Statement of Changes in Beneficial Ownership (4)
March 23 2021 - 6:02PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Reizman Elizabeth |
2. Issuer Name and Ticker or Trading Symbol
Bank of Marin Bancorp
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BMRC
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Executive Vice President |
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(Last)
(First)
(Middle)
504 REDWOOD BOULEVARD, SUITE 100 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/19/2021 |
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(Street)
NOVATO, CA 94947
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock | 3/19/2021 | | F | | 525 | D | $39.95 | 11822 | D | |
| Common Stock | 3/19/2021 | | D | | 461 | D | $0.00 | 11361 | D | |
| Common Stock | | | | | | | | 27146 | I | By Family Trust |
| Common Stock | | | | | | | | 15229.9763 | I | By ESOP |
| Common Stock | | | | | | | | 844.323 | I | By 401(k) Plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Stock Options (Right to buy) | $19.09 | | | | | | | (1) | 4/2/2022 | Common Stock | 2200 | | 2200 | D | |
| Stock Options (Right to buy) | $19.675 | | | | | | | (1) | 4/1/2023 | Common Stock | 1400 | | 1400 | D | |
| Stock Options (Right to Buy) | $22.94 | | | | | | | (1) | 4/1/2024 | Common Stock | 3100 | | 3100 | D | |
| Stock Options (Right to buy) | $25.375 | | | | | | | (2) | 3/2/2025 | Common Stock | 5200 | | 5200 | D | |
| Stock Options (Right to buy) | $24.825 | | | | | | | (2) | 3/1/2026 | Common Stock | 5500 | | 5500 | D | |
| Stock Options (Right to buy) | $34.80 | | | | | | | (2) | 3/1/2027 | Common Stock | 3700 | | 3700 | D | |
| Stock Options (Right to buy) | $33.575 | | | | | | | (2) | 3/1/2028 | Common Stock | 4120 | | 4120 | D | |
| Stock Options (Right to buy) | $33.575 | | | | | | | (3) | 3/1/2028 | Common Stock | 1840 | | 1840 | D | |
| Stock Options (Right to Buy) | $44.45 | | | | | | | (2) | 3/1/2029 | Common Stock | 3580 | | 3580 | D | |
| Stock Options (Right to buy) | $40.10 | | | | | | | (2) | 3/2/2030 | Common Stock | 2780 | | 2780 | D | |
| Stock Options (Right to Buy) | $38.25 | | | | | | | (2) | 3/1/2031 | Common Stock | 1766 | | 1766 | D | |
| Explanation of Responses: |
| (1) | Exercisable 20% per year beginning on first anniversary date of grant |
| (2) | Exercisable 33% per year beginning on first anniversary date of grant |
| (3) | Exercisable 33% immediately, then 33% per year on first anniversary date of grant. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Reizman Elizabeth
504 REDWOOD BOULEVARD, SUITE 100
NOVATO, CA 94947 |
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| Executive Vice President |
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Signatures
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| Nancy Rinaldi Boatright, Attorney-in-Fact | | 3/23/2021 |
| **Signature of Reporting Person | Date |
Bank of Marin Bancorp (NASDAQ:BMRC)
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