Current Report Filing (8-k)
June 21 2019 - 04:46PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13
OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of
earliest event reported):
June 21, 2019 (June 20, 2019)
SENMIAO
TECHNOLOGY LIMITED
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(Exact name of registrant as specified in its charter)
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Nevada
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001-38426
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35-2600898
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(State or other jurisdiction
of incorporation)
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(Commission File Number)
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(IRS Employer
Identification No.)
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16F, Shihao Square, Middle Jiannan Blvd.,
High-Tech Zone
Chengdu, Sichuan, China
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610000
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone
number, including area code:
+86 28 61554399
Not Applicable
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(Former name or former address, if changed since last report)
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Check the appropriate
box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the
following provisions (
see
General Instruction A.2. below):
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¨
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered
pursuant to Section 12(b) of the Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock, par value $0.0001 per share
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AIHS
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The NASDAQ Stock Market LLC
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Indicate by check mark
whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this
chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
x
If an emerging growth
company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any
new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
¨
On June 21, 2019,
Senmiao Technology Limited (the “Company”) closed
its previously announced registered
direct public offering (the “Offering”) of
an aggregate of 1,781,361 shares (the “Shares”) of Common
Stock, and in connection therewith, issued to the investors (i) for no additional consideration, Series A warrants to purchase
up to an aggregate of 1,336,021 shares of Common Stock and (iii) for nominal additional consideration, Series B warrants to purchase
up to a maximum aggregate of 1,116,320 shares of Common Stock. The Company sold the Shares
at
a price of $3.38 per share
. The Company received gross proceeds from the offering, before deducting estimated offering expenses
payable by the Company, of approximately $6,000,000.
On June 21, 2019,
the Company issued a press release announcing the closing of the Offering. A copy of the press release issued by the Company is
attached hereto as Exhibit 99.1 and is incorporated by reference into this Item 8.01.
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Item 9.01
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Financial Statements and Exhibits.
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(d) Exhibits
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned,
hereunto duly authorized.
Dated: June 21, 2019
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SENMIAO TECHNOLOGY LIMITED
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By:
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/s/ Xi Wen
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Name: Xi Wen
Title: Chief Executive Officer
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