Current Report Filing (8-k)
May 22 2019 - 08:01AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): May 22, 2019 (May 21, 2019
)
Moxian,
Inc.
(Exact
name of registrant as specified in its charter)
Nevada
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001-37902
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27-3729742
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(State
or other jurisdiction of
incorporation)
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(Commission
File
Number)
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(IRS
Employer
Identification
Number)
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Units
B & C, 9/F, Block D Fuhua Tower 8 Chaoyangmen North Street Dongcheng District,
Beijing
100027 Peoples’ Republic of China
(address
of principal executive offices) (zip code)
Tel:
+86 (010) 5332 0602
(registrant’s
telephone number, including area code)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
[ ]
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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[ ]
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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[ ]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate
by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act
of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company [ ]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Securities
registered pursuant to Section 12(b) of the Act:
Title
of Each Class
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Trading
Symbol(s)
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Name
of Each Exchange on Which Registered
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Common
Stock
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MOXC
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Nasdaq
Capital Market
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ITEM
3.01 NOTICE OF DELISTING OR FAILURE TO SATISFY A CONTINUED LISTING RULE OR STANDARD; TRANSFER OF LISTING.
As
previously disclosed, on April 23, 2019, Moxian, Inc. (the “Company”) received a written notice (the “Notice”)
from Nasdaq that the Company had not regained compliance with Nasdaq’s minimum bid price rule, Listing Rule 5550(a)(2) (the
“Rule”). Nasdaq determined that the Company’s securities would be scheduled for delisting from The Nasdaq Capital
Market and would be suspended at the opening of business on May 2, 2019.
The
Company implemented a reverse stock split on April 22, 2019, and following such time the Company maintained a bid price of $1
or greater for a minimum of 10 consecutive business in order to regain compliance with the Rule.
On
April 30, 2019, the Company requested an oral hearing to appeal the decision of Nasdaq to delist the Company’s securities.
Accordingly, the delisting action referenced in the Notice was stayed, and a hearing (the “Hearing”) before the Nasdaq
Hearings Panel was scheduled for June 6, 2019.
On
May 21, 2019, the Company was informed by Nasdaq that its bid price deficiency had been cured, and that the Company is now in
compliance with all applicable listing standards. Therefore, the scheduled Hearing has been cancelled, and the Company’s
stock will continue to be listed and trade on Nasdaq.
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed
on its behalf by the undersigned hereunto duly authorized.
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MOXIAN,
INC.
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Date:
May 22, 2019
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By:
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/s/
Hao Qinghu
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Name:
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Hao
Qinghu
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Title:
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Chief
Executive Officer
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