Current Report Filing (8-k)
February 20 2020 - 5:01PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT
REPORT
Pursuant to Section 13 or Section 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): February 13, 2020
FALCON MINERALS CORPORATION
(Exact name of registrant as specified in its charter)
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Delaware
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001-38158
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82-0820780
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(State or other jurisdiction
of incorporation or organization)
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(Commission
File Number)
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(I.R.S. Employer
Identification Number)
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510 Madison Avenue, 8th Floor, New York, NY
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10022
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(Address of principal executive offices)
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(Zip Code)
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Registrants telephone number, including area code: (212)
506-5925
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing
obligation to the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading
Symbol(s)
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Name of each exchange
on which registered
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Class A Common Stock, par value $0.0001 per share
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FLMN
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Nasdaq Capital Market
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Warrants, each to purchase one share of Class A Common Stock
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FLMNW
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Nasdaq Capital Market
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of
1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging
growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain
Officers; Compensatory Arrangements of Certain Officers.
On February 13, 2020, the Board of Directors (the Board) of Falcon
Minerals Corporation (the Company) elevated the Companys VP of Operations, Michael J. Downs, to the position of Chief Operating Officer.
Mr. Downs, age 42, has been the Companys VP of Operations since October 2018, where he oversees the companys royalty production, land
administration, reservoir engineering and ongoing minerals acquisition efforts. He previously served as VP Operations at Titan Energy, LLC and its predecessors, oil and gas exploration and production companies, from April 2014 until September 2018,
where he managed Titans Eagle Ford position and integrated over $2.2 billion of acquisitions into the company. From July 2011 until March 2014, Mr. Downs was Director, Strategic operations for Atlas Energy, LP. Prior to this,
Mr. Downs was JV Coordinator for Atlas, responsible for managing a $1.7 billion joint venture in the Marcellus Shale between Atlas Energy, Inc and Reliance Industries of India. Mr. Downs graduated from Drexel University with a
Bachelor of Science in Business Administration, Accounting.
There are no family relationships between Mr. Downs and any of the Companys
directors or executive officers. There are no related party transactions involving Mr. Downs that are reportable under Item 404(a) of Regulation S-K.
Item 7.01. Regulation FD Disclosure
On
February 18, 2020, the Company issued a press release in connection with the foregoing, a copy of which is attached as Exhibit 99.1 hereto and is incorporated by reference herein.
Information furnished pursuant to Item 7.01 shall not be deemed filed for purposes of Section 18 of the Securities Exchange Act of 1934, as
amended (the Exchange Act), or otherwise subject to the liabilities of that Section. This information shall not be incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act except as shall
be expressly set forth by specific reference in such filing.
Item 9.01. Financial Statements and Exhibits.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
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Dated: February 20, 2020
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FALCON MINERALS CORPORATION
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By:
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/s/ Jeffrey F. Brotman
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Name:
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Jeffrey F. Brotman
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Title:
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Chief Legal Officer and Secretary
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