Current Report Filing (8-k)
May 12 2022 - 4:25PM
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
May 12, 2022
NEXGEL, INC. |
(Exact name of registrant as specified in its charter) |
Delaware |
|
000-41173 |
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26-4042544 |
(State or other jurisdiction |
|
(Commission File Number) |
|
(IRS Employer |
of incorporation) |
|
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Identification No.) |
2150 Cabot Boulevard West, Suite B
Langhorne, Pennsylvania |
|
19067 |
(Address of principal executive offices) |
|
(Zip Code) |
Registrant’s telephone number, including
area code: (215) 702-8550
(Former name or former address, if changed since
last report)
Not Applicable
Check the appropriate box below if the Form 8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ |
Written communications pursuant to Rule 425 under
the Securities Act (17 CFR 230.425)
|
¨ |
Soliciting material pursuant to Rule 14a-12 under
the Exchange Act (17 CFR 240.14a-12)
|
¨ |
Pre-commencement communications pursuant to Rule
14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
¨ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
Title of each class |
|
Trading
Symbol(s) |
|
Name of each exchange on which
registered |
Common Stock, par value $0.001 |
|
NXGL |
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The Nasdaq Capital Market LLC |
Warrants to Purchase Common Stock |
|
NXGLW |
|
The Nasdaq Capital Market LLC |
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the
Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company x
If an emerging growth company, indicate by check
mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act.
| Item 2.02 | Results of Operations and Financial Condition |
On May 12, 2022, NexGel,
Inc. (the “Company”) issued a press release reporting the Company’s results for the quarter ended March
31, 2022. The press release is attached as Exhibit 99.1 hereto and is incorporated herein by reference.
The information in Item 2.02
of this Current Report on Form 8-K, including the press release attached as Exhibit 99.1, is furnished and shall not be deemed to be “filed”
for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section.
Furthermore, such information shall not be deemed to be incorporated by reference into the filings of the registrant under the Securities
Act of 1933, as amended.
Item 9.01 |
Financial Statements and Exhibits. |
(d) Exhibits
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
Date: May 12, 2022 |
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NEXGEL, INC. |
|
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By: |
/s/ Adam Levy |
|
|
Adam Levy |
|
|
Chief Executive Officer |
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