false 0001583648 0001583648 2024-05-07 2024-05-07
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 

FORM 8-K

 
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): May 7, 2024

 
PIERIS PHARMACEUTICALS, INC.
(Exact name of registrant as specified in its charter)
 

 
Nevada
001-37471
30-0784346
(State or other jurisdiction of
Incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)
 
225 Franklin Street, 26th Floor
02110
Boston, MA
 
(Address of principal executive offices)
(Zip Code)
 
Registrants telephone number, including area code: 857-246-8998
N/A
(Former name or former address, if changed since last report.)

 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
 
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
 
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
 
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Securities registered pursuant to Section 12(b) of the Act:
 
Title of each class
 
Trading Symbol(s)
 
Name of each exchange on which registered
Common Stock, $0.001 par value per share
 
PIRS
 
The Nasdaq Capital Market
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
 
Emerging Growth Company 
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐
 
 

 
Item 8.01 Other Events.
 
On May 7, 2024, Pieris Pharmaceuticals, Inc. (the "Company”) received a letter from The Nasdaq Stock Market ("Nasdaq") stating that for the last 10 consecutive business days, from April 23 to May 6, 2024, the closing bid price of the Company’s common stock has been at $1.00 per share or greater. Accordingly, the Company has regained compliance with Nasdaq Listing Rule 5550(a)(2) and this matter is now closed.
 
 

 
SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
PIERIS PHARMACEUTICALS, INC.
   
Dated: May 9, 2024
/s/ Tom Bures
 
Tom Bures
 
Chief Financial Officer
 
 
 
 
v3.24.1.u1
Document And Entity Information
May 07, 2024
Document Information [Line Items]  
Entity, Registrant Name PIERIS PHARMACEUTICALS, INC.
Document, Type 8-K
Document, Period End Date May 07, 2024
Entity, Incorporation, State or Country Code NV
Entity, File Number 001-37471
Entity, Tax Identification Number 30-0784346
Entity, Address, Address Line One 225 Franklin Street
Entity, Address, Address Line Two 26th Floor
Entity, Address, Postal Zip Code 02110
Entity, Address, City or Town Boston
Entity, Address, State or Province MA
City Area Code 857
Local Phone Number 246-8998
Written Communications false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issuer Tender Offer false
Title of 12(b) Security Common Stock
Trading Symbol PIRS
Security Exchange Name NASDAQ
Entity, Emerging Growth Company false
Amendment Flag false
Entity, Central Index Key 0001583648

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