Statement of Changes in Beneficial Ownership (4)
October 18 2021 - 5:44PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Boonyawattanapisut Nithinan |
2. Issuer Name and Ticker or Trading Symbol
NextPlay Technologies Inc.
[
nxtp
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Co-CEO |
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(Last)
(First)
(Middle)
999/194 MOOBAAN KESINEE VILLE, PRACHA UTIT ROAD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
8/5/2021 |
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(Street)
BANGKOK, W1 10310
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
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X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock | 8/15/2021 | | P | | 1985974 | A | $2 | 2300204 (1)(2) | D | |
| Common Stock | | | | | | | | 27500 | I (2)(3) | John Todd Bonner |
| Common Stock | | | | | | | | 14794503 | I (2)(4) | Red Anchor Trading Corporation |
| Common Stock | | | | | | | | 2500000 | I (2)(5) | NextPlay Holdings LLC |
| Common Stock | | | | | | | | 1558046 | I (2)(6) | Cern One Limited |
| Common Stock | | | | | | | | 2226857 | I (2)(7) | Found Side Ltd. |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| (1) | These shares are held directly by Ms. Nithinan Boonyawattanapisut |
| (2) | Each of the reporting persons hereunder (individually a "Reporting Person" and collectively, the "Reporting Persons") may be deemed to be a member of a "group" within the meaning of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-4 promulgated thereunder, with one or more Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", each Reporting Person disclaims beneficial ownership of all shares held by any other Reporting Person in excess of such Reporting Person's pecuniary interest, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of, or has pecuniary interest in, any such excess shares for purposes of Section 16 of the Exchange Act or for any other purpose. |
| (3) | These shares are held directly by John Todd Bonner, spouse of Ms. Bonnyawattanapisut. |
| (4) | These shares are held directly by Red Anchor Trading Corporation, 10.91% of which is owned by Ms. Boonyawattanapisut and 19.77% of which is owned by Mr. John Todd Bonner. |
| (5) | These shares are held directly by NextPlay Holdings LLC, 73.3% of which is owned by Red Anchor Trading Corporation |
| (6) | These shares are held directly by Cern One Limited, 100% of which is owned by Ms. Boonyawattanapisut. |
| (7) | These shares are held directly by Found Side Ltd., 50% of which is owned by Ms. Boonyawattanapisut and 48% of which is owned by Mr. John Todd Bonner. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Boonyawattanapisut Nithinan
999/194 MOOBAAN KESINEE VILLE
PRACHA UTIT ROAD
BANGKOK, W1 10310 | X | X | Co-CEO |
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Bonner John Todd
999/194 MOOBAAN KESINEE VILLE
PRACHA UTIT ROAD
BANGKOK, W1 10310 | X | X | Co-Chairman |
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NextPlay Holdings LLC
1013 CENTRE STREET
SUITE 403-B 87-1942169
WILMINGTON, DE 19805 |
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| group |
Red Anchor Trading Corp.
MORGAN & MORGAN BUILDING, PASEA ESTATE
PO BOX 958
ROAD TOWN, TORTOLA, D8 00000 |
| X |
| group |
Found Side Ltd
PGCS LTD., 2ND FLOOR, THE QUADRANT
MANGLIER STREET
VICTORIA, MAHE, T2 00000 |
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| group |
Cern One Ltd
MORGAN & MORGAN BUILDING, PASEA ESTATE
PO BOX 958
ROAD TOWN, TORTOLA, D8 00000 |
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| group |
Signatures
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| /s/ Nithinan Boonyawattanapisut | | 10/18/2021 |
| **Signature of Reporting Person | Date |
| /s/ John Todd Bonner | | 10/18/2021 |
| **Signature of Reporting Person | Date |
| /s/ Chris Bagguley, as CFO and Director of Red Anchor Trading Corp. | | 10/18/2021 |
| **Signature of Reporting Person | Date |
| /s/ Nithinan Boonyawattanapisut, as Director of Cern One Limited | | 10/18/2021 |
| **Signature of Reporting Person | Date |
| /s/ Chris Bagguley, as CFO and Director of Found Side Limited | | 10/8/2021 |
| **Signature of Reporting Person | Date |
| /s/ Chris Bagguley, as CFO and Director of NextPlay Holdings LLC | | 10/18/2021 |
| **Signature of Reporting Person | Date |
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