Statement of Changes in Beneficial Ownership (4)
November 25 2020 - 03:32PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
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OMB Number: 3235-0287
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
1. Name
and Address of Reporting Person * WARZALA RICHARD
S |
2. Issuer Name and Ticker or Trading
Symbol ALLIED MOTION TECHNOLOGIES INC [ AMOT ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director __X__
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
Chief Executive Officer |
(Last)
(First)
(Middle)
ALLIED MOTION TECHNOLOGIES INC., 495 COMMERCE
DRIVE |
3. Date of Earliest Transaction (MM/DD/YYYY)
11/23/2020
|
(Street)
AMHERST, NY 14228
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
11/23/2020 |
|
S |
|
3258 |
D |
$40.972 (1) |
1033948 |
D |
|
Common Stock |
11/24/2020 |
|
S |
|
8050 |
D |
$41.41 (2) |
1025898 |
D |
|
Common Stock |
11/24/2020 |
|
S |
|
11538 |
D |
$42.438 (3) |
1014360 |
D |
|
Common Stock |
|
|
|
|
|
|
|
16321 |
I |
By ESOP Trust |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
The price reported in Column
4 is a weighted average price. These shares were sold in multiple
transactions at prices ranging from $40.95 to $41.03,
inclusive. |
(2) |
The price reported in Column
4 is a weighted average price. These shares were sold in multiple
transactions at prices ranging from $41.15 to $42.01,
inclusive. |
(3) |
The price reported in Column
4 is a weighted average price. These shares were sold in multiple
transactions at prices ranging from $42.21 to $43.10,
inclusive. |
Remarks:
The reporting person undertakes to provide to Allied Motion
Technologies Inc., any security holder of Allied Motion
Technologies Inc., or the staff of the Securities and Exchange
Commission, upon request, full information regarding the number of
shares sold at each separate price within the range set forth in
the footnotes to this Form 4. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
WARZALA RICHARD S
ALLIED MOTION TECHNOLOGIES INC.
495 COMMERCE DRIVE
AMHERST, NY 14228 |
X |
X |
Chief Executive Officer |
|
Signatures
|
Michael C. Donlon, Attorney-in-Fact for Richard
S. Warzala |
|
11/25/2020 |
**Signature of Reporting
Person |
Date |
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