Amended Statement of Beneficial Ownership (3/a)

Date : 08/29/2019 @ 3:36PM
Source : Edgar (US Regulatory)
Stock : Aridis Pharmaceuticals Inc (ARDS)
Quote : 7.66  0.0 (0.00%) @ 12:00PM
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Amended Statement of Beneficial Ownership (3/a)

FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

RUFFOLO ROBERT R

2. Date of Event Requiring Statement (MM/DD/YYYY)
8/13/2018 

3. Issuer Name and Ticker or Trading Symbol

Aridis Pharmaceuticals, Inc. [ARDS]

(Last)        (First)        (Middle)

C/O ARIDIS PHARMACEUTICALS, INC., 5491 OPTICAL CT.

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                          _____ 10% Owner
_____ Officer (give title below)        _____ Other (specify below)

(Street)

SAN JOSE, CA 95138      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)

8/13/2018 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Options  (1)10/20/2026 Common Stock 7791 $13.16 D  

Explanation of Responses:
(1) The Stock Options vest in equal installments over 36 months, beginning on May 26, 2016. The original form 3 stated that vesting began on April 15, 2016.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
RUFFOLO ROBERT R
C/O ARIDIS PHARMACEUTICALS, INC.
5491 OPTICAL CT.
SAN JOSE, CA 95138
X



Signatures
/s/ Robert Ruffolo8/29/2019
**Signature of Reporting PersonDate

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