Statement of Changes in Beneficial Ownership (4)
May 07 2020 - 10:50AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Klaus Andrew S |
2. Issuer Name and Ticker or Trading Symbol
PREFORMED LINE PRODUCTS CO
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PLPC
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
CFO |
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(Last)
(First)
(Middle)
660 BETA DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/5/2020 |
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(Street)
MAYFIELD VILLAGE, OH 44143
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common shares, $2 par value | 5/5/2020 | | P | | 236 | A | $51.15 | 236 | D | |
| Common shares, $2 par value | 5/6/2020 | | P | | 3000 | A | $47.72 | 3236 | D | |
| Common shares, $2 par value | 5/7/2020 | | P | | 764 | A | $47.84 | 4000 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Employee stock option (right to buy) | $47.24 | | | | | | | 4/9/2021 | 4/9/2030 | Common Shares, $2 par value | 10000 (1) | | 10000 | D | |
| Explanation of Responses: |
| (1) | On April 10, 2020, the Reporting Person was granted 10,000 stock options, of which 5,000 will vest on April 9, 2021, 2,500 will vest on April 9, 2022, and the remaining 2,500 will vest on April 9, 2023. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Klaus Andrew S
660 BETA DRIVE
MAYFIELD VILLAGE, OH 44143 |
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| CFO |
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Signatures
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| /s/ Andrew S. Klaus | | 5/7/2020 |
| **Signature of Reporting Person | Date |
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