Statement of Changes in Beneficial Ownership (4)
April 16 2020 - 4:06PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
|
1. Name and Address of Reporting Person
*
Wolfe Jeryl |
2. Issuer Name and Ticker or Trading Symbol
HAIN CELESTIAL GROUP INC
[
HAIN
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Chief Supply Chain Officer |
|
(Last)
(First)
(Middle)
C/O THE HAIN CELESTIAL GROUP, INC., 1111 MARCUS AVENUE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
4/14/2020 |
|
(Street)
LAKE SUCCESS, NY 11042
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
| Common Stock | 4/14/2020 | | M(1) | | 4531 | A | $0 | 4531 | D | |
| Common Stock | 4/14/2020 | | F(2) | | 1521 | D | $25.75 | 3010 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Restricted Stock Units | (3) | 4/14/2020 | | M | | | 4531 | (4) | (4) | Common Stock | 4531.0 | $0 | 9063 | D | |
| Explanation of Responses: |
| (1) | On April 14, 2020, 4,531 restricted stock units ("RSUs") of the Issuer vested pursuant to the Restricted Stock Units Agreement between the Issuer and the Reporting Person (the "Agreement"). |
| (2) | The Issuer retained 1,521 shares of common stock to satisfy the tax withholding obligations in connection with the vesting of 4,531 RSUs as required by the terms of the Agreement and consistent with the Issuer's practice for satisfying such tax withholding obligations. |
| (3) | Each RSU represents a contingent right to receive one share of common stock of the Issuer. |
| (4) | Of the 13,594 RSUs granted, 33-1/3% vested on April 14, 2020 and 33-1/3% will vest on each of April 14, 2021 and 2022. |
Reporting Owners
|
| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Wolfe Jeryl
C/O THE HAIN CELESTIAL GROUP, INC.
1111 MARCUS AVENUE
LAKE SUCCESS, NY 11042 |
|
| Chief Supply Chain Officer |
|
Signatures
|
| /s/ Andrew Burchill, as Attorney-in-Fact for Jeryl Wolfe | | 4/16/2020 |
| **Signature of Reporting Person | Date |
Hain Celestial (NASDAQ:HAIN)
Historical Stock Chart
From Mar 2024 to Apr 2024
Hain Celestial (NASDAQ:HAIN)
Historical Stock Chart
From Apr 2023 to Apr 2024
