Current Report Filing (8-k)
June 02 2022 - 04:06PM
Edgar (US Regulatory)
0001500198 false 0001500198 2022-05-31
2022-05-31 iso4217:USD xbrli:shares iso4217:USD xbrli:shares
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities Exchange Act
of 1934
Date of Report (Date of Earliest Event Reported):
May 31, 2022
NeuroOne Medical Technologies Corporation
(Exact name of registrant as specified in its charter)
Delaware |
|
001-40439 |
|
27-0863354 |
(State or other jurisdiction
of incorporation)
|
|
(Commission File Number) |
|
(IRS Employer
Identification No.)
|
7599 Anagram Dr.,
Eden Prairie,
MN
55344
(Address of principal executive offices and zip code)
952-426-1383
(Registrant’s telephone number including area code)
(Registrant’s former name or former address, if changed since last
report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
|
☐ |
Written communications pursuant to
Rule 425 under the Securities Act (17 CFR 230.425) |
|
☐ |
Soliciting material pursuant to
Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
|
☐ |
Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b)) |
|
☐ |
Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
Title of each
class |
|
Trading Symbol(s) |
|
Name of each exchange on which
registered |
Common Stock, par value $0.001 per share |
|
NMTC |
|
The
Nasdaq Stock Market LLC |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging Growth Company
☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
Item 5.07. Submission of Matters to a Vote of
Security Holders.
At the annual meeting (the “Annual Meeting”) of stockholders of
NeuroOne Medical Technologies Corporation (the “Company”) on May
31, 2022, stockholders (i) elected one Class II director to
the Company’s Board of Directors to serve a three-year term until
the 2025 annual meeting of stockholders, and (ii) ratified the
appointment of Baker Tilly U.S., LLP as the Company’s independent
registered public accounting firm for the fiscal year ending
September 30, 2022. Proposals are described in detail in the
Company’s definitive proxy statement filed with the
Securities and Exchange Commission on April 29, 2022.
A total of 9,491,751 shares of the Company’s common stock were
present at the meeting in person or by proxy, which represents
approximately 58.62% of the shares of common stock outstanding as
of the record date for the Annual Meeting.
The results of the voting are shown below:
Proposal 1—Election of Director
Class I Nominee |
|
Votes For |
|
Votes Withheld |
|
Broker Non-Votes |
David Rosa |
|
4,552,178 |
|
411,044 |
|
4,528,529 |
Proposal 2—Ratification of Appointment of Independent
Registered Public Accounting Firm
Votes For |
|
Votes Against |
|
Votes Abstain |
9,421,086 |
|
44,729 |
|
25,936 |
Item 8.01 Other Events.
On June 2, 2022, NeuroOne Medical Technologies Corporation issued a
press release providing a copy of the Annual Letter to
Shareholders. A copy of this press release is filed herewith as
Exhibit 99.1 to this Current Report and is incorporated herein by
reference.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the Registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
|
NEUROONE MEDICAL TECHNOLOGIES
CORPORATION |
Dated: June 2,
2022 |
|
|
|
By: |
/s/ David Rosa |
|
|
David Rosa |
|
|
Chief Executive
Officer |
2
NeuroOne Medical Technol... (NASDAQ:NMTC)
Historical Stock Chart
From Jan 2023 to Feb 2023
NeuroOne Medical Technol... (NASDAQ:NMTC)
Historical Stock Chart
From Feb 2022 to Feb 2023