Current Report Filing (8-k)
November 20 2019 - 9:52AM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): November
20, 2019
First Financial Northwest, Inc.
(Exact name of registrant as specified in its charter)
Washington
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001-33652
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26-0610707
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State or other jurisdiction of
incorporation
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Commission
File Number
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(I.R.S. Employer
Identification No.)
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201 Wells Avenue South, Renton, Washington
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98057
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number (including area code) (425)
255-4400
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the
following provisions.
[ ]
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act
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(17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act
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(17 CFR 240.13e-4 (c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
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Trading
Symbol(s)
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Name of each exchange on
which registered
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Common Stock, par value $0.01 per share
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FFNW
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The NASDAQ Stock Market LLC
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the
Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company [ ]
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or
revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Item 7.01
Regulation FD Disclosure.*
First Financial Northwest’s Joseph W. Kiley III, President and Chief Executive Officer and Richard P. Jacobson,
Executive Vice President, Chief Financial Officer, and Chief Operations Officer will be participating in a roundtable group discussion with investors at the Keefe Bruyette & Woods, Inc. West Coast Field Trip being held in Seattle, Washington on
November 20, 2019.
Attached as Exhibit 99.1 is a copy of the investor materials that are being provided in connection with the meeting.
Item 9.01. Financial Statements and Exhibits.*
(d) Exhibits
The following exhibit is being furnished herewith and this list shall constitute the exhibit index:
___________________
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The information furnished under Item 7.01 and Item 9.01 of this Current Report on Form 8-K, including the exhibit, shall not be deemed “filed” for purposes of
Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to liabilities under that Section, nor shall it be deemed incorporated by reference in any registration statement or other filings of First Financial Northwest, Inc. under the Securities Act of 1933, as amended, except as shall be set forth by specific reference in such filing.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned, hereunto duly authorized.
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FIRST FINANCIAL NORTHWEST, INC.
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DATE: November 20, 2019
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By: /s/Joseph W. Kiley III
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Joseph W. Kiley III
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President and Chief Executive Officer
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3
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