Statement of Changes in Beneficial Ownership (4)
August 11 2021 - 4:23PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
|
1. Name and Address of Reporting Person
*
KUMAR DEVINDER |
2. Issuer Name and Ticker or Trading Symbol
ADVANCED MICRO DEVICES INC
[
AMD
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
EVP, CFO & Treasurer |
|
(Last)
(First)
(Middle)
2485 AUGUSTINE DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
8/9/2021 |
|
(Street)
SANTA CLARA, CA 95054
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
| Common Stock | 8/9/2021 | | M | | 19816 | A | $0 | 494829 | D | |
| Common Stock | 8/9/2021 | | F | | 9827 | D | $107.58 | 485002 | D | |
| Common Stock | 8/10/2021 | | M | | 63045 (1) | A | $1.84 | 548047 | D | |
| Common Stock | 8/10/2021 | | S | | 36932 (2) | D | $107.34 (3) | 511115 | D | |
| Common Stock | 8/10/2021 | | S | | 25549 (2) | D | $108.24 (4) | 485566 | D | |
| Common Stock | 8/10/2021 | | S | | 564 (2) | D | $109.02 (5) | 485002 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Restricted Stock Units | (6) | 8/9/2021 | | M | | | 10186 | (7) | (7) | Common Stock | 10186.0 | $0 | 0 | D | |
| Restricted Stock Units | (6) | 8/9/2021 | | M | | | 5942 | (8) | (8) | Common Stock | 5942.0 | $0 | 5945 | D | |
| Restricted Stock Units | (6) | 8/9/2021 | | M | | | 3688 | (9) | (9) | Common Stock | 3688.0 | $0 | 7379 | D | |
| PRSU Award | (10) | 8/9/2021 | | A | | 18793 | | (11) | (11) | Common Stock | 18793.0 | $0 | 18793 | D | |
| RSU Award | (6) | 8/9/2021 | | A | | 9396 | | (12) | (12) | Common Stock | 9396.0 | $0 | 9396 | D | |
| Stock Option Grant | $107.58 | 8/9/2021 | | A | | 21939 | | (13) | 8/9/2028 | Common Stock | 21939.0 | $0 | 21939 | D | |
| Stock Option Grant | $1.84 | 8/10/2021 | | D | | | 63045 | (14) | 8/15/2022 | Common Stock | 63045.0 | $0 | 0 | D | |
| Explanation of Responses: |
| (1) | The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020. |
| (2) | The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020. |
| (3) | Transaction executed in multiple trades at prices ranging from $106.88 to $107.87 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| (4) | Transaction executed in multiple trades at prices ranging from $107.88 to $108.86 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| (5) | Transaction executed in multiple trades at prices ranging from $108.88 to $109.16 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| (6) | Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMD's common stock. |
| (7) | The RSUs vest 1/3 on each of August 9, 2019, 2020 and 2021. |
| (8) | The RSUs vest 1/3 each on August 9, 2020, 2021 and 2022. |
| (9) | The RSUs vest 1/3 on each of August 9, 2021, 2022 and 2023. |
| (10) | Between 0% and 250% of the target number of PRSUs may be earned depending on (a) the return on AMD's stock price relative to the return on the S&P 500 Index over the performance period that begins August 9, 2021 and ends on August 9, 2024, (b) the absolute return on AMD's stock price over the performance period, and (c) the percentage (if any) by which AMD's 2023 fiscal year non-GAAP earnings per share exceeds AMDs 2021 fiscal year non-GAAP earnings per share. Vesting of any earned PRSUs is generally subject to the Reporting Person's continued employment and/or service with AMD through August 9, 2024 (or the one-year anniversary of a change in control, if earlier). |
| (11) | The actual number of PRSUs that may be earned, if at all, will be determined by the Compensation and Leadership Resources Committee ("Compensation Committee") based on AMD's actual performance with respect to the performance vesting conditions described in footnote 10, above. Earned and vested PRSUs will generally be settled on the later of August 15, 2024 or the date following the Compensation Committee's determination of performance. |
| (12) | The RSUs vest 1/3 on each of August 9, 2022, 2023 and 2024. |
| (13) | The options vest 1/3 on each of August 9, 2022, 2023 and 2024. |
| (14) | This option vested 33 1/3% on August 15, 2016 and 8 1/3% per quarter over the subsequent eight quarters. |
Reporting Owners
|
| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
KUMAR DEVINDER
2485 AUGUSTINE DRIVE
SANTA CLARA, CA 95054 |
|
| EVP, CFO & Treasurer |
|
Signatures
|
| Devinder Kumar | | 8/10/2021 |
| **Signature of Reporting Person | Date |
Advanced Micro Devices (NASDAQ:AMD)
Historical Stock Chart
From Mar 2024 to Apr 2024
Advanced Micro Devices (NASDAQ:AMD)
Historical Stock Chart
From Apr 2023 to Apr 2024
