Form 8-K - Current report
August 21 2024 - 4:30PM
Edgar (US Regulatory)
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2024-08-20
2024-08-20
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UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
Form 8-K
Current Report
Pursuant to Section 13
or 15(d) of the
Securities Exchange Act
of 1934
Date of Report (Date of
earliest event reported) August 20, 2024
AMERISERV FINANCIAL, Inc.
(exact name of registrant
as specified in its charter)
Pennsylvania |
|
0-11204 |
|
25-1424278 |
(State or other jurisdiction |
|
(Commission |
|
(IRS Employer |
of incorporation) |
|
File Number) |
|
Identification No.) |
Main and Franklin Streets, Johnstown, PA |
15901 |
(address of principal executive offices) |
(Zip Code) |
Registrant's telephone number, including area
code: 814-533-5300
N/A
(Former name or former address,
if changed since last report.)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
¨ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities
registered pursuant to Section 12(b) of the Act:
Title
Of Each Class |
|
Trading
Symbol |
|
Name
of Each Exchange On Which Registered |
Common Stock |
|
ASRV |
|
The NASDAQ Stock Market LLC |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (240.12b-2 of this chapter).
Emerging
growth company ¨
If an
emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Form 8-K
| Item 5.07 | Submission of Matters to a Vote of Security Holders. |
(a) and (b) Voting Results.
At the 2024 annual meeting of shareholders
(the “Annual Meeting”) of AmeriServ Financial, Inc. (the “Company”) held on August 20, 2024, the shareholders
voted on the four proposals set forth below and as further described in the Company’s definitive proxy statement dated July 19,
2024. These proposals were submitted to a vote through the solicitation of proxies. The results of the votes are set forth below.
Proposal 1 – Election of three
Class II director nominees of the Company’s board of directors, each to serve until the 2027 annual meeting of shareholders,
or until the earlier of their resignation or their respective successors shall have been duly elected and qualified:
|
|
For |
|
Withhold |
|
Broker
Non-Votes |
J. Michael Adams, Jr. |
|
8,253,852 |
|
2,685,215 |
|
2,651,972 |
Margaret A. O’Malley |
|
6,516,389 |
|
4,422,678 |
|
2,651,972 |
Mark E. Pasquerilla |
|
6,367,400 |
|
4,571,667 |
|
2,651,972 |
Proposal 2 – Approval and adoption
of an amendment to the Company’s Amended and Restated Articles of Incorporation to eliminate the ability to exercise cumulative
voting in director elections:
For |
|
Against |
|
Abstain |
|
Broker
Non-Votes |
8,462,302 |
|
2,447,696 |
|
29,069 |
|
2,651,972 |
Proposal 3 – An advisory vote to
approve the compensation of the named executive officers of the Company:
For |
|
Against |
|
Abstain |
|
Broker
Non-Votes |
6,081,562 |
|
4,777,378 |
|
80,127 |
|
2,651,972 |
Proposal 4 – Ratification of the
appointment of S.R. Snodgrass P.C. as the Company’s independent registered public accounting firm for the fiscal year ending December 31,
2024:
For |
|
Against |
|
Abstain |
|
Broker
Non-Votes |
12,557,695 |
|
924,702 |
|
108,642 |
|
|
| Item 9.01 | Financial Statements and Exhibits. |
(d) Exhibits:
| 104 | Cover Page Interactive Data File (embedded within the Inline
XBRL document). |
Pursuant to the
requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
|
AMERISERV FINANCIAL, Inc. |
|
|
|
Date: August 21, 2024 |
By |
/s/ Michael D. Lynch |
|
|
Michael D. Lynch |
|
|
EVP & CFO |
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