Initial Statement of Beneficial Ownership (3)

Date : 03/22/2019 @ 11:56PM
Source : Edgar (US Regulatory)
Stock : Hallador Energy Company (HNRG)
Quote : 5.35  0.0 (0.00%) @ 1:00AM
Hallador Energy Company share price Chart

Initial Statement of Beneficial Ownership (3)

FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Davis Robert Todd

2. Date of Event Requiring Statement (MM/DD/YYYY)
3/13/2019 

3. Issuer Name and Ticker or Trading Symbol

HALLADOR ENERGY CO [HNRG]

(Last)        (First)        (Middle)

1183 E. CANVASBACK DRIVE

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                            _____ 10% Owner
___ X ___ Officer (give title below)          _____ Other (specify below)
SVP & CAO /

(Street)

TERRE HAUTE, IN 47802       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units     (1)   (1) Common Stock, par value $.01   4000   (1) (2)   (1) (2) D    

Explanation of Responses:
(1)  Each restricted stock unit represents a contingent right to receive one share of Hallador Energy Company common stock pursuant to the terms of the Amended and Restated 2008 Restricted Stock Unit Plan.
(2)  The RSUs cliff vest. 2,000 RSUs vest on December 1, 2019, and 2,000 on December 1, 2021. Vested shares will be delivered to the reporting person under terms of the Amended and Restated 2008 Restricted Stock Unit Plan.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Davis Robert Todd
1183 E. CANVASBACK DRIVE
TERRE HAUTE, IN 47802


SVP & CAO

Signatures
R. Todd Davis 3/22/2019
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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