Amended Statement of Beneficial Ownership (3/a)
March 12 2021 - 1:33PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
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3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
TEO GARY |
2. Date of Event Requiring Statement (MM/DD/YYYY)
3/1/2021
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3. Issuer Name and Ticker or Trading Symbol
EAST WEST BANCORP INC [EWBC]
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(Last)
(First)
(Middle)
C/O EAST WEST BANCORP, INC., 135 N. LOS ROBLES AVE 7TH FLR |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
Senior Vice President / |
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(Street)
PASADENA, CA 91101
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
3/8/2021
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Common Stock | 21331 (1) | D | |
| Common Stock | 126 (2) | I | 401 (k) Plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| (1) | This amount has been updated to include 21,314 time-based restricted stock units ("RSUs") that each represent the right to receive one share of common stock at settlement. These RSUs were inadvertently excluded from the reporting person's prior filing. The reporting person's aggregate direct ownership of the issuer's common stock as of the date of this amendment is 19,757 shares, which gives effect to 1,574 shares withheld upon vesting of RSUs as reported on the reporting person's Form 4 filed on March 10, 2021. |
| (2) | As of March 8, 2021. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
TEO GARY
C/O EAST WEST BANCORP, INC.
135 N. LOS ROBLES AVE 7TH FLR
PASADENA, CA 91101 |
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| Senior Vice President |
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Signatures
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| /s/ Louisa Wang, as Attorney-in-fact | | 3/12/2021 |
| **Signature of Reporting Person | Date |
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