Initial Statement of Beneficial Ownership (3)
October 02 2019 - 11:03AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Mumford Colleen Elizabeth |
2. Date of Event Requiring Statement (MM/DD/YYYY)
9/30/2019
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3. Issuer Name and Ticker or Trading Symbol
CABOT MICROELECTRONICS CORP [CCMP]
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(Last)
(First)
(Middle)
C/O CABOT MICROELECTRONICS CORPORATION, 870 N COMMONS DRIVE |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
VP, Marketing & Communications / |
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(Street)
AURORA, IL 60504
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Common Stock (1) | 1825 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Stock Options (Right to Buy) | 12/3/2013 (2) | 12/3/2022 | Common Stock | 640 | $32.64 | D | |
| Stock Options (Right to Buy) | 12/3/2014 (3) | 12/3/2023 | Common Stock | 416 | $44.10 | D | |
| Stock Options (Right to Buy) | 12/3/2015 (4) | 12/3/2024 | Common Stock | 363 | $46.45 | D | |
| Stock Options (Right to Buy) | 12/3/2016 (5) | 12/3/2025 | Common Stock | 1324 | $42.37 | D | |
| Stock Options (Right to Buy) | 12/5/2017 (6) | 12/5/2026 | Common Stock | 2740 | $60.27 | D | |
| Stock Options (Right to Buy) | 12/5/2018 (7) | 12/5/2027 | Common Stock | 774 | $92.57 | D | |
| Stock Options (Right to Buy) | 12/6/2019 (8) | 12/6/2028 | Common Stock | 832 | $101.73 | D | |
| Explanation of Responses: |
| (1) | Subject to restrictions according to various vesting schedules. |
| (2) | 2012 (FY13) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/03/2013, 25% 12/03/2014, 25% 12/03/2015, 25% 12/03/2016. |
| (3) | 2013 (FY14) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/03/2014, 25% 12/03/2015, 25% 12/03/2016, 25% 12/03/2017. |
| (4) | 2014 (FY15) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/03/2015, 25% 12/03/2016, 25% 12/03/2017, 25% 12/03/2018. |
| (5) | 2015 (FY16) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/03/2016, 25% 12/03/2017, 25% 12/03/2018, 25% 12/03/2019. |
| (6) | 2016 (FY17) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/05/2017, 25% 12/05/2018, 25% 12/05/2019, 25% 12/05/2020. |
| (7) | 2017 (FY18) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/05/2018, 25% 12/05/2019, 25% 12/05/2020, 25% 12/05/2021. |
| (8) | 2018 (FY19) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/06/2019, 25% 12/06/2020, 25% 12/06/2021, 25% 12/06/2022. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Mumford Colleen Elizabeth
C/O CABOT MICROELECTRONICS CORPORATION
870 N COMMONS DRIVE
AURORA, IL 60504 |
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| VP, Marketing & Communications |
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Signatures
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| /s/ H. Carol Bernstein (Power of Attorney) | | 10/1/2019 |
| **Signature of Reporting Person | Date |
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