Current Report Filing (8-k)
June 04 2020 - 4:48PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
June 3, 2020
BIOHITECH GLOBAL, INC.
(Exact Name of Registrant as
Specified in its Charter)
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Delaware
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001-36843
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46-2336496
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(State of Organization)
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(Commission File Number)
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(I.R.S. Employer
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Identification No.)
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80 Red Schoolhouse Road, Suite 101,
Chestnut Ridge, NY 10977
(Address of principal executive offices)
Registrant’s telephone number, including
area code: 845-262-1081
Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a -12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d -2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e -4(c))
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Securities registered pursuant to Section
12(b) of the Act:
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Title of each class
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Trading
Symbol(s)
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Name of each exchange on which registered
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Common Stock,
$0.0001 par value per share
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BHTG
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NASDAQ
Capital Market
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Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 5.02. Departure of Directors or Principal Officers;
Election of Directors; Appointment of Officers.
On June 3, 2020, Nicholaus Rohleder joined
the Board of Directors of BioHiTech Global, Inc. (the “Company”). Mr. Rohleder’s biographical information is
provided below. Mr. Rohleder will be granted 27,027 Restricted Stock Units of the Company’s common stock that will vest 13,513
on January 1, 2021 and 13,514 on May 31, 2021, plus the reimbursement of out of pocket expenses in connection with attendance of
meetings of the Board of Directors.
Nicholause Rohleder,
27, Director. Mr. Rohleder is presently and since July 2019 the Co-founder and Environmental Technology Portfolio Manager of
New American Energy, LLC, an alternative energy and sustainability asset manager with offices in Tulsa, OK, New York, NY and London,
UK. Mr. Rohleder also serves, since January 2020, as a Senior Advisor at Ardour Capital Investments, an alternative energy and
clean technology investment bank. He is also the Director of Finance at Lone Cypress Midstream Services LLC since May 2020, an
energy infrastructure developer. Prior to forming New American Energy, LLC in July 2019, Mr. Rohleder was the chief operating officer
of Merit Holding Group since November 2017, an ESG and sustainability focused private investment platform. From 2016 to 2017, Mr.
Rohleder was an analyst at Dwight Capital, a diversified financial services firm.
Mr. Rohleder received
a Master of Science in Sustainability Management from Columbia University and a Bachelor of Science in Economics and Political
Science from the University of Oklahoma.
SIGNATURES
Pursuant to the requirements
of the Securities and Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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Date: June 4, 2020
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BIOHITECH GLOBAL, INC.
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By:
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/s/ Brian C. Essman
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Name:
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Brian C. Essman
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Title:
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Chief Financial Officer and Treasurer
(Principal Financial and Accounting Officer)
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