Current Report Filing (8-k)
October 29 2020 - 5:00PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of report (Date of earliest event reported):
October 29, 2020
Code Chain New Continent Limited
(Exact name of Company as specified in charter)
Nevada
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001-37513
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47-3709051
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(State or other jurisdiction of
incorporation)
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(Commission File No.)
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(IRS Employer
Identification No.)
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180 Qingnian West Road
Hongqiao Building West,
4th Floor
Nantong, Jinagsu, China
226001
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(Address of Principal Executive Offices)
(Zip code)
+86-0513-8912-3630
(Company’s Telephone number, including
area code)
Check the appropriate box below if the Form
8-K filing is intended to simultaneously satisfy the filing obligation of the Company under any of the following provisions (see
General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by
check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities registered pursuant to Section
12(b) of the Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange
on which registered
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Common Stock, par value $0.0001
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CCNC
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Nasdaq Capital Market
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Item 5.02 Departure of Directors or Certain
Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On October 29, 2020, Mr.
Yuguo Zhang tendered his resignation as the President of Code Chain New Continent Limited (the “Company”), effective
October 29, 2020. The resignation of Mr. Zhang has been approved by the Nominating and Corporate
Governance Committee and the Board of Directors of the Company. Mr. Zhang’s resignation was not a result of any disagreement
with the Company’s operations, policies or procedures.
On the same day, Mr. Xiaonian
Zhang tendered his registration the Vice President of the Company, effective October 29, 2020. The
resignation of Mr. Zhang has been approved by the Nominating and Corporate Governance
Committee and the Board of Directors of the Company. Mr. Zhang’s resignation was not a result of any disagreement
with the Company’s operations, policies or procedures.
On October 29, 2020, approved
by the Board of Directors and the Nominating and Corporate Governance Committee, Mr. Wei Xu, the Co-Chair of the Board of
Directors, was appointed as the President of the Company, effective October 29, 2020.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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CODE CHAIN NEW CONTINENT LIMITED
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Date: October 29, 2020
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By:
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/s/ Yimin Jin
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Name:
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Yimin Jin
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Title:
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CEO
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