Statement of Changes in Beneficial Ownership (4)
November 06 2020 - 1:02PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
|
1. Name and Address of Reporting Person
*
PIGOTT MARK C |
2. Issuer Name and Ticker or Trading Symbol
PACCAR INC
[
PCAR
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Executive Chairman |
|
(Last)
(First)
(Middle)
777 106TH AVENUE NE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/5/2020 |
|
(Street)
BELLEVUE, WA 98004
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
| COMMON STOCK | 11/5/2020 | | M | | 92832 | A | $50.5 | 3113769 | D | |
| COMMON STOCK | 11/5/2020 | | S | | 92832 | D | $90.33 (1) | 3020937 | D | |
| COMMON STOCK | | | | | | | | 283280 | I | WIFE AND CHILDREN |
| COMMON STOCK (SIP) (2) | | | | | | | | 95104.36 (3) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| STOCK OPTION (4) | $50.50 | 11/5/2020 | | M | | | 92832 | 1/1/2014 | 2/3/2021 | COMMON STOCK | 92832 | $0 (4) | 0 | D | |
| STOCK OPTION (4) | $43.24 | | | | | | | 1/1/2015 | 2/2/2022 | COMMON STOCK | 134084 | | 134084 | D | |
| STOCK OPTION (4) | $47.81 | | | | | | | 1/1/2016 | 2/6/2023 | COMMON STOCK | 108714 | | 108714 | D | |
| STOCK OPTION (4) | $59.15 | | | | | | | 1/1/2017 | 2/7/2024 | COMMON STOCK | 85618 | | 85618 | D | |
| COMMON STOCK (LTIP) (5) | (5) | | | | | | | (5) | (5) | COMMON STOCK | 49323.602 | | 49323.602 | D | |
| COMMON STOCK (DICP) (6) | (6) | | | | | | | (6) | (6) | COMMON STOCK | 122926.735 | | 122926.735 | D | |
| COMMON STOCK (DCP) (7) | (7) | | | | | | | (7) | (7) | COMMON STOCK | 37581.265 | | 37581.265 | D | |
| Explanation of Responses: |
| (1) | The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from 89.03 to 90.94 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
| (2) | Shares held in PACCAR Savings Investment Plan (SIP). |
| (3) | Balance includes shares awarded under SIP (Company match) since date of last report in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). |
| (4) | Option to buy awarded under PACCAR Long Term Incentive Plan (LTIP). |
| (5) | Share units held in deferred phantom stock account under LTIP convertible to common stock on a one for one basis upon satisfaction of all applicable conditions. |
| (6) | Share units held in deferred phantom stock account under PACCAR Deferred Incentive Compensation Plan (DICP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions. |
| (7) | Share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions |
Reporting Owners
|
| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
PIGOTT MARK C
777 106TH AVENUE NE
BELLEVUE, WA 98004 | X |
| Executive Chairman |
|
Signatures
|
| Mark C. Pigott | | 11/6/2020 |
| **Signature of Reporting Person | Date |
PACCAR (NASDAQ:PCAR)
Historical Stock Chart
From Mar 2024 to Apr 2024
PACCAR (NASDAQ:PCAR)
Historical Stock Chart
From Apr 2023 to Apr 2024
