Current Report Filing (8-k)
August 04 2020 - 08:01AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): August 3,
2020
Onconova Therapeutics, Inc.
(Exact name of Registrant as specified in its charter)
Delaware |
|
001-36020 |
|
22-3627252 |
(State
or Other Jurisdiction
of Incorporation or Organization) |
|
(Commission
File Number) |
|
(I.R.S.
Employer
Identification No.) |
375 Pheasant Run
Newtown, PA 18940
(267) 759-3680
(Address, Including Zip Code, and Telephone
Number, Including Area Code, of Registrant’s Principal
Executive Offices)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is
intended to simultaneously satisfy the filing obligation of the
registrant under any of the following provisions:
¨ Written
communications pursuant to Rule 425 under the Securities Act
(17 CFR 230.425)
¨ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17CFR
240.14a-12)
¨ Pre-commencement
communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement
communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the
Act:
Title of each class |
|
Trading Symbol(s) |
|
Name of each exchange on which registered |
Common
Stock, par value $.01 per share |
|
ONTX |
|
The
Nasdaq Stock Market LLC |
Common
Stock Warrants |
|
ONTXW |
|
The
Nasdaq Stock Market LLC |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ¨
Item 8.01 Other Events.
On August 3, 2020, Onconova Therapeutics, Inc. (the “Company”)
received a letter from The Nasdaq Stock Market LLC (“Nasdaq”)
stating that the Company had regained compliance with the minimum
bid price requirement of the Nasdaq Listing
Rule 5550(a)(2) because the Company’s common stock had a
minimum closing price of at least $1.00 per share for a minimum ten
consecutive business days. As reported previously, the Company was
granted a period until August 17, 2020 to meet the requirement. A
copy of Nasdaq’s letter is attached as Exhibit 99.1 to this
report.
Item 9.01 Financial Statements and Exhibits.
(d)
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, as amended, the Registrant has duly caused this report to be
signed on its behalf by the undersigned hereunto duly
authorized.
Dated:
August 4, 2020 |
Onconova
Therapeutics, Inc. |
|
|
|
By: |
/s/
MARK GUERIN |
|
|
Name:
Mark Guerin |
|
|
Title:
Chief Financial Officer |
Onconova Therapeutics (NASDAQ:ONTX)
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