Current Report Filing (8-k)
July 28 2020 - 8:01AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT
REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): July 28, 2020
MIDDLEFIELD BANC CORP.
(Exact name of registrant as specified in its charter)
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Ohio
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001-36613
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34-1585111
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(State or other jurisdiction
of incorporation)
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(Commission
File No.)
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(IRS Employer
I.D. No.)
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15985 East High Street, Middlefield, Ohio 44062
(Address of principal executive offices) (Zip Code)
Registrants telephone number, including area code: (440) 632-1666
Not Applicable
(Former
name or former address, if changed since last report)
Check the appropriate box below
if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17
CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading
Symbol
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Name of each exchange
on which registered
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Common Stock, no par value
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MBCN
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The NASDAQ Stock Market, LLC
(NASDAQ Capital Market)
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of
1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
Middlefield Banc Corp. (NASDAQ: MBCN) intends to use the materials furnished herewith at the
21st Annual KBW Community Bank Investor Conference on July 28, 2020, and in one or more other meetings with investors/analysts during the third quarter of 2020.
The information in this current Report on Form 8-K is being furnished under item 7.01 and shall not be
deemed filed for the purposes of Section 18 of the Securities Exchange Act of 1934 (the Exchange Act), nor shall such information be deemed incorporated by reference in any filing under the Securities Act of 1933 or the
Exchange Act, except as shall be expressly set forth by specific reference in such a filing.
The following exhibit is furnished as Regulation FD Disclosure to this Current Report on Form 8-K.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by
the undersigned thereunto duly authorized.
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MIDDLEFIELD BANC CORP.
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By:
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/s/ James R. Heslop, II
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James R. Heslop, II
Executive Vice President
and COO
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Date: July 28, 2020
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