Current Report Filing (8-k)
December 11 2018 - 10:48AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
DC 20549
FORM 8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of
the
Securities Exchange Act of 1934
Date
of report (Date of earliest event reported): December 11, 2018
AQUA
METALS, INC.
(Exact
Name of Registrant as Specified in Its Charter)
Delaware
|
|
001-37515
|
|
47-1169572
|
(State
or Other Jurisdiction of Incorporation)
|
|
(Commission
File Number)
|
|
(I.R.S.
Employer Identification Number)
|
2500
Peru Drive
McCarran,
Nevada 89437
|
(Address
of principal executive offices)
|
(510)
479-7635
|
(Registrant’s
telephone number, including area code)
|
|
(Former
name or former address, if changed since last report)
|
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant
under any of the following provisions.
|
☐
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
|
☐
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14d-2(b)
|
|
☐
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)
|
|
☐
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)
|
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☒
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☒
Item
7.01 Regulation FD Disclosure
.
On
December 11, 2018, our President, Stephen Cotton, intends to appear at the Roth Capital New Industrials Corporate Access Day at
which he will address the attendees with the aid of a powerpoint presentation. The presentation materials are attached to this
Current Report on Form 8-K as Exhibit 99.1.
The
information in this Current Report, including the exhibit attached hereto, is furnished pursuant to Item 7.01 and shall not be
deemed “filed” for any purpose, including for the purposes of Section 18 of the Securities Exchange Act of 1934, as
amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section. The information in this Current
Report on Form 8-K, including the exhibit attached hereto, shall not be deemed incorporated by reference into any filing under
the Securities Act of 1933, as amended (the “Securities Act”), or the Exchange Act regardless of any general incorporation
language in such filing.
Item
9.01 Financial Statements and Exhibits
.
The
following exhibit is furnished with this report:
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
|
AQUA
METALS, INC.
|
|
|
Dated:
December 11, 2018
|
/s/
Stephen Cotton
|
|
Stephen
Cotton,
|
|
President
|
Aqua Metals (NASDAQ:AQMS)
Historical Stock Chart
From Mar 2024 to Apr 2024
Aqua Metals (NASDAQ:AQMS)
Historical Stock Chart
From Apr 2023 to Apr 2024