Statement of Changes in Beneficial Ownership (4)
January 08 2021 - 1:59PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
BARKLEY MICHAEL T |
2. Issuer Name and Ticker or Trading Symbol
PACCAR INC
[
PCAR
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
SR. VICE PRESIDENT/CONTROLLER |
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(Last)
(First)
(Middle)
777 - 106TH AVE. N.E. |
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/6/2021 |
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(Street)
BELLEVUE, WA 98004
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock | | | | | | | | 26706.0000 | D | |
| Common Stock | | | | | | | | 5.8500 | I | By PACCAR Employee Stock Purchase Plan (ESPP) |
| Common Stock | | | | | | | | 21199.7710 | I | By PACCAR Savings Investment Plan (SIP) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Stock Units (DCP) | (1) | 1/6/2021 | | J (2) | | 8.2460 | | (1) | (1) | Common Stock | 8.2460 | $88.8100 | 1054.5100 | D | |
| Stock Option | $50.0000 | | | | | | | 1/1/2019 | 2/4/2026 | Common Stock | 10000.0000 | | 10000.0000 | D | |
| Stock Option | $65.5600 | | | | | | | 1/1/2022 | 2/6/2029 | Common Stock | 15786.0000 | | 15786.0000 | D | |
| Stock Option | $67.6300 | | | | | | | 1/1/2020 | 2/7/2027 | Common Stock | 12324.0000 | | 12324.0000 | D | |
| Stock Option | $68.6900 | | | | | | | 1/1/2021 | 2/7/2028 | Common Stock | 11372.0000 | | 11372.0000 | D | |
| Stock Option | $76.1800 | | | | | | | 1/1/2023 | 2/4/2030 | Common Stock | 12554.0000 | | 12554.0000 | D | |
| Stock Units (LTIP) | (3) | | | | | | | (3) | (3) | Common Stock | 3498.0000 | | 3498.0000 | D | |
| Explanation of Responses: |
| (1) | Share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) convertible to common stock on a one-for-one basis upon satisfaction of all applicable vesting conditions. |
| (2) | Dividend on share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) reinvested pursuant to DCP. |
| (3) | Restricted stock units held in deferred phantom stock account under LTIP convertible to common stock on a one-for-one basis upon satisfaction of all applicable vesting conditions. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
BARKLEY MICHAEL T
777 - 106TH AVE. N.E.
BELLEVUE, WA 98004 |
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| SR. VICE PRESIDENT/CONTROLLER |
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Signatures
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| Irene E. Song, by Power of Attorney | | 1/8/2021 |
| **Signature of Reporting Person | Date |
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