Statement of Changes in Beneficial Ownership (4)
September 03 2020 - 04:18PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Miller Simon |
2. Issuer Name and Ticker or Trading Symbol
EQUINIX INC
[
EQIX
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Accounting Officer |
(Last)
(First)
(Middle)
C/O EQUINIX, INC., ONE LAGOON DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
9/1/2020 |
(Street)
REDWOOD CITY, CA 94065
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 9/1/2020 | | M | | 212 | A | $0 | 1246 | D | |
Common Stock | 9/1/2020 | | M | | 226 | A | $0 | 1472 | D | |
Common Stock | 9/1/2020 | | M | | 87 | A | $0 | 1559 | D | |
Common Stock | 9/1/2020 | | M | | 242 | A | $0 | 1801 | D | |
Common Stock | 9/1/2020 | | M | | 273 | A | $0 | 2074 | D | |
Common Stock | 9/2/2020 | | S | | 17 | D | $777.8914 (1) | 2057 | D | |
Common Stock | 9/2/2020 | | S | | 36 | D | $778.8362 (2) | 2021 | D | |
Common Stock | 9/2/2020 | | S | | 55 | D | $779.8841 (3) | 1966 | D | |
Common Stock | 9/2/2020 | | S | | 53 | D | $780.8039 (4) | 1913 | D | |
Common Stock | 9/2/2020 | | S | | 44 | D | $781.843 (5) | 1869 | D | |
Common Stock | 9/2/2020 | | S | | 41 | D | $782.7766 (6) | 1828 | D | |
Common Stock | 9/2/2020 | | S | | 23 | D | $783.8766 (7) | 1805 | D | |
Common Stock | 9/2/2020 | | S | | 12 | D | $784.948 (8) | 1793 | D | |
Common Stock | 9/2/2020 | | S | | 18 | D | $786.8884 (9) | 1775 | D | |
Common Stock | 9/2/2020 | | S | | 18 | D | $787.6837 (10) | 1757 | D | |
Common Stock | 9/2/2020 | | S | | 10 | D | $788.3877 (11) | 1747 | D | |
Common Stock | 9/2/2020 | | S | | 19 | D | $789.8318 (12) | 1728 | D | |
Common Stock | 9/2/2020 | | S | | 45 | D | $790.8545 (13) | 1683 | D | |
Common Stock | 9/2/2020 | | S | | 64 | D | $791.7952 (14) | 1619 | D | |
Common Stock | 9/2/2020 | | S | | 35 | D | $792.6388 (15) | 1584 | D | |
Common Stock | 9/2/2020 | | S | | 16 | D | $793.8928 (16) | 1568 | D | |
Common Stock | 9/2/2020 | | S | | 4 | D | $795.1044 (17) | 1564 | D | |
Common Stock | 9/2/2020 | | S | | 1 | D | $795.915 | 1563 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | $0 | 9/1/2020 | | M | | | 212 | (18) | (19) | Common Stock | 212 | $0 | 212 | D | |
Restricted Stock Units | $0 | 9/1/2020 | | M | | | 226 | (20) | (19) | Common Stock | 226 | $0 | 678 | D | |
Restricted Stock Units | $0 | 9/1/2020 | | M | | | 87 | (21) | (19) | Common Stock | 87 | $0 | 345 | D | |
Restricted Stock Units | $0 | 9/1/2020 | | M | | | 242 | (22) | (19) | Common Stock | 242 | $0 | 1209 | D | |
Restricted Stock Units | $0 | 9/1/2020 | | M | | | 273 | (23) | (19) | Common Stock | 273 | $0 | 1360 | D | |
Explanation of Responses: |
(1) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $777.22 to $778.22, inclusive. The reporting person undertakes to provide to Equinix, Inc, any security holder of Equinix Inc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 through 17 to this Form 4. |
(2) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $778.25 to $779.22 inclusive. |
(3) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $779.29 to $780.29 inclusive. |
(4) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $780.295 to $781.28 inclusive. |
(5) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $781.35 to $782.34 inclusive. |
(6) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $782.37 to $783.36 inclusive. |
(7) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $783.425 to $784.41 inclusive. |
(8) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $784.67 to $785.47 inclusive. |
(9) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $786 to $787 inclusive. |
(10) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $787.05 to $788.00 inclusive. |
(11) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $788.06 to $788.75 inclusive. |
(12) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $789.24 to $790.24 inclusive. |
(13) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $790.25 to $791.25 inclusive. |
(14) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $791.26 to $792.22 inclusive. |
(15) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $792.28 to $793.27 inclusive. |
(16) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $793.48 to $794.47 inclusive. |
(17) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $794.68 to $795.62 inclusive. |
(18) | 212 shares (12.5% of the total shares awarded) Vested on September 2, 2020 and an additional 12.5% each 6 months thereafter until fully vested, subject solely to continued service. |
(19) | Restricted Stock Unit award expires upon reporting person's termination of services. |
(20) | 226 shares (12.5% of the total shares awarded) Vested on September 2, 2020 and an additional 12.5% each 6 months thereafter until fully vested, subject solely to continued service. |
(21) | 87 shares (12.5% of the total shares awarded) Vested on September 2, 2020 and an additional 12.5% each 6 months thereafter until fully vested, subject solely to continued service. |
(22) | 242 shares (12.5% of the total shares awarded) Vested on September 2, 2020 and an additional 12.5% each 6 months thereafter until fully vested, subject solely to continued service. |
(23) | Vesting is dependent upon continuous active service as an employee, consultant or director of the Company or a subsidiary of the Company (Service) throughout the vesting period. The Restricted Stock Units shall vest as follows: 16.67% of the RSUs vesting on September 1, 2020 and an additional 16.67% of the RSUs vesting every 6 months thereafter until fully vested.. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Miller Simon C/O EQUINIX, INC. ONE LAGOON DRIVE REDWOOD CITY, CA 94065 |
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| Chief Accounting Officer |
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Signatures
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Samantha Lagocki, Attorney-in-Fact | | 9/3/2020 |
**Signature of Reporting Person | Date |
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