Amended Statement of Ownership (sc 13g/a)
February 16 2021 - 6:31AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
SCHEDULE
13G
(Rule
13d-102)
INFORMATION
TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO
§ 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT
TO § 240.13d-2
(Amendment
No. 7)
PIONEER
POWER SOLUTIONS, INC.
|
(Name
of Issuer)
|
|
Common
Stock
|
(Title
of Class of Securities)
|
|
723836300
|
(CUSIP
Number)
|
|
December
31, 2020
|
(Date
of Event Which Requires Filing of the Statement)
|
Check
the appropriate box to designate the rule pursuant to which this Schedule is filed:
☒
|
Rule
13d-1(b)
|
☐
|
Rule
13d-1(c)
|
☐
|
Rule
13d-1(d)
|
*
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect
to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures
provided in a prior cover page.
The
information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section
18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the Notes).
1.
|
NAME
OF REPORTING PERSONS
A.
LAWRENCE CARROLL TRUST
|
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see
instructions)
(a) ☐
(b) ☒
|
3.
|
SEC
USE ONLY
|
4.
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
FLORIDA,
USA
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
|
5.
|
SOLE
VOTING POWER
0
|
6.
|
SHARED
VOTING POWER
0
|
7.
|
SOLE
DISPOSITIVE POWER
0
|
8.
|
SHARED
DISPOSITIVE POWER
0
|
9.
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
|
10.
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(SEE
INSTRUCTIONS)
☐
|
11.
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0%
|
12.
|
TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS)
OO
|
|
|
|
|
Item 1(a).
|
Name
of Issuer:
PIONEER
POWER SOLUTIONS, INC.
|
|
|
Item 1(b).
|
Address of Issuer’s Principal
Executive Offices:
|
|
400
Kelby Street, 9th Floor
Fort
Lee, New Jersey 07024
|
|
|
Item 2(a).
|
Name
of Person Filing:
A.
LAWRENCE CARROLL TRUST
|
|
|
Item 2(b).
|
Address of Principal Business
Office or, if none, Residence:
|
|
415
L’AMBIANCE DRIVE #804
LONGBOAT
KEY, FL 34228
|
Item 2(c).
|
Citizenship:
|
|
|
|
USA
|
|
|
Item 2(d).
|
Title of Class of Securities:
|
|
|
|
Common Stock
|
|
|
Item 2(e).
|
CUSIP Number:
|
|
|
|
723836300
|
|
|
Item 3.
|
If this statement is filed pursuant
to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:
|
|
|
|
(a)
|
☐
|
Broker or dealer registered under Section 15
of the Act (15 U.S.C. 78o);
|
|
(b)
|
☐
|
Bank as defined in Section 3(a)(6) of the Act
(15 U.S.C. 78c);
|
|
(c)
|
☐
|
Insurance company as defined in Section 3(a)(19)
of the Act (15 U.S.C. 78c);
|
|
(d)
|
☐
|
Investment company registered under Section
8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
|
(e)
|
☐
|
An investment adviser in accordance with §
240.13d-1(b)(1)(ii)(E);
|
|
(f)
|
☐
|
An employee benefit plan or endowment fund in
accordance with § 240.13d-1(b)(1)(ii)(F);
|
|
(g)
|
☐
|
A parent holding company or control person in
accordance with § 240.13d-1(b)(1)(ii)(G);
|
|
(h)
|
☐
|
A savings association as defined in Section
3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
|
(i)
|
☐
|
A church plan that is excluded from the definition
of an investment company under Section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3);
|
|
(j)
|
☐
|
A non-U.S. institution in accordance with §
240.13d-1(b)(1)(ii)(J);
|
|
(k)
|
☐
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
If
filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: ____________.
Item 4.
|
Ownership:
|
|
|
|
Provide the following information regarding
the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
|
|
(a)
|
Amount
beneficially owned:
Zero
shares of Common Stock
|
|
(b)
|
Percent of class: 0%
|
|
|
|
|
(c)
|
Number of shares as to which the
person has:
|
|
|
(i)
|
Sole power to vote or to direct the vote: -0-
|
|
|
(ii)
|
Shared power to vote or to direct the vote:
-0-
|
|
|
(iii)
|
Sole power to dispose or to direct the disposition
of: -0-
|
|
|
(iv)
|
Shared power to
dispose or to direct the disposition of: -0-
|
Item
5.
|
Ownership of
Five Percent or Less of a Class:
|
|
|
|
If this statement is being filed to report the
fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class
of securities, check the following. ☒
|
|
|
Item 6.
|
Ownership of More Than Five Percent on Behalf
of Another Person:
|
|
|
|
|
Item 7.
|
Identification and Classification of the
Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company:
|
|
|
|
|
Item 8.
|
Identification and Classification of Members
of the Group:
|
|
|
|
|
Item 9.
|
Notice of Dissolution of Group:
|
|
|
|
|
Item 10.
|
Certifications:
|
|
|
|
By signing below,
I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the
ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing
the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant
in any transaction having that purpose or effect.
|
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
|
Date:
|
February
15, 2021
|
|
|
|
|
|
A. LAWRENCE
CARROLL TRUST
|
|
|
|
|
By:
|
/s/
A. LAWRENCE CARROLL
|
|
|
|
|
Name:
|
A.
LAWRENCE CARROLL
|
|
|
|
|
Title:
|
TRUSTEE
|
The
original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If
the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner
of the filing person, evidence of the representative’s authority to sign on behalf of such person shall be filed with the
statement, Provided, however, that a power of attorney for this purpose which is already on file with the Commission may
be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath
his signature.
Attention:
Intentional misstatements or omissions of fact constitute Federal criminal violations
(see
18 U.S.C. 1001).
5
Pioneer Power Solutions (NASDAQ:PPSI)
Historical Stock Chart
From Mar 2024 to Apr 2024
Pioneer Power Solutions (NASDAQ:PPSI)
Historical Stock Chart
From Apr 2023 to Apr 2024