(Amendment No. 6)*
If the filing person has previously filed
a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because
of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.
¨
* The remainder of this cover page shall
be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any
subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder
of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("
Act
") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other
provisions of the Act (however, see the Notes).
CUSIP No. 69012T 107
|
13D
|
Page
2
of
13 Pages
|
1.
|
Names of Reporting Persons
BioLexis Pte. Ltd.
|
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
¨
(b)
x
|
3.
|
SEC USE ONLY
|
4.
|
SOURCE OF FUNDS
WC
|
5.
|
CHECK B IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
¨
|
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Singapore
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH:
|
7.
|
SOLE VOTING POWER
0
|
8.
|
SHARED VOTING POWER
112,362,571 (1)
|
9.
|
SOLE DISPOSITIVE POWER
0
|
10.
|
SHARED DISPOSITIVE POWER
112,362,571 (1)
|
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY
EACH REPORTING PERSON
112,362,571 (1)
|
12.
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW
(11) EXCLUDES CERTAIN SHARES
¨
|
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11)
80.1% (2)
|
14.
|
TYPE OF REPORTING PERSON
IV
|
|
(1)
|
Includes (1) an aggregate
of 61,708 shares of Series A-1 Convertible Preferred Stock (“
Preferred Stock
”) of Outlook Therapeutics, Inc.,
a Delaware corporation (the “
Issuer
”), which converts into an aggregate of 9,329,248 shares of common stock
of the Issuer (“
Shares
”), and (2) warrants to purchase an aggregate of 37,262,820 Shares.
|
|
(2)
|
This percentage is calculated
based upon 85,091,062 Shares outstanding as set forth in the Issuer’s Annual Report on Form 10-K for the period ending September
30, 2018, as filed with the Securities and Exchange Commission on December 18, 2018, plus (1) the 4,288,624 Shares acquired by
BioLexis Pte. Ltd. (“
BioLexis
”) on January 2, 2019, (2) 4,288,624 shares acquired by BioLexis Pte. Ltd. on
February 1, 2019, (3) warrants to purchase an aggregate of 37,262,820 Shares, and (4) 9,329,248
Shares
underlying the
Preferred Stock.
|
CUSIP No. 69012T 107
|
13D
|
Page
3
of
13 Pages
|
1.
|
Names of Reporting Persons
Ghiath M. Sukhtian
|
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
¨
(b)
x
|
3.
|
SEC USE ONLY
|
4.
|
SOURCE OF FUNDS
N/A
|
5.
|
CHECK B IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
¨
|
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Jordan
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH:
|
7.
|
SOLE VOTING POWER
0
|
8.
|
SHARED VOTING POWER
112,362,571 (1)
|
9.
|
SOLE DISPOSITIVE POWER
0
|
10.
|
SHARED DISPOSITIVE POWER
112,362,571 (1)
|
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY
EACH REPORTING PERSON
112,362,571 (1)
|
12.
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW
(11) EXCLUDES CERTAIN SHARES
¨
|
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11)
80.1% (2)
|
14.
|
TYPE OF REPORTING PERSON
IN
|
|
(1)
|
Includes (1) an aggregate
of 61,708 shares the Preferred Stock, which converts into an aggregate of 9,329,248 Shares, and (2) warrants to purchase an aggregate
of 37,262,820 Shares.
|
|
(2)
|
This percentage is calculated
based upon 85,091,062 Shares outstanding as set forth in the Issuer’s Annual Report on Form 10-K for the period ending September
30, 2018, as filed with the Securities and Exchange Commission on December 18, 2018, plus (1) the 4,288,624 Shares acquired by
BioLexis Pte. Ltd. (“
BioLexis
”) on January 2, 2019, (2) 4,288,624 shares acquired by BioLexis Pte. Ltd. on
February 1, 2019, (3) warrants to purchase an aggregate of 37,262,820 Shares, and (4) 9,329,248
Shares
underlying the
Preferred Stock.
|
CUSIP No. 69012T 107
|
13D
|
Page
4
of
13 Pages
|
1.
|
Names of Reporting Persons
Arun Kumar Pillai
|
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
¨
(b)
x
|
3.
|
SEC USE ONLY
|
4.
|
SOURCE OF FUNDS
N/A
|
5.
|
CHECK B IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
¨
|
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
India
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH:
|
7.
|
SOLE VOTING POWER
0
|
8.
|
SHARED VOTING POWER
112,362,571 (1)
|
9.
|
SOLE DISPOSITIVE POWER
0
|
10.
|
SHARED DISPOSITIVE POWER
112,362,571 (1)
|
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY
EACH REPORTING PERSON
112,362,571 (1)
|
12.
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW
(11) EXCLUDES CERTAIN SHARES
¨
|
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11)
80.1% (2)
|
14.
|
TYPE OF REPORTING PERSON
IN
|
|
(1)
|
Includes (1) an aggregate
of 61,708 shares the Preferred Stock, which converts into an aggregate of 9,329,248 Shares, and (2) warrants to purchase an aggregate
of 37,262,820 Shares.
|
|
(2)
|
This percentage is calculated
based upon 85,091,062 Shares outstanding as set forth in the Issuer’s Annual Report on Form 10-K for the period ending September
30, 2018, as filed with the Securities and Exchange Commission on December 18, 2018, plus (1) the 4,288,624 Shares acquired by
BioLexis Pte. Ltd. (“
BioLexis
”) on January 2, 2019, (2) 4,288,624 shares acquired by BioLexis Pte. Ltd. on
February 1, 2019, (3) warrants to purchase an aggregate of 37,262,820 Shares, and (4) 9,329,248
Shares
underlying the
Preferred Stock.
|
CUSIP No. 69012T 107
|
Page
5
of
13 Pages
|
This
Amendment No. 6 (“
Amendment No. 6
”) to Schedule 13D supplements and amends the statement on Schedule 13D of
BioLexis Pte. Ltd. (formerly known as GMS Tenshi Holdings Pte. Limited), a Singapore private limited company (“
BioLexis
”),
Ghiath M. Sukhtian (“
Sukhtian
”), and Arun Kumar Pillai (“
Kumar
”) originally filed with the
Securities and Exchange Commission (the “
SEC
”) on September 18, 2017 (the “
Original Schedule 13D
”),
and amended by Amendment Nos. 1, 2, 3, 4 and 5 thereto, filed with the SEC on each of November 1, 2017, June 25, 2018, July 20,
2018, November 9, 2018 and January 3, 2019, respectively (together the “
Schedule 13D
”). Except as otherwise
specified in this Amendment No. 6, all items in the Schedule 13D remain unchanged. All capitalized terms used herein and not otherwise
defined have the meanings ascribed to such terms in the Original Schedule 13D.
The
Reporting Persons are filing this Amendment No. 6 to report BioLexis’s private purchases of an additional 4,288,624 Shares
in connection with the
November 2018 Purchase Agreement (as described below)
.
|
Item 1.
|
Security and Issuer.
|
The
Schedule 13D relates to the common stock, par value $0.01 per share (the “
Shares
”), of Outlook Therapeutics,
Inc., a Delaware corporation (the “
Issuer
”), with its principal executive offices located at 7 Clarke Drive,
Cranbury, New Jersey 08512. The Shares are listed on the Nasdaq Capital Market under the ticker symbol “OTLK”.
Information given in response to each item shall be deemed incorporated by reference in all other items, as applicable.
|
Item 2.
|
Identity
and Background.
|
|
(a)
|
This
Amendment No. 6 is being filed by BioLexis, Sukhtian, and Kumar (collectively, the “
Reporting Persons
”).
|
|
(b)–(c)
|
Tenshi
Life Sciences Private Limited (“
Tenshi
”), a private investment vehicle of Kumar, and GMS Pharma (Singapore)
Pte. Limited (“
GMS Pharma
”), a private investment company and wholly-owned subsidiary of GMS Holdings, a private
investment company (“
GMS Holdings
”), are the 50:50 beneficial owners of BioLexis in which each of Tenshi and
GMS Pharma owns 50% of the outstanding voting shares. Kumar, a natural person, is the holder of a controlling interest in Tenshi.
Sukhtian, a natural person, is the holder of a controlling interest in GMS Holdings, which is the holder of a controlling interest
in GMS Pharma.
|
The
principal office address of BioLexis is 36 Robinson Road, #13-01, City House, Singapore 068877. The principal office address of
Kumar is #30, “Galaxy”, 1st Main, J.P. Nagar, 3rd Phase, Bangalore, India 560078. The principal office address of Sukhtian
is Zahran Street, 7th Circle Zahran Plaza Building, 4th Floor P.O. Box 142904, Amman, Jordan 11844.
CUSIP No. 69012T 107
|
Page
6
of
13 Pages
|
The
directors and executive officers of BioLexis are set forth on Schedule I attached hereto. Schedule I sets forth the following information
with respect to each such person:
|
(iii)
|
present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted; and
|
|
(d)–(e)
|
None
of the Reporting Persons has, during the last five years, been convicted in a criminal proceeding (excluding traffic violations
or similar misdemeanors). None of the Reporting Persons has, during the last five years, been a party to a civil proceeding of
a judicial or administrative body of competent jurisdiction and, as a result of such proceeding, was or is subject to a judgment,
decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities
laws or finding any violation with respect to such laws.
|
(f)
|
(i)
|
Kumar is a citizen of India.
|
|
(ii)
|
Sukhtian is a citizen of Jordan.
|
|
Item 3.
|
Source
and Amount of Funds or Other Consideration.
|
On November 5,
2018, BioLexis entered into a purchase agreement with the Issuer (the “
November 2018 Purchase Agreement
”) pursuant
to which BioLexis agreed to purchase, in a private placement (the “
Private Placement
”), up to $20.0 million
of Shares. On November 7, 2018, the Issuer closed the initial sale of 8,577,248 Shares to BioLexis for an aggregate purchase price
of $8.0 million, and amended its Investor Rights Agreement (as defined below) with BioLexis, as described below. The
remaining $12.0 million funded in three equal tranches, of which approximately $4.0 million (4,288,624 shares) was funded on December
3, 2018, approximately $4.0 million (4,288,624 shares) was funded on January 2, 2019 and, approximately $4.0 million (4,288,624
shares) was funded on February 1, 2019.
The source of funds for such purchases was the working
capital of BioLexis and capital contributions made to BioLexis.
|
Item 4.
|
Purpose of Transaction
|
The Issuer intends
to use the net proceeds from the Private Placement primarily for (i) clinical trials for its lead product candidate, ONS-5010,
and (ii) for working capital and general corporate purposes, including the agreed repayments on the senior secured notes.
This Schedule 13D relates to the acquisition
of the Shares and other securities of the Issuer by the Reporting Persons. The securities acquired by the Reporting Persons were
acquired for the purpose of making an investment in the Issuer.
CUSIP No. 69012T 107
|
Page
7
of
13 Pages
|
Except as set forth in this Schedule 13D,
the Reporting Persons have not formulated any plans or proposals which relate to or would result in: (a) the acquisition by any
person of additional securities of the Issuer or the disposition of securities of the Issuer; (b) an extraordinary corporate transaction,
such as a merger, reorganization or liquidation, involving the Issuer or any of its subsidiaries; (c) a sale or transfer of a material
amount of the assets of the Issuer or any of its subsidiaries; (d) any change in the present Board or management of the Issuer,
including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board; (e)
any material change in the Issuer’s capitalization or dividend policy of the Issuer; (f) any other material change in the
Issuer’s business or corporate structure; (g) any change in the Issuer’s charter or bylaws or other instrument corresponding
thereto or other action which may impede the acquisition of control of the Issuer by any person; (h) causing a class of the Issuer’s
securities to be deregistered or delisted from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer
quotation system of a registered national securities association; (i) a class of equity securities of the Issuer becoming eligible
for termination of registration pursuant to Section 12(g)(4) of the Act; or (j) any action similar to any of those enumerated above.
|
Item 5.
|
Interest in Securities
of the Issuer
|
|
(a)–(b)
|
As of the date of this
filing, the Reporting Persons may be deemed, for purposes of Rule 13d-3 of the Securities Exchange Act of 1934, as amended (the
“
Exchange Act
”), directly or indirectly, including by reason of their mutual affiliation, to be the beneficial
owners of the Shares described in Item 6 below. Based upon information contained in the Issuer’s Annual Report on Form 10-K
filed with the Securities and Exchange Commission on December 18, 2018, together with the aggregate of an additional 8,577,248
shares acquired pursuant to the November 2018 Purchase Agreement, such Shares deemed to be indirectly beneficially owned by the
Reporting Persons constitutes approximately 80.1% of the issued and outstanding Shares. Sukhtian, as the holder of a controlling
interest in GMS Holdings, the holder of a controlling interest in GMS Pharma, which owns 50% of the outstanding voting shares
of BioLexis, may be deemed to indirectly beneficially own the Shares held by BioLexis. Kumar, as the holder of a controlling interest
in Tenshi, which owns 50% of the outstanding voting shares of BioLexis, may also be deemed to indirectly beneficially own the
Shares held by BioLexis. As a result, Kumar and Sukhtian share the power to direct the vote and to direct the disposition of the
Shares described in Item 6 below.
|
|
(c)
|
On January 2, 2019,
BioLexis purchased 4,288,624 shares for approximately $4.0 million pursuant to the November 2018 Purchase Agreement.
|
On December 31, 2018, BioLexis received a regular quarterly dividend of 1,505 shares of Preferred Stock pursuant to the terms of such Preferred Stock.
|
Item 6.
|
Contracts, Arrangements,
Understandings or Relationships with respect to Securities of the Issuer
|
Tenshi, a private investment vehicle of
Kumar, and GMS Pharma, a private investment company and wholly-owned subsidiary of GMS Holdings, are the 50:50 beneficial owners
of BioLexis, in which each of Tenshi and GMS Pharma owns 50% of the outstanding voting shares. Kumar, a natural person, is the
holder of a controlling interest in Tenshi. Sukhtian, a natural person, is the holder of a controlling interest in GMS Holdings,
which is the holder of a controlling interest in GMS Pharma. By virtue of such relationships, Kumar and Sukhtian may be deemed
to have voting and investment power with respect to the securities held by BioLexis noted above and as a result may be deemed to
beneficially own such securities for purposes of Rule 13d-3 under the Exchange Act. As of the date of this Schedule 13D, the number
of Shares attributable to BioLexis (assuming conversion of the Preferred Stock and warrants to purchase Shares (“
Warrants
”)
acquired by BioLexis) is 112,362,571. Kumar and Sukhtian may also each be considered to hold indirectly the same 112,362,571 Shares.
CUSIP No. 69012T 107
|
Page
8
of
13 Pages
|
Pursuant to the Investor Rights Agreement
(as defined below), BioLexis was granted the right to appoint four representatives to the Issuer’s Board of Directors (the
“
Board
”), and accordingly, the Reporting Persons may have the ability to affect and influence control of the
Issuer. BioLexis has designated four representatives to serve on the Board.
November 2018 Purchase Agreement
Item 3 above summarizes certain provisions
of the November 2018 Purchase Agreement and is incorporated herein by reference. The description of the November 2018 Purchase
Agreement does not purport to be complete and is qualified in its entirety by reference to the full text of the November 2018 Purchase
Agreement, a copy of which is attached as Exhibit 9 to this Schedule 13D, and is incorporated herein by reference.
Voting and Lockup Agreements
Prior to and in connection with the purchase
agreement entered into between the Issuer and BioLexis on September 11, 2017 (the “
2017 Purchase Agreement
”),
on September 7, 2017, BioLexis entered into voting and lock-up agreements with Lawrence A. Kenyon, the Issuer’s Chief Financial
Officer and interim Chief Executive Officer, and Kenneth M. Bahrt, M.D., the Issuer’s Chief Medical Officer, as well as the
members of the Board (other than Pankaj Mohan, Ph.D., a member of the Board and the Issuer’s former Chairman and Chief Executive
Officer) (collectively, the “
Voting Agreements
”) whereby they agreed to vote in favor of the proposals to issue
the securities to BioLexis pursuant the 2017 Purchase Agreement and the change in control of the Issuer. Dr. Mohan entered into
a separate lock-up agreement with BioLexis (the “
Lock-Up Agreement
”). Pursuant to the Voting Agreements and
the Lock-Up Agreement, the lock-up period for the Issuer’s executive officers and the members of Board who will continue
on the Board after the closing of the sale of the remaining securities pursuant to the 2017 Purchase Agreement, including Dr. Mohan,
is 12 months, and the lock-up period for the members of the Board who resigned from the Board in connection with the 2017 Purchase
Agreement was nine months.
Pursuant to the Voting Agreements and Lock-Up
Agreement, during such lock-up periods, the parties have agreed not to, except in limited circumstances, (i) sell, transfer, pledge,
assign or otherwise encumber or dispose of any of the securities (as such term is defined in the Voting Agreements and Lock-Up
Agreement), or enter into any agreement, option or other arrangement or understanding with respect to any of the securities, (ii)
deposit any securities into a voting trust or enter into any voting arrangement with respect to the securities, or (iii) take any
other action that would in any way make any representation or warranty of the stockholder signatory untrue or incorrect in any
material respect or otherwise restrict, limit or interfere in any material respect with the performance of such stockholder’s
obligations under such agreement or the transactions contemplated by such agreement.
CUSIP No. 69012T 107
|
Page
9
of
13 Pages
|
The foregoing descriptions of the Voting
Agreements and the Lock-Up Agreement do not purport to be complete and are qualified in their entirety by reference to the full
text of such agreements, copies of which are filed as Exhibits 2, 3 and 4 and incorporated herein by reference.
Investor Rights Agreement
On September 11, 2017, the Issuer entered
into an investor rights agreement with BioLexis (the “
Investor Rights Agreement
”) in connection with the 2017
Purchase Agreement. Pursuant to the Investor Rights Agreement, the Issuer granted BioLexis certain registration rights with respect
to the Shares issuable upon conversion of the Series A Convertible Preferred Stock and exercise of the Warrants, Board designation
rights, piggyback registration rights and information rights, as well as the right of first offer over future issuances of securities
and a right of participation in future securities issuances. The Issuer also agreed not to file any registration statement to register
for resale the sale of any securities of a third party without BioLexis’ prior consent.
Additionally, the Issuer agreed to appoint
up to four new directors to be designated by BioLexis, such that BioLexis’ designees represent a majority of the Board. As
long as BioLexis maintains beneficial ownership of at least 5% of the Issuer’s outstanding Shares, it shall be entitled to
nominate directors to the Board in proportion to its ownership stake in the Issuer. As long as BioLexis maintains beneficial ownership
of at least 50% of the Issuer’s outstanding Shares but less than or equal to 57%, BioLexis shall be entitled to nominate
a majority of the directors for election to the Board.
In connection with the purchase agreement
entered into between the Issuer and BioLexis on May 11, 2018 (the “
2018 Purchase Agreement
”), the Issuer and
BioLexis amended the Investor Rights Agreement in order to provide BioLexis certain registration and other rights with respect
to the Shares acquired pursuant to the 2018 Purchase Agreement and the Shares that may be issuable upon exercise of the Warrants
acquired pursuant to the 2018 Purchase Agreement (the “
Investor Rights Agreement Amendment No. 1
”).
In connection with the exchange agreement
entered into between the Issuer and BioLexis on July 18, 2018 (the “
Exchange Agreement
”), the Issuer and BioLexis
amended the Investor Rights Agreement in order to provide BioLexis certain registration and other rights with respect to the Shares
that may be issuable upon conversion of the Preferred Stock acquired pursuant to the Exchange Agreement (the “
Investor
Rights Agreement Amendment No. 2
”).
In connection with the November 2018 Purchase
Agreement, the Issuer and BioLexis amended the Investor Rights Agreement in order to provide BioLexis certain registration and
other rights with respect to the Shares acquired pursuant to the November 2018 Purchase Agreement (the “
Investor Rights
Agreement Amendment No. 3
”).
CUSIP No. 69012T 107
|
Page
10
of
13 Pages
|
The foregoing descriptions of the Investor
Rights Agreement, the Investor Rights Agreement Amendment No. 1, the Investor Rights Agreement Amendment No. 2 and the Investor
Rights Agreement Amendment No. 3, do not purport to be complete and are qualified in their entirety by reference to the full text
of the Investor Rights Agreement, the Investor Rights Agreement Amendment No. 1, the Investor Rights Agreement Amendment No. 2
and the Investor Rights Agreement No. 3, copies of which are filed as Exhibits 5, 6, 8 and 10 to this Schedule 13D, and incorporated
herein by reference.
|
Item 7.
|
Material to be Filed
as Exhibits
|
|
1.
|
Joint Filing Agreement,
among GMS Tenshi Holdings Pte. Limited, Ghiath M. Sukhtian, and Arun Kumar Pillai, dated February 5, 2019.
|
|
2.
|
Form of Voting and Lock-up
Agreement by and between GMS Tenshi Holdings Pte. Limited and the Director or Executive Officer of Outlook Therapeutics, Inc.
party thereto, dated September 7, 2017 (incorporated by reference to Exhibit 10.4 to the Issuer’s Form 8-K (SEC File No.
001-37759), filed with the SEC on September 11, 2017).
|
|
3.
|
Voting and Lock-up Agreement
by and between GMS Tenshi Holdings Pte. Limited and Todd Brady, Director Outlook Therapeutics, Inc., dated September 7, 2017 (incorporated
by reference to Exhibit 10.5 to the Issuer’s Form 8-K (SEC File No. 001-37759), filed with the SEC on September 11, 2017).
|
|
4.
|
Lock-Up Agreement by and
among the Issuer, GMS Tenshi Holdings Pte. Limited and Pankaj Mohan, Ph.D, dated September 7, 2017 (incorporated by reference
to Exhibit 10.8 to the Issuer’s Form 8-K (SEC File No. 001-37759), filed with the SEC on September 11, 2017).
|
|
5.
|
Investor Rights Agreement
by and between Outlook Therapeutics, Inc. and GMS Tenshi Holdings Pte. Limited, dated September 11, 2017 (incorporated by reference
to Exhibit 10.3 to the Issuer’s Form 8-K (SEC File No. 001-37759), filed with the SEC on September 11, 2017).
|
|
6.
|
First Amendment to the
Investor Rights Agreement (incorporated by reference to Exhibit 10.2 to the Issuer’s Form 8-K (SEC File No. 001-37759),
filed with the SEC on May 15, 2018).
|
|
7.
|
Exchange Agreement by and
between Outlook Therapeutics, Inc. and GMS Tenshi Holdings Pte. Limited, dated July 18, 2018 (incorporated by reference to Exhibit
10.1 to the Issuer’s Form 8-K (SEC File No. 001-37759), filed with the SEC on July 19, 2018).
|
|
8.
|
Second Amendment to Investor
Rights Agreement (incorporated by reference to Exhibit 10.2 to the Issuer’s Form 8-K (SEC File No. 001-37759), filed with
the SEC on July 19, 2018).
|
CUSIP No. 69012T 107
|
Page
11
of
13 Pages
|
|
9.
|
Purchase Agreement by and
between the Issuer and BioLexis, dated November 5, 2018 (incorporated by reference to Exhibit 10.1 to the Issuer’s Form
8-K (SEC File No. 001-37759), filed with the SEC on November 9, 2018).
|
|
10.
|
Third Amendment to Investor
Rights Agreement (incorporated by reference to Exhibit 10.2 to the Issuer’s Form 8-K (SEC File No. 001-37759), filed with
the SEC on November 9, 2018).
|
CUSIP No. 69012T 107
|
Page
12
of
13 Pages
|
Signatures
After reasonable inquiry
and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 5, 2019
|
|
|
|
|
BioLexis Pte. Ltd.
|
|
|
|
By:
|
/s/ Faisal G. Sukhtian
|
|
Name: Faisal G. Sukhtian
|
|
Title: Director
|
|
|
|
Ghiath M. Sukhtian
|
|
|
|
/s/ Ghiath M. Sukhtian
|
|
|
|
Arun Kumar Pillai
|
|
|
|
/s/ Arun Kumar Pillai
|
Schedule I
DIRECTORS AND EXECUTIVE OFFICERS OF
BioLexis
Pte. Ltd
.
The following tables set forth certain information
with respect to the directors and executive officers of BioLexis Pte.Ltd.
Name, Business Address, Position
|
|
Principal Occupation
|
|
Citizenship
|
|
|
|
|
|
Faisal Ghiath Sukhtian
7
th
Circle, Zahran St., Zahran Plaza Building, 4
th
Floor
PO Box 142909
Amman, Jordan 11844
Position: Director
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Executive Director at GMS Holdings
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Jordan
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Kwik Poh Choo
5 Ewe Boon Road
Singapore 259316
Position: Director
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Director
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Singapore
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Kannan Pudhucode Radhakrishnan
# 30, “Galaxy”, 1
st
Main,
J.P. Nagar, 3
rd
Phase,
Bangalore, India 560078
Position: Director
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Director at Tenshi Life Sciences Private Limited
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India
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Lau Yim Chu Nancy
36 Robinson Road
#13-01
City House
Singapore 068877
Position: Corporate Secretary
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Corporate Secretary
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British
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