Statement of Changes in Beneficial Ownership (4)
January 13 2021 - 5:02PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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DEKKERS MARIJN E |
2. Issuer Name and Ticker or Trading Symbol
Quanterix Corp
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QTRX
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
C/O QUANTERIX CORPORATION,, 900 MIDDLESEX TURNPIKE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/11/2021 |
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(Street)
BILLERICA, MA 01821
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock | 1/11/2021 | | M | | 7900.00 | A | $18.24 | 16980.00 | D | |
| Common Stock | 1/11/2021 | | M | | 7900.00 | A | $14.80 | 24880.00 | D | |
| Common Stock | 1/11/2021 | | M | | 29162.00 | A | $8.16 | 54042.00 | D | |
| Common Stock | 1/11/2021 | | S(1) | | 7200.00 | D | $47.1656 (2) | 46842.00 | D | |
| Common Stock | 1/11/2021 | | S(1) | | 22830.00 | D | $47.8651 (3) | 24012.00 | D | |
| Common Stock | 1/11/2021 | | S(1) | | 2333.00 | D | $49.1564 (4) | 21679.00 | D | |
| Common Stock | 1/11/2021 | | S(1) | | 4400.00 | D | $50.3767 (5) | 17279.00 | D | |
| Common Stock | 1/11/2021 | | S(1) | | 8199.00 | D | $51.0821 (6) | 9080.00 (7) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Stock Option (Right to Buy) | $18.24 | 1/11/2021 | | M | | | 7900.00 | 12/31/2019 | 1/2/2029 | Common Stock | 7900.00 | $0.00 | 0.00 | D | |
| Stock Option (Right to Buy) | $14.80 | 1/11/2021 | | M | | | 7900.00 | 12/31/2018 | 8/7/2028 | Common Stock | 7900.00 | $0.00 | 0.00 | D | |
| Stock Option (right to buy) | $8.16 | 1/11/2021 | | M | | | 29162.00 | (8) | 3/31/2027 | Common Stock | 29162.00 | $0.00 | 1951.00 | D | |
| Explanation of Responses: |
| (1) | The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted on December 9, 2020. |
| (2) | This transaction was executed in multiple trades at prices ranging from $46.47 to $47.46. The price reported reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or any security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| (3) | This transaction was executed in multiple trades at prices ranging from $47.47 to $48.43. The price reported reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or any security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| (4) | This transaction was executed in multiple trades at prices ranging from $48.74 to $49.70. The price reported reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or any security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| (5) | This transaction was executed in multiple trades at prices ranging from $49.79 to $50.78. The price reported reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or any security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| (6) | This transaction was executed in multiple trades at prices ranging from $50.79 to $51.64. The price reported reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or any security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| (7) | Includes 2,270 restricted stock units. |
| (8) | The option vests as to 25% of the shares on March 13, 2018 and vests as to an additional 2.083% of the shares per month thereafter until February 28, 2021. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
DEKKERS MARIJN E
C/O QUANTERIX CORPORATION,
900 MIDDLESEX TURNPIKE
BILLERICA, MA 01821 | X |
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Signatures
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| /s/ Brian Keane, as Attorney-in-Fact | | 1/13/2021 |
| **Signature of Reporting Person | Date |
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