Statement of Changes in Beneficial Ownership (4)
November 13 2020 - 04:29PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
|
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
1. Name
and Address of Reporting Person * Su
Lisa T |
2. Issuer Name and Ticker or Trading
Symbol ADVANCED MICRO DEVICES INC [ AMD ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
President & CEO |
(Last)
(First)
(Middle)
2485 AUGUSTINE DRIVE |
3. Date of Earliest Transaction (MM/DD/YYYY)
11/10/2020
|
(Street)
SANTA CLARA, CA 95054
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
11/10/2020 |
|
M |
|
150000 (1) |
A |
$2.80 |
2857040 |
D |
|
Common Stock |
11/10/2020 |
|
S |
|
69589 (2) |
D |
$78.27 (3) |
2787451 |
D |
|
Common Stock |
11/10/2020 |
|
S |
|
64658 (2) |
D |
$79.07 (4) |
2722793 |
D |
|
Common Stock |
11/10/2020 |
|
S |
|
5500 (2) |
D |
$79.95 (5) |
2717293 |
D |
|
Common Stock |
11/10/2020 |
|
S |
|
8100 (2) |
D |
$81.49 (6) |
2709193 |
D |
|
Common Stock |
11/10/2020 |
|
S |
|
2153 (2) |
D |
$81.97 (7) |
2707040 |
D |
|
Common Stock |
|
|
|
|
|
|
|
200000 |
I |
By Grantor Retained Annuity
Trust |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option |
$2.8 |
11/10/2020 |
|
M |
|
|
150000 |
(8) |
10/31/2021 |
Common Stock |
150000.0 |
$0 |
68999 |
D |
|
Explanation of
Responses: |
(1) |
The stock option exercise
reported in this Form 4 was effected pursuant to a Rule 10b5-1
trading plan adopted by the reporting person on December 6,
2019. |
(2) |
The sales reported in this
Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted
by the reporting person on December 6, 2019. |
(3) |
Transaction executed in
multiple trades at prices ranging from $77.67 to $78.66 per share,
inclusive. The price reported in column 4 above reflects the
weighted average sale price per share. The Reporting Person hereby
undertakes to provide the SEC staff, the Issuer or a security
holder of the Issuer, upon request, full information regarding the
number of shares sold at each respective price within the range set
forth in this footnote. |
(4) |
Transaction executed in
multiple trades at prices ranging from $78.67 to $79.66 per share,
inclusive. The price reported in column 4 above reflects the
weighted average sale price per share. The Reporting Person hereby
undertakes to provide the SEC staff, the Issuer or a security
holder of the Issuer, upon request, full information regarding the
number of shares sold at each respective price within the range set
forth in this footnote. |
(5) |
Transaction executed in
multiple trades at prices ranging from $79.68 to $80.56 per share,
inclusive. The price reported in column 4 above reflects the
weighted average sale price per share. The Reporting Person hereby
undertakes to provide the SEC staff, the Issuer or a security
holder of the Issuer, upon request, full information regarding the
number of shares sold at each respective price within the range set
forth in this footnote. |
(6) |
Transaction executed in
multiple trades at prices ranging from $80.86 to $81.85 per share,
inclusive. The price reported in column 4 above reflects the
weighted average sale price per share. The Reporting Person hereby
undertakes to provide the SEC staff, the Issuer or a security
holder of the Issuer, upon request, full information regarding the
number of shares sold at each respective price within the range set
forth in this footnote. |
(7) |
Transaction executed in
multiple trades at prices ranging from $81.86 to $82.07 per share,
inclusive. The price reported in column 4 above reflects the
weighted average sale price per share. The Reporting Person hereby
undertakes to provide the SEC staff, the Issuer or a security
holder of the Issuer, upon request, full information regarding the
number of shares sold at each respective price within the range set
forth in this footnote. |
(8) |
This option vests 33 1/3% on
October 8, 2015 and 8 1/3% per quarter over the next eight
following quarters. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Su Lisa T
2485 AUGUSTINE DRIVE
SANTA CLARA, CA 95054 |
X |
|
President & CEO |
|
Signatures
|
/s/ Lisa T. Su. |
|
11/13/2020 |
**Signature of
Reporting Person |
Date |