Current Report Filing (8-k)
December 06 2019 - 02:35PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant to
Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of
Report (date of earliest event reported): December 6,
2019
DULUTH
HOLDINGS INC.
(Exact name of registrant as specified in its
charter)
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Wisconsin
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001-37641
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39-1564801
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(State or
other jurisdiction
of
incorporation)
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(Commission
File
Number)
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(IRS
Employer
Identification No.)
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201 East
Front Street
Mount Horeb,
Wisconsin
53572
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(Address of
principal executive offices, including zip code)
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Registrant’s telephone number, including area code:
(608) 424-1544
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
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☐
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Written communications
pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
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☐
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading
Symbol(s)
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Name of each exchange on which registered
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Class B Common Stock, No Par Value
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DLTH
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NASDAQ Global Select Market
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Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company x
If
an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act.
x
Item 7.01
Regulation FD Disclosure
On December 6, 2019, Duluth Holdings Inc. issued an Investor
Presentation. A copy of the Investor Presentation is attached
as Exhibit 99.1, and is incorporated by reference herein.
The information reported in this Form 8-K, including the exhibit,
is not deemed “filed” for the purposes of Section 18 of the
Securities Exchange Act of 1934, or otherwise subject to the
liabilities of that section. Further, the information
reported in this Form 8-K, including the exhibit, shall not be
deemed to be incorporated by reference into the filings of the
registrant under the Securities Act of 1933, except as shall be
expressly set forth by specific reference in such filings.
Item 9.01
Financial Statements and Exhibits
(d) Exhibits
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Exhibit No.
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Description
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99.1
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Investor Presentation dated December 6, 2019
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2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
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DULUTH HOLDINGS INC.
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Dated: December 6,
2019
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By: /s/ David
Loretta
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David
Loretta
Senior
Vice President and Chief Financial
Officer
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