Statement of Changes in Beneficial Ownership (4)
July 20 2020 - 3:52PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Marshall Andrew |
2. Issuer Name and Ticker or Trading Symbol
US Ecology, Inc.
[
ECOL
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
EVP of Reg. Compl. & Safety |
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(Last)
(First)
(Middle)
101 S. CAPITOL BLVD., SUITE 1000 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
7/16/2020 |
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(Street)
BOISE, ID 83702
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Performance Stock Units | $0 (1) | 7/16/2020 | | A | | 4561 | | (1) | 12/31/2022 | Common Stock | 4561 | $0 (1) | 4561 | D | |
| Explanation of Responses: |
| (1) | Grant of Performance Stock Units. Each Performance Stock Unit represents a contingent right to receive one share of US Ecology, Inc. Common Stock. The number of shares reported represents the target number of shares underlying the Performance Stock Units. The actual number of shares to be delivered in settlement of the Performance Stock Units earned during the performance period will be based on US Ecology, Inc.'s total shareholder return over the two and one-half year vesting period relative to the S&P 600 (weighted at 50%) and a peer group of certain companies in the environmental and facilities services industry (weighted at 50%) and could equal 200% of the target number of shares underlying the Performance Stock Units. The Performance Stock Units will settle as soon as practicable after December 31, 2022. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Marshall Andrew
101 S. CAPITOL BLVD.
SUITE 1000
BOISE, ID 83702 |
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| EVP of Reg. Compl. & Safety |
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Signatures
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| /s/ Wayne Ipsen, power of attorney | | 7/20/2020 |
| **Signature of Reporting Person | Date |
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