UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. ________)*

Sphere 3D Corp.

(Name of Issuer)

Common

(Title of Class of Securities)

84841L308

(CUSIP Number)

Kurt Kalbfleisch

Sphere 3D Corp.

4542 Ruffner Street, Suite 250

San Diego, CA 92111

858-495-4211

(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)

August 15, 2019

(Date of Event which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
[   ]  Rule 13d-1(b)
[X]  Rule 13d-1(c)
[   ]  Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).



 

 

 

 

 

CUSIP No. 84841L308

 

13G

 

Page 2 of 5 Pages

 

 

 

 

 


 

 

 

 

 

1.

 

NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

Christopher M. Cunningham

 

 

2.

 

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a)    [   ]
(b)    [   ]

 

 

3.

 

SEC USE ONLY

 

 

4.

 

CITIZENSHIP OR PLACE OF ORGANIZATION

USA

 

 


 

 

 

 

 

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

 

5.

 

SOLE VOTING POWER

216,745

 

6.

 

SHARED VOTING POWER

0

 

7.

 

SOLE DISPOSITIVE POWER

216,745

 

8.

 

SHARED DISPOSITIVE POWER
0


 

 

 

 

 

9.

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

216,745

 

 

10.

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see instructions)    [   ]

 

 

11.

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

7.3%

 

 

12.

 

TYPE OF REPORTING PERSON (see instructions)

IN

 

 

 

 

 

 

 




 

 

 

 

 

CUSIP No. 84841L308

 

13G

 

Page 3 of 5 Pages

 

 

 

 

 

Item 1.

 

(a)

Name of Issuer
Sphere 3D Corp.

 

 

 

 

(b)

Address of Issuer's Principal Executive Offices
895 Don Mills Road, Bldg 2, Suite 900, Toronto, ON M3C 1W3

 

 

 

Item 2.

 

(a)

Name of Person Filing
Christopher M. Cunningham

 

 

 

 

(b)

Address of the Principal Office or, if none, residence
100 Executive Ct., Suite 3, Waxahachie, TX 75165

 

 

 

 

(c)

Citizenship
USA

 

 

 

 

(d)

Title of Class of Securities
Common Stock

 

 

 

 

(e)

CUSIP Number
84841L308

 

 

 

Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

[   ]

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 

 

 

 

 

(b)

[   ]

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

 

 

 

 

(c)

[   ]

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

 

 

 

 

(d)

[   ]

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).

 

 

 

 

 

(e)

[   ]

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

 

 

 

 

(f)

[   ]

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

 

 

 

 

(g)

[   ]

A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);

 

 

 

 

 

(h)

[   ]

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

 

 

 

 

(i)

[   ]

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

 

 

 

 

(j)

[   ]

Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 

 

 

 

Not Applicable



 

 

 

 

 

CUSIP No. 84841L308

 

13G

 

Page 4 of 5 Pages

Item 4. Ownership.

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

 

 

 

 

 

(a)

 

Amount beneficially owned:  216,745

 

 

 

 

 

 

(b)

 

Percent of class:  7.3%

 

 

 

 

 

 

(c)

 

Number of shares as to which the person has: 

 

 

 

 

 

 

 

 

(i)

Sole power to vote or to direct the vote:  216,745

 

 

 

 

 

 

 

 

(ii)

Shared power to vote or to direct the vote:  0

 

 

 

 

 

 

 

 

(iii)

Sole power to dispose or to direct the disposition of:  216,745

 

 

 

 

 

 

 

 

(iv)

Shared power to dispose or to direct the disposition of: 0

 

 

 

 

 

Item 5. Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following    [   ].

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

Not Applicable

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

Not Applicable

Item 8. Identification and Classification of Members of the Group.

Not Applicable

Item 9. Notice of Dissolution of Group.

Not Applicable

Item 10. Certification.

 

 

 

 

 

 

 

 

 

 

 

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 




 

 

 

 

 

CUSIP No. 84841L308

 

13G

 

Page 5 of 5 Pages

 

 

 

 

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

08/26/19

Date

 

/s/ Christopher M. Cunningham

Signature

 

Christopher M. Cunningham

Name/Title

 


Sphere 3D (NASDAQ:ANY)
Historical Stock Chart
From Feb 2024 to Mar 2024 Click Here for more Sphere 3D Charts.
Sphere 3D (NASDAQ:ANY)
Historical Stock Chart
From Mar 2023 to Mar 2024 Click Here for more Sphere 3D Charts.