

loss

   

interests

   

equity

Balance, March 31, 2023

 

64,441,244

$

6,444

$

338,460,789

$

14,752,720

$

(4,855,329)

$

1,297,899

$

349,662,523

Share-based compensation

 

713,802

713,802

Vesting of restricted stock units, net of shares withheld for employee taxes

207,733

21

(689,176)

(689,155)

Reclassification of liability-classified awards to equity-classified awards

664,167

664,167

Net income (loss)

277,333

(112,780)

164,553

Other comprehensive income

 

 

 

 

 

1,139,476

 

 

1,139,476

Balance, June 30, 2023

 

64,648,977

$

6,465

$

339,149,582

$

15,030,053

$

(3,715,853)

$

1,185,119

$

351,655,366

See accompanying notes to the condensed consolidated financial statements.

4

RESERVOIR MEDIA, INC. AND SUBSIDIARIES

CONDENSED CONSOLIDATED STATEMENTS OF CASH FLOWS

(In U.S. dollars)

(Unaudited)

    

Three Months Ended June 30,

    

2024

    

2023

Cash flows from operating activities:

 

  

 

  

Net (loss) income

$

(453,177)

$

164,553

Adjustments to reconcile net (loss) income to net cash provided by (used for) operating activities:

 

 

Amortization of intangible assets

 

6,326,863

 

5,997,512

Depreciation of property, plant and equipment

 

57,894

 

58,056

Share-based compensation

 

1,273,674

 

914,426

Amortization of deferred financing costs

335,786

334,121

Loss (gain) on fair value of swaps

 

490,295

 

(1,845,387)

Loss from equity affiliates

100,000

Deferred income taxes

 

(446,780)

 

Changes in operating assets and liabilities:

 

 

Accounts receivable

 

1,145,893

 

(759,449)

Inventory and prepaid expenses

137,139

369,841

Royalty advances

6,121,523

(2,960,260)

Other assets and liabilities

(100,897)

188,150

Accounts payable, accrued expenses and deferred revenue

(4,796,318)

(3,323,134)

Royalties payable

(1,738,542)

(9,520)

Income taxes payable

102,351

9,754

Net cash provided by (used for) operating activities

8,555,704

(861,337)

Cash flows from investing activities:

Purchases of music catalogs

(1,871,957)

(15,134,924)

Purchase of property, plant and equipment

(26,704)

(91,660)

Net cash used for investing activities

(1,898,661)

(15,226,584)

Cash flows from financing activities:

Proceeds from secured line of credit

3,000,000

14,000,000

Repayments of secured line of credit

(10,000,000)

Proceeds from stock option exercises

18,140

Taxes paid related to net share settlement of restricted stock units

(1,432,864)

(689,155)

Deferred financing costs paid

(16,904)

Net cash (used for) provided by financing activities

(8,414,724)

13,293,941

Foreign exchange impact on cash

(15,828)

142,000

Decrease in cash and cash equivalents

(1,773,509)

(2,651,980)

Cash and cash equivalents beginning of period

18,132,015

14,902,076

Cash and cash equivalents end of period

$

16,358,506

$

12,250,096

See accompanying notes to the condensed consolidated financial statements.

5

Table of Contents

RESERVOIR MEDIA, INC. AND SUBSIDIARIES

NOTES TO CONDENSED CONSOLIDATED FINANCIAL STATEMENTS

JUNE 30, 2024

(Unaudited)

NOTE 1. DESCRIPTION OF BUSINESS

Reservoir Media, Inc., a Delaware corporation (the “Company”), is an independent music company based in New York City, New York and with offices in Los Angeles, Nashville, Toronto, London and Abu Dhabi.

Following a business combination between Roth CH Acquisition II Co. (“ROCC”) and Reservoir Holdings, Inc., a Delaware corporation (“RHI”), on July 28, 2021 (the “Business Combination”), the Company’s legal name became “Reservoir Media, Inc.” The common stock, $0.0001 par value per share, of the Company (the “Common Stock”) and warrants are traded on The Nasdaq Stock Market LLC (“NASDAQ”) under the ticker symbols “RSVR” and “RSVRW,” respectively.

The Company is a holding company that conducts substantially all of its business operations through a subsidiary of RHI, Reservoir Media Management, Inc. (“RMM”), and RMM’s subsidiaries The Company’s activities are organized into two operating segments: Music Publishing and Recorded Music. Operations of the Music Publishing segment involve the acquisition of interests in music catalogs from which royalties are earned as well as signing songwriters to exclusive agreements which give the Company an interest in the future delivery of songs. The publishing catalog includes ownership or control rights to more than 150,000 musical compositions that span across historic pieces, motion picture scores and current award-winning hits. Operations of the Recorded Music segment include the ownership of over 36,000 sound recordings and involve the acquisition of sound recording catalogs as well as the discovery and development of recording artists and the marketing, distribution, sale and licensing of the music catalog.

NOTE 2. BASIS OF PRESENTATION

The accompanying condensed consolidated financial statements include the accounts of the Company, its wholly-owned subsidiaries and its majority-owned subsidiaries and have been prepared in accordance with the rules and regulations of the Securities and Exchange Commission (the “SEC”) for interim financial information. All intercompany transactions and balances have been eliminated in these condensed consolidated financial statements. Certain information and note disclosures typically included in financial statements prepared in accordance with accounting principles generally accepted in the United States of America (“US GAAP”) have been condensed or omitted pursuant to such rules and regulations. Therefore, these condensed consolidated financial statements should be read in conjunction with the consolidated financial statements and notes included in the Company’s audited financial statements as of and for the fiscal years ended March 31, 2024 and 2023.

The condensed consolidated balance sheet of the Company as of March 31, 2024, included herein, was derived from the audited financial statements as of that date, but does not include all disclosures, including certain notes required by US GAAP on an annual reporting basis.

In the opinion of management, the accompanying condensed consolidated financial statements reflect all normal recurring adjustments necessary to present fairly the financial position, results of operations and cash flows for the interim periods. The results for the three months ended June 30, 2024 are not necessarily indicative of the results to be expected for any subsequent quarter, the fiscal year ending March 31, 2025 or any other period.

The preparation of consolidated financial statements in conformity with US GAAP requires management to make estimates and assumptions that affect the reported amounts of assets, liabilities, revenues and expenses and the related disclosure of contingent assets and liabilities. Significant estimates are used for, but not limited to, determining useful lives of intangible assets, intangible asset recoverability and impairment and accrued revenue. Actual results could differ from these estimates.

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RESERVOIR MEDIA, INC. AND SUBSIDIARIES

NOTES TO CONDENSED CONSOLIDATED FINANCIAL STATEMENTS

JUNE 30, 2024

(Unaudited)

NOTE 3. RECENT ACCOUNTING PRONOUNCEMENTS

Accounting Standards Not Yet Adopted

In December 2023, the Financial Accounting Standards Board (“FASB”) issued Accounting Standards Update (“ASU”) 2023-09, Income Taxes (Topic 740): Improvements to Income Tax Disclosures (“ASU 2023-09”), which expands income tax disclosures, including requiring enhanced disclosures related to the rate reconciliation and income taxes paid information. The amendments in ASU 2023-09 should be applied on a prospective basis, with retrospective application permitted. ASU 2023-09 is effective for annual periods of public business entities for fiscal years beginning after December 15, 2024 and for annual periods of entities other than public entities beginning after December 15, 2025, with early adoption permitted. The Company is currently evaluating the impact that adoption of ASU 2023-09 will have on its disclosures upon adoption.

In November 2023, the FASB issued ASU 2023-07, Segment Reporting (Topic 280): Improvements to Reportable Segment Disclosures (“ASU 2023-07”), which expands segment disclosures for public entities, including requiring disclosure of significant segment expenses that are regularly provided to the chief operating decision maker (“CODM”), the title and position of the CODM and an explanation of how the CODM uses reported measures of segment profit or loss in assessing segment performance and allocating resources. ASU 2023-07 also expands disclosures about a reportable segment’s profit or loss and assets in interim periods and clarifies that a public entity may report additional measures of segment profit if the CODM uses more than one measure of a segment’s profit or loss. ASU 2023-07 does not remove existing segment disclosure requirements or change how a public entity identifies its operating segments, aggregates those operating segments, or determines its reportable segments. ASU 2023-07 is effective for fiscal years beginning after December 15, 2023, and interim periods within fiscal years beginning after December 15, 2024 with early adoption permitted, and requires retrospective application to all prior periods presented in the financial statements. The Company is currently evaluating the impact that adoption of ASU 2023-07 will have on its disclosures upon adoption.

NOTE 4. REVENUE RECOGNITION

For the Company’s operating segments, Music Publishing and Recorded Music, the Company accounts for a contract when it has legally enforceable rights and obligations and collectability of consideration is probable. The Company identifies the performance obligations and determines the transaction price associated with the contract. Revenue is recognized when, or as, control of the promised services or goods is transferred to the Company’s customers, and in an amount that reflects the consideration the Company is contractually due in exchange for those services or goods. Certain of the Company’s arrangements include licenses of intellectual property with consideration in the form of sales- and usage-based royalties. Royalty revenue is recognized when the subsequent sale or usage occurs using the best estimates available of the amounts that will be received by the Company. The Company recognized revenue of $1,163,855 and $1,295,141 from performance obligations satisfied in previous periods for the three months ended June 30, 2024 and 2023, respectively.

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RESERVOIR MEDIA, INC. AND SUBSIDIARIES

NOTES TO CONDENSED CONSOLIDATED FINANCIAL STATEMENTS

JUNE 30, 2024

(Unaudited)

Disaggregation of Revenue

The Company’s revenue consisted of the following categories during the three months ended June 30, 2024 and 2023:

Three Months Ended June 30, 

    

2024

    

2023

Revenue by Type

Digital

$

14,634,703

$

11,900,517

Performance

 

5,134,426

 

4,514,904

Synchronization

 

2,811,017

 

3,032,699

Mechanical

 

668,973

 

559,647

Other

 

751,174

 

783,548

Total Music Publishing

24,000,293

20,791,315

Digital

 

6,558,170

 

5,622,649

Physical

 

1,352,341

 

3,574,551

Neighboring rights

 

1,106,350

 

859,147

Synchronization

 

613,643

 

328,290

Total Recorded Music

9,630,504

10,384,637

Other revenue

$

686,046

660,634

Total revenue

$

34,316,843

$

31,836,586

Three Months Ended June 30, 

    

2024

    

2023

Revenue by Geographical Location

 

  

 

  

United States Music Publishing

$

13,789,192

$

13,000,994

United States Recorded Music

 

5,696,630

 

5,524,763

United States other revenue

 

686,046

 

660,634

Total United States

 

20,171,868

 

19,186,391

International Music Publishing

 

10,211,101

 

7,790,321

International Recorded Music

 

3,933,874

 

4,859,874

Total International

 

14,144,975

 

12,650,195

Total revenue

$

34,316,843

$

31,836,586

Only the United States represented 10% or more of the Company’s total revenues in the three months ended June 30, 2024 and 2023.

Deferred Revenue

The following table reflects the change in deferred revenue during the three months ended June 30, 2024 and 2023:

    

June 30, 2024

    

June 30, 2023

Balance at beginning of period

$

1,163,953

$

2,151,889

Cash received during period

 

933,713

 

493,290

Revenue recognized during period

 

(995,405)

 

(1,189,250)

Balance at end of period

$

1,102,261

$

1,455,929

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NOTES TO CONDENSED CONSOLIDATED FINANCIAL STATEMENTS

JUNE 30, 2024

(Unaudited)

NOTE 5. ACQUISITIONS

In the ordinary course of business, the Company regularly acquires publishing and recorded music catalogs, which are typically accounted for as asset acquisitions. During the three months ended June 30, 2024 and 2023, the Company completed such acquisitions totaling $801,315 and $15,623,951, respectively, inclusive of deferred acquisition payments, none of which were individually significant.

NOTE 6. INTANGIBLE ASSETS

Intangible assets subject to amortization consist of the following as of June 30, 2024 and March 31, 2024:

    

June 30, 2024

    

March 31, 2024

Intangible assets subject to amortization:

 

  

 

  

Publishing and recorded music catalogs

$

770,493,046

 

$

769,648,966

Artist management contracts

 

913,272

 

 

911,740

Gross intangible assets

 

771,406,318

 

770,560,706

Accumulated amortization

 

(136,681,446)

 

(130,338,706)

Intangible assets, net

$

634,724,872

$

640,222,000

Straight-line amortization expense totaled $6,326,863 and $5,997,512 in the three months ended June 30, 2024 and 2023, respectively.

NOTE 7. ROYALTY ADVANCES

The Company made royalty advances totaling $2,396,796 and $6,199,316 during the three months ended June 30, 2024 and 2023, respectively, recoupable from the writer’s or artist’s share of future royalties otherwise payable, in varying amounts. Advances expected to be recouped within the next twelve months are classified as current assets, with the remainder classified as noncurrent assets, net of reserves for amounts that may not be recoverable.

The following table reflects the change in royalty advances, net during the three months ended June 30, 2024 and 2023:

    

June 30, 2024

    

June 30, 2023

Balance at beginning of period

$

69,775,565

$

66,926,500

Additions

 

2,396,796

 

6,199,316

Recoupments

 

(8,507,595)

 

(3,239,056)

Balance at end of period

$

63,664,766

$

69,886,760

NOTE 8. SECURED LINE OF CREDIT

Long-term debt consists of the following:

    

June 30, 2024

    

March 31, 2024

Secured line of credit

$

328,828,409

$

335,828,410

Debt issuance costs, net

 

(4,701,016)

 

(5,036,803)

$

324,127,393

$

330,791,607

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RESERVOIR MEDIA, INC. AND SUBSIDIARIES

NOTES TO CONDENSED CONSOLIDATED FINANCIAL STATEMENTS

JUNE 30, 2024

(Unaudited)

Credit Facilities

RMM is party to a credit agreement (as amended or supplemented from time to time, the “RMM Credit Agreement”) governing RMM’s $450,000,000 senior secured revolving credit facility (the “Senior Credit Facility”). The Senior Credit Facility also includes an “accordion feature” that permits RMM to seek additional commitments in an amount not to exceed $150,000,000. The maturity date of the loans advanced under the Senior Credit Facility is December 16, 2027.

The interest rate on borrowings under the Senior Credit Facility is equal to, at our option, either (i) the sum of a base rate plus a margin of 1.00% or (ii) the sum of a SOFR rate plus a margin of 2.00%, in each case subject to a 0.25% increase based on a consolidated net senior debt to library value ratio. RMM is also required to pay an unused fee in respect of unused commitments under the Senior Credit Facility, if any, at a rate of 0.25% per annum. Substantially all tangible and intangible assets of the Company, RHI, RMM and the other subsidiary guarantors are pledged as collateral to secure the obligations of RMM under the RMM Credit Agreement.

The RMM Credit Agreement contains customary covenants limiting the ability of the Company, RHI, RMM and certain of its subsidiaries to, among other things, incur debt or liens, merge or consolidate with others, make investments, make cash dividends, redeem or repurchase capital stock, dispose of assets, enter into transactions with affiliates or enter into certain restrictive agreements. In addition, the Company, on a consolidated basis with its subsidiaries, must comply with financial covenants requiring the Company to maintain (i) a fixed charge coverage ratio of not less than 1.10:1.00 for each four fiscal quarter period, and (ii) a consolidated senior debt to library value ratio of 0.45:1.00, subject to certain adjustments. If RMM does not comply with the covenants in the RMM Credit Agreement, the lenders may, subject to customary cure rights, require the immediate payment of all amounts outstanding under the Senior Credit Facility.

As of June 30, 2024, the Senior Credit Facility had a borrowing capacity of $450,000,000, with remaining borrowing availability of $121,171,591.

Interest Rate Swaps

At June 30, 2024, RMM had the following interest rate swaps outstanding, under which it pays a fixed rate and receives a floating interest payment from the counterparty based on SOFR with reference to notional amounts adjusted to match the amended scheduled principal repayments pursuant to the Senior Credit Facility:

Notional 

Pay

Amount at 

Fixed 

Effective Date

    

June 30, 2024

    

Rate

    

Maturity

March 10, 2022

$

7,625,000

 

1.533

%  

September 2024

March 10, 2022

$

87,501,612

 

1.422

%  

September 2024

December 31, 2021

$

54,873,388

0.972

%  

September 2024

September 30, 2024

$

100,000,000

2.946

%  

December 2027

September 30, 2024

$

50,000,000

 

3.961

%  

December 2027

NOTE 9. INCOME TAXES

Income tax (benefit) expense for the three months ended June 30, 2024 and 2023 was $(293,968) (39.3% effective tax rate) and $62,348 (27.5% effective tax rate), respectively. During the three months ended June 30, 2024, the Company recorded an incremental tax benefit of approximately $103,000 to its deferred tax liabilities related to certain international intangible assets. Additionally, the effective tax rates during these periods reflect the amount and mix of income from multiple tax jurisdictions.

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RESERVOIR MEDIA, INC. AND SUBSIDIARIES

NOTES TO CONDENSED CONSOLIDATED FINANCIAL STATEMENTS

JUNE 30, 2024

(Unaudited)

NOTE 10. SUPPLEMENTARY CASH FLOW INFORMATION

Interest paid and income taxes paid for the three months ended June 30, 2024 and 2023 were comprised of the following:

    

2024

    

2023

Interest paid

$

4,842,444

$

4,333,987

Income taxes paid

$

44,212

$

58,157

Non-cash investing and financing activities for the three months ended June 30, 2024 and 2023 were comprised of the following:

    

2024

    

2023

Acquired intangible assets included in other liabilities

$

$

1,355,000

Reclassification of liability-classified awards to equity-classified awards

$

722,500

$

664,167

NOTE 11. WARRANTS

As of June 30, 2024, the Company’s outstanding warrants included 5,750,000 publicly-traded warrants (the “Public Warrants”), which were issued during ROCC’s initial public offering on December 15, 2020, and 137,500 warrants sold in a private placement to ROCC’s sponsor (the “Private Warrants” and together with the Public Warrants, the “Warrants”), which were assumed by the Company in connection with the Business Combination and exchanged into warrants for shares of Common Stock. Each whole Warrant entitles the registered holder to purchase one whole share of Common Stock at a price of $11.50 per share, provided that the Company has an effective registration statement under the Securities Act covering the shares of Common Stock issuable upon exercise of the Warrants and a current prospectus relating to them is available and such shares are registered, qualified or exempt from registration under the securities, or blue sky, laws of the state of residence of the holder.

The Warrants will expire on July 28, 2026, which is five years after the completion of the Business Combination, or earlier upon redemption or liquidation. The Company may redeem the outstanding Public Warrants in whole, but not in part, at a price of $0.01 per warrant upon a minimum of 30 days’ prior written notice of redemption, if and only if the last sale price of Common Stock equals or exceeds $18.00 per share for any 20-trading days within a 30-trading day period ending three business days before the Company sends the notice of redemption to the registered holders.

NOTE 12. SHARE-BASED COMPENSATION

Share-based compensation expense totaled $1,273,674 ($990,251, net of taxes) and $914,426 ($704,234, net of taxes) during the three months ended June 30, 2024 and 2023, respectively. Share-based compensation expense is classified as “Administration expenses” in the accompanying condensed consolidated statements of income.

During the three months ended June 30, 2024 and 2023, the Company granted restricted stock units (“RSUs”) to satisfy previous obligations to issue a variable number of equity awards based on a fixed monetary amount. Prior to the issuance of these RSUs, the Company classified these awards as liabilities. Upon issuance of the RSU’s the awards became equity-classified as they no longer met the criteria to be liability-classified and as a result liabilities of $722,500 and $664,167 were reclassified from accounts payable and accrued liabilities to additional paid-in capital during the three months ended June 30, 2024 and 2023, respectively.

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NOTES TO CONDENSED CONSOLIDATED FINANCIAL STATEMENTS

JUNE 30, 2024

(Unaudited)

NOTE 13. (LOSS) EARNINGS PER SHARE

The following table summarizes the basic and diluted (loss) earnings per common share calculation for the three months ended June 30, 2024 and 2023:

Three Months Ended

June 30, 

    

2024

    

2023

Basic (loss) earnings per common share

 

  

 

  

Net (loss) income attributable to Reservoir Media, Inc.

$

(346,655)

$

277,333

Weighted average common shares outstanding - basic

 

64,970,693

 

64,572,432

(Loss) earnings per common share - basic

$

(0.01)

$

Diluted (loss) earnings per common share

 

 

Net (loss) income attributable to Reservoir Media, Inc.

$

(346,655)

$

277,333

Weighted average common shares outstanding - basic

 

64,970,693

 

64,572,432

Weighted average effect of potentially dilutive securities:

 

 

Effect of dilutive stock options and RSUs

 

 

426,112

Weighted average common shares outstanding - diluted

64,970,693

64,998,544

(Loss) earnings per common share - diluted

$

(0.01)

$

Because of their anti-dilutive effect, 7,799,897 shares of Common Stock equivalents, comprised of 1,277,332 stock options, 635,065 RSUs and 5,887,500 warrants have been excluded from the diluted earnings per share calculation for the three months ended June 30, 2024. Because of their anti-dilutive effect, 5,953,199 shares of Common Stock equivalents, comprised of 65,699 RSUs and 5,887,500 warrants have been excluded from the diluted earnings per share calculation for the three months ended June 30, 2023.

NOTE 14. FINANCIAL INSTRUMENTS

The Company is exposed to the following risks related to its financial instruments:

(a)Credit Risk

Credit risk arises from the possibility that the Company’s debtors may be unable to fulfill their financial obligations. Revenues earned from publishing and distribution companies are concentrated in the music and entertainment industry. The Company monitors its exposure to credit risk on a regular basis.

(b)

Interest Rate Risk

The Company is exposed to market risk from changes in interest rates on its Senior Credit Facility. As described in Note 8, “Secured Line of Credit,” the Company entered into interest rate swap agreements to partially reduce its exposure to fluctuations in interest rates on its Credit Facilities.

The fair value of the outstanding interest rate swaps consisted of a $5,141,819 asset as of June 30, 2024 and a $5,753,488 asset and a $121,374 liability at March 31, 2024. Fair value is determined using Level 2 inputs, which are based on quoted prices and market observable data of similar instruments. The change in the unrealized fair value of the swaps during the three months ended June 30, 2024 of $490,295 was recorded as a Loss on fair value of swaps. The change in the unrealized fair value of the swaps during the three months ended June 30, 2023 of $1,845,387 was recorded as a Gain on fair value of swaps.

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RESERVOIR MEDIA, INC. AND SUBSIDIARIES

NOTES TO CONDENSED CONSOLIDATED FINANCIAL STATEMENTS

JUNE 30, 2024

(Unaudited)

(c)

Foreign Exchange Risk

The Company is exposed to foreign exchange risk in fluctuations of currency rates on its revenue from royalties, writers’ fees and its subsidiaries’ operations.

(d)

Financial Instruments

Financial instruments not described elsewhere include cash, accounts receivable, accounts payable, accrued liabilities and the Company’s secured line of credit. The carrying values of these instruments as of June 30, 2024 do not differ materially from their respective fair values due to the immediate or short-term duration of these items or their bearing market-related rates of interest.

NOTE 15. CONTINGENCIES AND COMMITMENTS

(a)Litigation

The Company is subject to claims and contingencies in the normal course of business. To the extent the Company cannot predict the outcome of the claims and contingencies or estimate the amount of any loss that may result, no provision for any contingent liabilities has been made in the condensed consolidated financial statements. The Company believes that losses resulting from these matters, if any, would not have a material adverse effect on the financial position, results of operations or cash flows of the Company. All such matters which the Company concludes are probable to result in a loss and for which management can reasonably estimate the amount of such loss have been accrued for within these condensed consolidated financial statements.

NOTE 16. SEGMENT REPORTING

The Company’s business is organized in two reportable segments: Music Publishing and Recorded Music. The Company identified its Chief Executive Officer as its Chief Operating Decision Maker (“CODM”). The Company’s CODM evaluates financial performance of its segments based on several factors, of which the primary financial measure is operating income before depreciation and amortization (“OIBDA”). The accounting policies of the Company’s business segments are consistent with the Company’s policies for the condensed consolidated financial statements. The Company does not have sales between segments.

The following tables present total revenue and reconciliation of OIBDA to operating income by segment for the three months ended June 30, 2024 and 2023:

Three Months Ended June 30, 2024

Music 

Recorded 

    

Publishing

    

Music

    

Other

    

Consolidated

Total revenue

$

24,000,293

$

9,630,504

$

686,046

$

34,316,843

Reconciliation of OIBDA to operating income:

 

 

 

 

Operating income

2,182,422

 

2,691,278

 

87,833

4,961,533

Amortization and depreciation

 

4,601,128

 

1,759,822

 

23,807

 

6,384,757

OIBDA

$

6,783,550

$

4,451,100

$

111,640

$

11,346,290

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RESERVOIR MEDIA, INC. AND SUBSIDIARIES

NOTES TO CONDENSED CONSOLIDATED FINANCIAL STATEMENTS

JUNE 30, 2024

(Unaudited)

    

Three Months Ended June 30, 2023

    

Music

    

Recorded

    

    

Publishing

Music

Other

Consolidated

Total revenue

$

20,791,315

$

10,384,637

$

660,634

$

31,836,586

Reconciliation of OIBDA to operating income (loss):

 

  

 

  

 

  

 

  

Operating income (loss)

 

1,396,472

 

1,763,796

 

(15,347)

 

3,144,921

Amortization and depreciation

 

4,302,844

 

1,729,152

 

23,572

 

6,055,568

OIBDA

$

5,699,316

$

3,492,948

$

8,225

$

9,200,489

14

Item 2. Management’s Discussion and Analysis of Financial Condition and Results of Operations.

The following discussion and analysis of Reservoir Media, Inc.’s financial condition and results of operations should be read in conjunction with Reservoir Media, Inc.’s condensed consolidated financial statements, including the accompanying notes thereto contained elsewhere in this Quarterly Report on Form 10-Q (this “Quarterly Report”). Certain statements contained in the discussion and analysis set forth below include forward-looking statements that involve risks and uncertainties that could cause actual results to differ materially from those expected and projected. Unless the context otherwise requires, the terms “we,” “us,” “our,” the “Company” and “Reservoir” refer collectively to Reservoir Media, Inc. and its consolidated subsidiaries.

Special Note Regarding Forward-Looking Statements

This Quarterly Report includes “forward-looking statements” within the meaning of Section 27A of the Securities Act of 1933, as amended (the “Securities Act”), and Section 21E of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), that are not historical facts, and are intended to be covered by the safe harbor created thereby. All statements, other than statements of historical fact included in this Quarterly Report including, without limitation, statements in this “Management’s Discussion and Analysis of Financial Condition and Results of Operations” regarding the Company’s financial position, business strategy and the plans and objectives of management for future operations, are forward-looking statements. Words such as “expect,” “believe,” “anticipate,” “predict,” “project,” “target,” “goal,” “intend,” “continue,” “could,” “may,” “might,” “shall,” “should,” “will,” “would,” “plan,” “possible,” “potential,” “estimate,” “seek” and variations and similar words and expressions are intended to identify such forward-looking statements, but the absence of these words does not mean that a statement is not forward-looking. In addition, any statements that refer to expectations, projections, forecasts or other characterizations of future events or circumstances, including any underlying assumptions, are forward-looking statements. Such forward-looking statements relate to future events or future performance, but reflect management’s current expectations, projections and beliefs based on information currently available. These forward-looking statements are subject to known and unknown risks, uncertainties and assumptions about the Company that may cause its actual business, financial condition, results of operations, performance and/or achievements to be materially different from any future business, financial condition, results of operations, performance and/or achievements expressed or implied by these forward-looking statements. Factors that might cause or contribute to such a discrepancy include, but are not limited to, those described under “Risk Factors” and “Cautionary Note Regarding Forward-Looking Statements” in the Company’s Annual Report on Form 10-K (the “Annual Report”) filed with the U.S. Securities and Exchange Commission (the “SEC”) on May 30, 2024 and the Company’s other filings with the SEC. The Company’s securities filings can be accessed on the EDGAR section of the SEC’s website at www.sec.gov. Except as expressly required by applicable securities law, the Company disclaims any intention or obligation to update or revise any forward-looking statements whether as a result of new information, future events or otherwise.

Introduction

We are a holding company that conducts substantially all of our business operations through Reservoir Media Management, Inc. (“RMM”) and RMM’s subsidiaries. Our activities are generally organized into two operating segments: Music Publishing and Recorded Music. Operations of the Music Publishing segment involve the acquisition of interests in music catalogs from which royalties are earned as well as signing songwriters to exclusive agreements, which gives us an interest in the future delivery of songs. Operations of the Recorded Music segment involve the acquisition of sound recording catalogs as well as the discovery and development of recording artists and the marketing, distribution, sale and licensing of the music catalogs.

Business Overview

We are an independent music company operating in music publishing and recorded music. We represent over 150,000 copyrights in our publishing business and over 36,000 master recordings in our recorded music business. Both of our business areas are populated with hit songs dating back to the early 1900s representing an array of artists across genre and geography. Consistent with how we classify and operate our business, our company is organized in two operating and reportable segments: Music Publishing and Recorded Music. A brief description of each segment’s operations is presented below.

Music Publishing Segment

Music Publishing is an intellectual property business focused on generating revenue from uses of the musical composition itself. In return for promoting, placing, marketing and administering the creative output of a songwriter or engaging in those activities for other rightsholders, our Music Publishing business garners a share of the revenues generated from use of the musical compositions.

15

The operations of our Music Publishing business are conducted principally through RMM, our global music publishing company headquartered in New York City, with operations in multiple countries through various subsidiaries, affiliates and non-affiliated licensees and sub-publishers. We own or control rights to more than 150,000 musical compositions, including numerous pop hits, American standards, folk songs and motion picture and theatrical compositions. Assembled over many years, our current award-winning active songwriters exceed 100, while the catalog includes over 5,000 clients representing a diverse range of genres, including pop, rock, jazz, classical, country, R&B, hip-hop, rap, reggae, Latin, folk, blues, symphonic, soul, Broadway, techno, alternative and gospel.

Music Publishing revenues are derived from five main sources:

Digital––the rightsholder receives revenues with respect to musical compositions embodied in recordings distributed in streaming services, download services and other digital music services;
Performance––the rightsholder receives revenues if the musical composition is performed publicly through broadcast of music on television, radio and cable and in retail locations (e.g., bars and restaurants), live performance at a concert or other venue (e.g., arena concerts and nightclubs), and performance of music in staged theatrical productions;
Synchronization––the rightsholder receives revenues for the right to use the musical composition in combination with visual images such as in films or television programs, television commercials and video games;
Mechanical––the rightsholder receives revenues with respect to musical compositions embodied in recordings sold in any machine-readable format or configuration such as vinyl, CDs and DVDs; and
Other––the rightsholder receives revenues for use in sheet music and other uses.

The principal costs associated with our Music Publishing business are as follows:

Writer Royalties and Other Publishing Costs––the artist and repertoire (“A&R”) costs associated with (i) paying royalties to songwriters, co-publishers and other copyright holders in connection with income generated from the uses of their works and (ii) signing and developing songwriters; and
Administration Expenses––the costs associated with general overhead, and other administrative expenses, as well as selling and marketing.

Recorded Music Segment

Our Recorded Music business consists of three primary areas of sound recording ownership. First is the active marketing, promotion, distribution, sale and licensing of newly created frontline sound recordings from Current Artists that we own and control. This is a new area of focus for us and does not yet produce significant revenue. The second is the active marketing, promotion, distribution, sale and license of previously recorded and subsequently acquired Catalog recordings. The third is acquisition of full or partial interests in existing record labels, sound recording catalogs or income rights to a royalty stream associated with an established recording artist or producer contract in connection with existing sound recordings. Acquisition of these income participation interests are typically in connection with recordings that are owned, controlled, and marketed by other record labels.

Our Current Artist and Catalog recorded music businesses are both primarily handled by our Chrysalis Records label based in London and our Tommy Boy record label based in New York City. We also manage some select Catalog recorded music under our Philly Groove Records and Reservoir Records labels. We also own income participation interests in recordings by The Isley Brothers, The Commodores, Wisin and Yandel, Alabama and Travis Tritt, and an interest in the Loud Records catalog containing recordings by the Wu-Tang Clan. Our core Catalog includes recordings under the Chrysalis Records label by artists such as Sinéad O’Connor, The Specials, Generation X and The Waterboys, and De La Soul, as well as recordings under the Tommy Boy record label by artists such as House of Pain, Naughty By Nature, and Queen Latifah.

Our Current Artist and Catalog recorded music distribution is handled by a network of distribution partners. Chrysalis Records current frontline releases are distributed through Secretly Distribution, with prior frontline releases distributed via PIAS. Chrysalis Records and Tommy Boy catalogs are distributed via our agreements with MERLIN, AMPED, Proper and other partners.

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Through our distribution network, our music is being sold in physical retail outlets as well as in physical form to online physical retailers, such as amazon.com, and distributed in digital form to an expanding universe of digital partners, including streaming services such as Amazon, Apple, Deezer, SoundCloud, Spotify, Tencent Music Entertainment Group and YouTube, radio services such as iHeart Radio and SiriusXM, and download services. We also license music digitally to fitness platforms such as Apple Fitness+, Equinox, Hydrow and Peloton and social media outlets, such as Facebook, Instagram, TikTok and Snap.

Recorded Music revenues are derived from four main sources:

Digital––the rightsholder receives revenues with respect to streaming and download services;
Physical––the rightsholder receives revenues with respect to sales of physical products such as vinyl, CDs and DVDs;
Neighboring Rights––the rightsholder receives royalties if sound recordings are performed publicly through broadcast of music on television, radio, and cable, and in public spaces such as shops, workplaces, restaurants, bars and clubs; and
Synchronization––the rightsholder receives royalties or fees for the right to use sound recordings in combination with visual images such as in films or television programs, television commercials and video games.

The principal costs associated with our Recorded Music business are as follows:

Artist Royalties and Other Recorded Costs––the A&R costs associated with (i) paying royalties to recording artists, producers, songwriters, other copyright holders and trade unions, (ii) signing and developing recording artists and (iii) creating master recordings in the studio; and product costs to manufacture, package and distribute products to wholesale and retail distribution outlets; and
Administration Expenses––the costs associated with general overhead and other administrative expenses as well as costs associated of selling and marketing.

Use of Non-GAAP Financial Measures

We prepare our financial statements in accordance with accounting principles generally accepted in the United States (“U.S. GAAP” or “GAAP”). However, this Management’s Discussion and Analysis of Financial Condition and Results of Operations also contains certain non-GAAP financial measures to assist readers in understanding our performance. Non-GAAP financial measures either exclude or include amounts that are not reflected in the most directly comparable measure calculated and presented in accordance with GAAP. Where non-GAAP financial measures are used, we have provided the most directly comparable measures calculated and presented in accordance with U.S. GAAP, a reconciliation to GAAP measures and a discussion of the reasons why management believes this information is useful to it and may be useful to investors.

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Results of Operations

Income Statement

Our income statement was composed of the following amounts (in thousands):

For the Three Months

Ended June 30,

2024 vs. 2023

    

2024

    

2023

    

$ Change

    

% Change

    

Revenues

$

34,317

$

31,837

$

2,480

8

%  

Costs and expenses:

 

Cost of revenue

 

13,281

 

13,472

 

(190)

 

(1)

%  

Amortization and depreciation

6,385

6,056

329

5

%  

Administration expenses

9,689

9,165

525

6

%  

Total costs and expenses

29,355

28,692

664

2

%  

Operating income

4,962

3,145

1,817

58

%