Initial Statement of Beneficial Ownership (3)
March 27 2020 - 4:27PM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
CYR ANNETTE W |
2. Date of Event Requiring Statement (MM/DD/YYYY)
3/12/2020
|
3. Issuer Name and Ticker or Trading Symbol
Great Lakes Dredge & Dock CORP [GLDD]
|
(Last)
(First)
(Middle)
C/O GREAT LAKES DREDGE & DOCK CORP, 2122 YORK ROAD, 2ND FLOOR |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Chief HR & Admin Officer / |
(Street)
OAK BROOK, IL 60523
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 71881 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Of these shares, 28,189 are represented by restricted stock units (6,684 shares vest on March 8, 2021; 7,788 shares vest in two equal annual installments beginning on March 13, 2021; and 13,717 shares vest in three equal annual installments beginning on March 12, 2021). In addition, 20,052 of these shares are represented by performance-based restricted stock units. The performance conditions were satisfied and the shares vest on December 31, 2020, subject to the executive's continued employment. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
CYR ANNETTE W C/O GREAT LAKES DREDGE & DOCK CORP 2122 YORK ROAD, 2ND FLOOR OAK BROOK, IL 60523 |
|
| Chief HR & Admin Officer |
|
Signatures
|
/s/Kathleen M. LaVoy, by Power of Attorney | | 3/27/2020 |
**Signature of Reporting Person | Date |
Great Lakes Dredge and D... (NASDAQ:GLDD)
Historical Stock Chart
From Mar 2024 to Apr 2024
Great Lakes Dredge and D... (NASDAQ:GLDD)
Historical Stock Chart
From Apr 2023 to Apr 2024