Statement of Changes in Beneficial Ownership (4)

Date : 01/10/2020 @ 5:38PM
Source : Edgar (US Regulatory)
Stock : PACCAR Inc (PCAR)
Quote : 75.36  -0.18 (-0.24%) @ 1:00AM
PACCAR share price Chart
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Last $ 75.36 ◊ 0.00 (0.00%)

Statement of Changes in Beneficial Ownership (4)

FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

BARKLEY MICHAEL T
2. Issuer Name and Ticker or Trading Symbol

PACCAR INC [ PCAR ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
SR. VICE PRESIDENT/CONTROLLER
(Last)          (First)          (Middle)

777 106TH AVENUE NE
3. Date of Earliest Transaction (MM/DD/YYYY)

1/8/2020
(Street)

BELLEVUE, WA 98004
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
COMMON STOCK         24091 D 
 
COMMON STOCK (ESPP) (1)        5.85 D 
 
COMMON STOCK (SIP) (2)        21010.462 D 
 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
STOCK OPTION (3)$47.81           1/1/2016 2/6/2023 COMMON STOCK 11728  11728 D 
 
STOCK OPTION (3)$59.15           1/1/2017 2/7/2024 COMMON STOCK 9236  9236 D 
 
STOCK OPTION (3)$62.46           1/1/2018 2/4/2025 COMMON STOCK 8562  8562 D 
 
STOCK OPTION (3)$50.00           1/1/2019 2/4/2026 COMMON STOCK 17368  17368 D 
 
STOCK OPTION (3)$67.63           1/1/2020 2/7/2027 COMMON STOCK 12324  12324 D 
 
STOCK OPTION (3)$68.69           1/1/2021 2/7/2028 COMMON STOCK 11372  11372 D 
 
STOCK OPTION (3)$65.56           1/1/2022 2/6/2029 COMMON STOCK 15786  15786 D 
 
COMMON STOCK (DCP) (4) (4)1/8/2020  J (5)  29.132     (4) (4)COMMON STOCK 29.132 $78.96 1029.241 D 
 
STOCK UNITS (LTIP) (6) (6)           (6) (6)COMMON STOCK 2700  2700 D 
 

Explanation of Responses:
(1) Shares held in PACCAR Inc Employee Stock Purchase Plan (ESPP).
(2) Shares held in PACCAR Savings Investment Plan (SIP).
(3) Option to buy awarded under PACCAR LTIP.
(4) Share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) convertible to common stock on a one-for-one basis upon satisfaction of all applicable vesting conditions.
(5) Dividend on share units held in deferred phantom stock account under DCP reinvested pursuant to DCP.
(6) Restricted stock units awarded under LTIP and convertible to common stock on a one-for-one basis upon satisfaction of all applicable vesting conditions. Each award vests in four equal installments commencing on March 1 following the award and January 1 of the next three years.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
BARKLEY MICHAEL T
777 106TH AVENUE NE
BELLEVUE, WA 98004


SR. VICE PRESIDENT/CONTROLLER

Signatures
Michael T. Barkley1/9/2020
**Signature of Reporting PersonDate

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