Statement of Changes in Beneficial Ownership (4)
January 05 2021 - 6:07PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
STRICKLAND JEFFERY |
2. Issuer Name and Ticker or Trading Symbol
ATRION CORP
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ATRI
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) CFO |
(Last)
(First)
(Middle)
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3. Date of Earliest Transaction
(MM/DD/YYYY)
1/4/2021 |
(Street)
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | (1) | 1/4/2021 | | A | | 10.14 | | (1) | (1) | Common Stock | 10.14 | $0 | 984.48 | D | |
Restricted Stock Units | (2) | 1/4/2021 | | A | | 4.3 | | (2) | (2) | Common Stock | 4.3 | $0 | 777.22 | D | |
Explanation of Responses: |
(1) | The Restricted Stock Units (RSUs) accrued as dividend equivalents on previously awarded RSUs and vest on May 22, 2022, August 24, 2022, and August 23, 2024 proportionately with the RSUs to which they relate. Each RSU is the economic equivalent of one share of Atrion Corporation common stock. On the vesting dates, these RSUs will each convert into one share of Atrion Corporation common stock to be delivered to the reporting person. |
(2) | These RSUs accrued as dividend equivalents on previously awarded RSUs and vest on July 1, 2021, 2022, 2023, 2024 and 2025 proportionately with the RSUs to which they relate. Each RSU is the economic equivalent of one share of Atrion Corporation common stock. On the vesting dates, these RSUs, together with RSUs with respect to which they relate, will each entitle the reporting person to receive a cash payment equal to the market price of one share of Atrion Corporation common stock on the vesting date. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
STRICKLAND JEFFERY
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| CFO |
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Signatures
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Jeffery Strickland | | 1/5/2021 |
**Signature of Reporting Person | Date |
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