Current Report Filing (8-k)
December 14 2020 - 8:04AM
Edgar (US Regulatory)
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2020-12-14
2020-12-14
0001708176
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2020-12-14
2020-12-14
0001708176
HOFV:WarrantsToPurchase1.421333SharesOfCommonStockMember
2020-12-14
2020-12-14
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date
of Report (Date of earliest event reported): December 14, 2020
HALL
OF FAME RESORT & ENTERTAINMENT COMPANY
(Exact
name of registrant as specified in its charter)
Delaware
|
|
001-38363
|
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84-3235695
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(State
or other jurisdiction
of incorporation)
|
|
(Commission
File Number)
|
|
(IRS
Employer
Identification No.)
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2626
Fulton Drive NW
Canton,
OH 44718
(Address
of principal executive offices, including zip code)
Registrant’s
telephone number, including area code: (330) 458-9176
(Former name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
☐
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
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Trading
Symbol(s)
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Name
of each exchange on
which registered
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Common
Stock, $0.0001 par value per share
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|
HOFV
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Nasdaq
Capital Market
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Warrants
to purchase 1.421333 shares of Common Stock
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HOFVW
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Nasdaq
Capital Market
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☒
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
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Item
7.01
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Regulation
FD Disclosure.
|
On
December 14, 2020, Hall of Fame Resort & Entertainment Company made an investor presentation available, which is attached
hereto as Exhibit 99.1 to this Current Report on Form 8-K.
The
information in this Item 7.01 and in Exhibit 99.1 is being furnished and shall not be deemed “filed” for purposes
of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall it be deemed incorporated by reference in any filing
under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such filing.
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Item
9.01
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Financial
Statements and Exhibits.
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(d)
Exhibits
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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HALL
OF FAME RESORT & ENTERTAINMENT COMPANY
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By:
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/s/
Michael Crawford
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Name:
Michael Crawford
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Title:
President and Chief Executive Officer
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Dated:
December 14, 2020
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2
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