UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM 8-K
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CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
DATE OF REPORT (DATE OF EARLIEST EVENT
REPORTED) November 4, 2021
Alpine 4 Holdings, Inc.
(EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER)
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Delaware
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000-55205
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46-5482689
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(STATE OR OTHER JURISDICTION
OF INCORPORATION OR
ORGANIZATION)
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(COMMISSION FILE NO.)
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(IRS EMPLOYEE
IDENTIFICATION NO.)
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2525 E Arizona Biltmore
Circle, Suite 237
Phoenix, AZ
85016
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)
480-702-2431
(ISSUER TELEPHONE NUMBER)
(FORMER NAME OR FORMER ADDRESS, IF CHANGED SINCE LAST REPORT)
Check the appropriate
box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the
following provisions (see General
Instruction A.2. below):
☐ Written
communications pursuant to Rule 425 under the Securities Act
☐ Soliciting material
pursuant to Rule 14a-12 under the Exchange Act
☐ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act
☐ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act
Securities registered
pursuant to Section 12(b) of the Act:
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Title of each
class
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Trading Symbol(s)
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Name of each exchange
on which registered
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Class A Common
Stock
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ALPP
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The Nasdaq Stock
Market
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Indicate by check
mark whether the registrant is an emerging growth company as
defined in Rule 405 of the Securities Act of 1933 (§230.405 of this
chapter) or Rule 12b-2 of the Securities Exchange Act of 1934
(§240.12b-2 of this chapter). Emerging growth company ☒
If an emerging growth
company, indicate by check mark if the registrant has elected not
to use the extended transition period for complying with any new or
revised financial accounting standards provided pursuant to Section
13(a) of the Exchange Act. ☒
Item
8.01 Other Events.
Item
7.01 Regulation FD Disclosure.
CEO
Letter
On
November 4, 2021, Alpine 4 Holdings, Inc., a Delaware corporation
(the “Company”), issued a press release in connection with the
filing of the Company’s Quarterly Report on Form 10-Q for the
period ended September 30, 2021. The press release highlighted
certain of the results shown in the Company’s quarterly report, and
included a letter from Kent Wilson, President and CEO of the
Company, to the Company’s shareholders.
A copy
of the press release is included as Exhibit 99 to this Current
Report.
The
information provided in this Item 7.01 shall be deemed to be
“furnished,” and not be deemed to be “filed” for purposes of
Section 18 of the Securities Exchange Act of 1934, as amended, or
otherwise subject to the liabilities of that section, pursuant to
Instruction B.2 of Form 8-K.
Item
9.01 Financial Statement and Exhibits.
(d)Exhibits.
SIGNATURES
Pursuant to the
requirements of the Securities Exchange Act of 1934, the Registrant
has duly caused this Report to be signed on its behalf by the
undersigned hereunto duly authorized.
Alpine 4 Holdings,
Inc.
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By:
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/s/ Kent B.
Wilson
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Kent B. Wilson
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Chief Executive
Officer, President
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(Principal Executive
Officer)
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Date: November 4, 2021
