Statement of Ownership (sc 13g)

Date : 11/12/2019 @ 7:32PM
Source : Edgar (US Regulatory)
Stock : ESSA Pharma Inc (EPIX)
Quote : 5.7  -0.05 (-0.87%) @ 8:23PM
ESSA Pharma share price Chart

Statement of Ownership (sc 13g)

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

 




 

Essa Pharma Inc.
(Name of Issuer)

 

 

Common Stock
(Title of Class of Securities)

 

 

29668H104
(CUSIP Number)

 

 

July 31, 2019
(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

o Rule 13d-1(b)

x Rule 13d-1(c)

o Rule 13d-1(d)

 

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 
     

 

CUSIP No. 29668H104  SCHEDULE 13G Page 2 of 7 Pages

 

         
1

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) 

 

OrbiMed Capital GP VI LLC

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a) o

(b) o

 
3

SEC USE ONLY

 

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

5

SOLE VOTING POWER

 

0

6

SHARED VOTING POWER

 

1,471,853

7

SOLE DISPOSITIVE POWER

 

0

8

SHARED DISPOSITIVE POWER

 

1,471,853

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,471,853

10

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)

 

 

o
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

7.1%*

12

TYPE OF REPORTING PERSON (See Instructions)

 

OO

 

*This percentage is calculated based upon 20,762,380 shares outstanding as of November 4, 2019, as set forth in the Issuer’s Form F-3 Registration Statement filed with the Securities and Exchange Commission on November 5, 2019.

 

     

 

 CUSIP No. 29668H104  SCHEDULE 13G Page 3 of 7 Pages

 

         
1

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) 

 

OrbiMed Advisors LLC

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a) o

(b) o

 
3

SEC USE ONLY

 

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

5

SOLE VOTING POWER

 

0

6

SHARED VOTING POWER

 

1,471,853

7

SOLE DISPOSITIVE POWER

 

0

8

SHARED DISPOSITIVE POWER

 

1,471,853

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,471,853

10

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)

 

 

o
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

7.1%*

12

TYPE OF REPORTING PERSON (See Instructions)

 

IA

 

* This percentage is calculated based upon 20,762,380 shares outstanding as of November 4, 2019, as set forth in the Issuer’s Form F-3 Registration Statement filed with the Securities and Exchange Commission on November 5, 2019.

 

     

 

CUSIP No.  29668H104  SCHEDULE 13G Page 4 of 7 Pages

 

Item 1.   (a) Name of Issuer:

Essa Pharma Inc.

    (b) Address of Issuer’s Principal Executive Offices:

Suite 720, 999 West Broadway, Vancouver, British Columbia, Canada, V5Z 1K5

Item 2.   (a) Name of Person Filing:

This Schedule 13G is being filed by OrbiMed Advisors LLC (“Advisors”), a limited liability company organized under the laws of Delaware, and OrbiMed Capital GP VI LLC (“GP VI”), a limited liability company organized under the laws of Delaware (collectively, the “Reporting Persons”).

See Exhibit A for the Reporting Persons’ agreement for a joint filing of a single statement on their behalf.

    (b) Address of Principal Business Office:

601 Lexington Avenue, 54th Floor

New York, NY 10022

    (c) Citizenship:

Please refer to Item 4 on each cover sheet for each filing person.

    (d) Title of Class of Securities:

Common Stock

    (e) CUSIP No.:

         29668H104

 

 

     

 

 CUSIP No. 29668H104  SCHEDULE 13G Page 5 of 7 Pages

 

 

Item 3.

Not Applicable

 

Item 4. Ownership:

 

GP VI is the sole general partner of OrbiMed Private Investments VI, LP (“OPI VI”), which holds 1,471,853 shares of Common Stock of the Issuer (“Shares”). Advisors is an investment advisor in accordance with Rule 13d-1(b)(1)(ii)(E) under the Securities Exchange Act of 1934, as amended, and is the Managing Member of GP VI. As a result, Advisors and GP VI share the power to direct the vote and the disposition of the Shares held of record by OPI VI. Advisors exercises this investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho and Jonathan T. Silverstein.

(a) Amount beneficially owned: See the response(s) to Item 9 on the attached cover page(s).

 

(b) Percent of class: See the response(s) to Item 11 on the attached cover page(s).

 

(c) Number of shares as to which such person has:

 

(i) Sole power to vote or to direct the vote: See the response(s) to Item 5 on the attached cover page(s).

 

(ii) Shared power to vote or to direct the vote: See the response(s) to Item 6 on the attached cover page(s).

 

(iii) Sole power to dispose or to direct the disposition of: See the response(s) to Item 7 on the attached cover page(s).

 

(iv) Shared power to dispose or to direct the disposition of: See the response(s) to Item 8 on the attached cover page(s).

 

Item 5. Ownership of Five Percent or Less of a Class.

 

Not Applicable.

Item 6. Ownership of More Than Five Percent on Behalf of Another Person.

 

See Item 4.

Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.

 

Not Applicable.

Item 8. Identification and Classification of Members of the Group.

 

Not Applicable.

     

 

Item 9. Notice of Dissolution of Group.

 

Not Applicable.

Item 10. Certification.

 

By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 

 

 

 

 

 

 

 

 

 

 

 

     

 

CUSIP No. 29668H104  SCHEDULE 13G Page 6 of 7 Pages

 

 

SIGNATURES

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: November 12, 2019

 

 

 

OrbiMed Capital GP VI LLC

By: OrbiMed Advisors LLC, its Managing Member

       
  By:   /s/  Carl L. Gordon
    Name:  Carl L. Gordon
    Title: Member of OrbiMed Advisors LLC
       
 

 

 

OrbiMed Advisors LLC

       
  By: /s/ Carl L .Gordon
    Name: Carl L. Gordon
    Title:

Member of OrbiMed Advisors LLC

 

 

 

     

ESSA Pharma (NASDAQ:EPIX)
Historical Stock Chart

1 Year : From Jan 2019 to Jan 2020

Click Here for more ESSA Pharma Charts.

ESSA Pharma (NASDAQ:EPIX)
Intraday Stock Chart

Today : Friday 24 January 2020

Click Here for more ESSA Pharma Charts.

Latest EPIX Messages

{{bbMessage.M_Alias}} {{bbMessage.MSG_Date}} {{bbMessage.HowLongAgo}} {{bbMessage.MSG_ID}} {{bbMessage.MSG_Subject}}

Loading Messages....


No posts yet, be the first! No {{symbol}} Message Board. Create One! See More Posts on {{symbol}} Message Board See More Message Board Posts
Your Recent History
LSE
GKP
Gulf Keyst..
LSE
QPP
Quindell
FTSE
UKX
FTSE 100
LSE
IOF
Iofina
FX
GBPUSD
UK Sterlin..
Stocks you've viewed will appear in this box, letting you easily return to quotes you've seen previously.

Register now to create your own custom streaming stock watchlist.

NYSE, AMEX, and ASX quotes are delayed by at least 20 minutes.
All other quotes are delayed by at least 15 minutes unless otherwise stated.

By accessing the services available at ADVFN you are agreeing to be bound by ADVFN's Terms & Conditions

P: V:us D:20200124 21:04:50