Statement of Changes in Beneficial Ownership (4)
February 11 2021 - 4:40PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
WIBBENMEYER NICHOLAS ANDREW |
2. Issuer Name and Ticker or Trading Symbol
REGENCY CENTERS CORP
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REG
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
_____ Officer (give title below) __X__ Other (specify below)
Managing Director |
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(Last)
(First)
(Middle)
1211 W. 22ND STREET, SUITE 300 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/9/2021 |
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(Street)
OAK BROOK, IL 60523
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock | 2/9/2021 | | M | | 5956 (1) | A | (2) | 9876.43 | D | |
| Common Stock | 2/9/2021 | | F | | 2369 | D | $47.18 | 7507.43 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Restricted Stock | (2) | 2/9/2021 | | M | | | 333 | (2) | (2) | Common Stock | 333 | $0 | 0 | D | |
| Restricted Stock | (2) | 2/9/2021 | | M | | | 403 | (2) | (2) | Common Stock | 403 | $0 | 1271 | D | |
| Dividend Equivalents | (1) | 2/9/2021 | | M | | | 77 | (1) | (1) | Common Stock | 77 | $0 | 0 | D | |
| Explanation of Responses: |
| (1) | Includes 675 shares accrued when and as dividends were paid on Regency Centers Corporation common stock and vested with the restricted stock and performance shares to which they relate. Includes 1,093 shares in Regency Centers Corporation's Non-Qualified Deferred Compensation Plan. |
| (2) | Vesting of restricted stock and performance shares. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
WIBBENMEYER NICHOLAS ANDREW
1211 W. 22ND STREET, SUITE 300
OAK BROOK, IL 60523 |
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| Managing Director |
Signatures
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| /s/ Michael B. Kirwan, Attorney-in-Fact for Nicholas Andrew Wibbenmeyer | | 2/11/2021 |
| **Signature of Reporting Person | Date |
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