Statement of Changes in Beneficial Ownership (4)

Date : 12/17/2019 @ 9:00PM
Source : Edgar (US Regulatory)
Stock : Cabot Microelectronics Corporation (CCMP)
Quote : 121.25  0.27 (0.22%) @ 9:54PM
Cabot Microelectronics share price Chart
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Statement of Changes in Beneficial Ownership (4)

FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Thorp Eleanor Kate
2. Issuer Name and Ticker or Trading Symbol

CABOT MICROELECTRONICS CORP [ CCMP ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
VP, Human Resources
(Last)          (First)          (Middle)

870 N COMMONS DRIVE
3. Date of Earliest Transaction (MM/DD/YYYY)

12/16/2019
(Street)

AURORA, IL 60504
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/16/2019  A(1)  218 A$137.18 2643.614 D  
Common Stock 12/16/2019  A(1)  109 A$137.18 2752.614 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:
(1) Represents restricted shares purchased under the Issuer's Omnibus Incentive Plan pursuant to the Issuer's Deposit Share Program: 218 of such shares are Deposit Shares under the Program purchased at full value by the Participant that vested on 12/16/2019, and 109 shares of such are Award Shares under the Program awarded to the Participant that will vest on 12/16/2022, subject to the satisfaction of certain conditions.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Thorp Eleanor Kate
870 N COMMONS DRIVE
AURORA, IL 60504


VP, Human Resources

Signatures
/s/ H. Carol Bernstein (Power of Attorney)12/17/2019
**Signature of Reporting PersonDate

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