UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported)
February 13, 2020
 
(Exact name of registrant as specified in its charter)

 

Nevada   000-18590   84-1133368

(State or other jurisdiction of

incorporation)

  (Commission File Number)   (IRS Employer Identification No.)

 

 
141 Union Boulevard, #400, Lakewood, CO 80228
(Address of principal executive offices including zip code)
 
Registrant’s telephone number, including area code: (303) 384-1400
 
Not applicable
(Former name or former address, if changed since last report.)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2.):

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
 
Emerging growth company
 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Common Stock, $0.001 par value   GTIM   Nasdaq Stock Exchange

  

 

     
 

 

Item 5.07 Submission of Matters to a Vote of Security Holders

 

On February13, 2020, Good Times Restaurants Inc. (the “Company”) held its 2020 Annual Meeting of Stockholders (the “2020 Annual Meeting”). The Company’s Stockholders voted on three proposals: (1) to elect the nominated directors of the Company to serve until the next annual meeting or until the appointment or election and qualification of their successors; (2) To submit an advisory vote on the compensation of the Company’s named executive officers; and (3) To ratify the appointment of Moss Adams LLP as the Company’s independent registered public accounting firm for the fiscal year ending September 29, 2020. These matters are more fully described in the Company’s Proxy Statement for the 2020 Annual Meeting.

 

The certified results of the matters voted on at the 2020 Annual Meeting are as follows:

 

Proposal 1:         Election of Directors

 

    For   Against   Abstain   Broker Non-Votes
Geoffrey R. Bailey     5,390,534       312,473       44,816       4,766,926  
Charles Jobson     5,455,643       289,114       3,066       4,766,926  
Jason S. Maceda     5,520,541       224,216       3,066       4,766,926  
Robert J. Stetson     5,388,121       357,386       2,316       4,766,926  

 

Proposal 2:         Approve, on an advisory basis, the compensation of the Company’s named executive officers

 

  For   Against   Abstain   Broker Non-Votes
        5,591,128       91,922       64,773       4,766,926  

 

Proposal 3:         To ratify the appointment of Moss Adams, LLP as the Company’s independent registered public accounting firm for the fiscal year ending September 29, 2020

 

  For   Against   Abstain   Broker Non-Votes
        10,372,091       119,633       23,025       0  

 

Item 8.01 Other Events

 

Following the 2020 Annual Meeting, the Company’s Board of Directors elected the Chairman of the Board and Board of Director Committee Members set forth below. Biography information is more fully described the Company’s Proxy Statement for the 2020 Annual Meeting.

 

Mr. Geoffrey R. Bailey will serve as Chairman of the Board.

 

Audit Committee   Compensation Committee
Jason S. Maceda, Committee Chairman   Geoffrey R. Bailey, Committee Chairman
Charles Jobson   Charles Jobson
Robert J. Stetson   Robert J. Stetson

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

  GOOD TIMES RESTAURANTS INC.
Date: February 18, 2020
  Ryan M. Zink
  Acting Chief Executive Officer
Chief Financial Officer and Treasurer

 

 

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