Report of Foreign Issuer Pursuant to Rule 13a-16 or 15d-16 (6-k)
January 20 2021 - 4:31PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
6-K
Report
of Foreign Private Issuer
Pursuant
to Rule 13a-16 or 15d-16 Under
the
Securities Exchange Act of 1934
For
the month of January 2021
Commission
File Number: 001-38304
DOGNESS
(INTERNATIONAL) CORPORATION
(Registrant’s
name)
Tongsha
Industrial Estate, East District
Dongguan,
Guangdong 523217
People’s
Republic of China
(Address
of principal executive offices)
Indicate
by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.:
Form
20-F [X] Form 40-F [ ]
Indicate
by check mark if the registrant is submitting the Form 6-K on paper as permitted by Regulation S-T Rule 101(b)(1): [ ]
Indicate
by check mark if the registrant is submitting the Form 6-K on paper as permitted by Regulation S-T Rule 101(b)(7): [ ]
Cautionary
Note Regarding Forward-Looking Statements
This
Report, including the exhibits included herein, may contain forward-looking statements. We have based these forward-looking statements
on our current expectations and projections about future events. Our actual results may differ materially from those discussed
herein, or implied by, these forward-looking statements. Forward-looking statements are generally identified by words such as
“believe,” “expect,” “anticipate,” “intend,” “estimate,” “plan,”
“project” and other similar expressions. In addition, any statements that refer to expectations or other characterizations
of future events or circumstances are forward-looking statements. Forward-looking statements included in this Report are subject
to significant risks and uncertainties, including but limited to: risks and uncertainties associated with the integration of the
assets and operations we have acquired and may acquire in the future; our possible inability to raise or generate additional funds
that will be necessary to continue and expand our operations; our potential lack of revenue growth and other factors detailed
in the Company’s filings with the Securities and Exchange Commission. These forward-looking statements involve certain risks
and uncertainties that are subject to change based on various factors (many of which are beyond the Company’s control).
The Company undertakes no obligation to publicly update any forward-looking statements, whether as a result of new information,
future events or otherwise, except as required by applicable law.
Cautionary
Note Regarding Forward-Looking Statements
This
Report, including the exhibits included herein, may contain forward-looking statements. We have based these forward-looking statements
on our current expectations and projections about future events. Our actual results may differ materially from those discussed
herein, or implied by, these forward-looking statements. Forward-looking statements are generally identified by words such as
“believe,” “expect,” “anticipate,” “intend,” “estimate,” “plan,”
“project” and other similar expressions. In addition, any statements that refer to expectations or other characterizations
of future events or circumstances are forward-looking statements. Forward-looking statements included in this Report are subject
to significant risks and uncertainties, including but limited to: risks and uncertainties associated with the integration of the
assets and operations we have acquired and may acquire in the future; our possible inability to raise or generate additional funds
that will be necessary to continue and expand our operations; our potential lack of revenue growth and other factors detailed
in the Registrant’s filings with the Securities and Exchange Commission. These forward-looking statements involve certain
risks and uncertainties that are subject to change based on various factors (many of which are beyond the Registrant’s control).
The Registrant undertakes no obligation to publicly update any forward-looking statements, whether as a result of new information,
future events or otherwise, except as required by applicable law.
Other
Events.
On
January 20, 2021, Dogness (International) Corporation (the “Registrant”) announced the closing of a previously announced
securities purchase agreement with certain institutional investors for the sale of 3,455,130 Class A common shares in a registered
offering at the price of $2.15 per common share. A copy of the press release is attached as Exhibit 99.1 hereto and incorporated
by reference herein.
After
payment of expenses, the Registrant received approximately $6.6 million in net proceeds from the sale of the common shares. In
addition, warrants to purchase an aggregate of 1,727,565 common shares for $2.70 per share were issued to the investors and warrants
to purchase an aggregate of 276,410 common shares for $2.70 per share were issued as commission to the placement agent in the
offering. If fully exercised, the Registrant would receive aggregate gross proceeds from the warrants of approximately $5.4 million.
The Registrant intends to use the net proceeds from this offering for working capital and other general corporate purposes.
Exhibits.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
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Dogness
(International) Corporation
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|
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Date:
January 20, 2021
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By:
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/s/
Silong Chen
|
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Name:
|
Silong
Chen
|
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Title:
|
Chief
Executive Officer
(Principal
Executive Officer) and Duly Authorized Officer
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