Report of Foreign Issuer Pursuant to Rule 13a-16 or 15d-16 (6-k)
December 03 2021 - 8:01AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the month of December 2021
Commission File Number: 001-38764
APTORUM GROUP LIMITED
17 Hanover Square
London W1S 1BN, United Kingdom
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual
reports under cover of Form 20-F or Form 40-F: Form 20-F ☒ Form 40-F ☐
Indicate by check mark if the registrant is submitting the Form 6-K
in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K
in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
On December 2, 2021, Aptorum Group Limited (the
“Company”) held its 2021 annual general meeting of shareholders (the “Annual Meeting”). At the Annual
Meeting, the Company’s shareholders voted on 3 proposals. At the beginning of the Annual Meeting, there were 210,188,039 votes represented
in person or by proxy, which represented approximately 88.47% of the voting power of the shares entitled to vote (Class A Ordinary Shares
and Class B Ordinary Shares) at the Annual Meeting; a quorum was present for the transaction of business.
At the Annual Meeting, the following proposals
were voted on:
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●
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To
re-elect each of the seven directors identified herein to the Company’s board of directors (the “Board”),
with such directors to serve until the next annual meeting of shareholders and until his/her respective successor is elected and duly
qualified; and
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Election of Directors
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For
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Against
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Abstain
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Broker Non-Vote
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Mr. Ian Huen
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209,848,357
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332,384
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7,298
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-
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Mr. Darren Lui
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209,848,788
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331,953
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7,298
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-
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Dr. Clark Cheng
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209,851,388
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329,353
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7,298
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-
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Mr. Charles Bathurst
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210,164,150
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16,591
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7,298
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-
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Dr. Mirko Scherer
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210,167,442
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14,912
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5,685
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-
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Professor Justin Wu
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210,167,249
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12,512
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8,278
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-
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Professor Douglas Arner
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209,852,408
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328,353
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7,278
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-
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●
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To
ratify the appointment of Marcum Bernstein & Pinchuk LLP as the Company’s independent auditors for the year ending December
31, 2021, and to authorize the Board to fix their remuneration.
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For
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Against
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Abstain
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210,165,157
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11,804
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11,078
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●
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As
special business, to approve as a special resolution, an amendment to Article 49.1 and Article
49.2 of the Company’s Second Amended and Restated Memorandum and Articles of Association,
to remove the requirement that the record date not be earlier than the date of notice of
a shareholder meeting and instead, permits Aptorum’s board of directors more flexibility
to set record date they deem suitable, in accordance with the laws of Cayman Islands and
those of the NASDAQ Global Market.
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For
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Against
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Abstain
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210,154,651
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20,527
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12,861
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The Company issued a press release to disclose the results of the meeting on December 3, 2021; the press release is attached hereto as
Exhibit 99.1
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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Aptorum Group Limited
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Date: December 3, 2021
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By:
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/s/ Sabrina Khan
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Name:
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Sabrina Khan
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Title:
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Chief Financial Officer
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