Report of Foreign Issuer (6-k)
March 29 2019 - 04:30PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT
TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the month of March 2019.
Commission File Number: 001-38309
AGM
GROUP HOLDINGS, INC.
(T
ranslation
of registrant’s name into English)
Room 1904, 19/F. Jubilee Centre
18 Fenwick Street
Wanchai, Hong Kong
(Address of principal executive office)
Indicate by check mark whether the registrant
files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F ☒ Form
40-F ☐
Indicate by check mark if the registrant is
submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is
submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
Changes in Company's Certifying Accountant
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(1)
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Previous Independent Registered Public Accounting Firm
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(i)
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On March 20, 2019, AGM Group Holdings, Inc. (the “Company”) dismissed its independent registered public accounting firm, MaloneBailey, LLP (“MaloneBailey”).
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(ii)
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The report of MaloneBailey on the financial statements of the Company for the fiscal years ended December
31, 2017 and 2016, and the related statements of operations and comprehensive income (loss), changes in stockholders’ equity
(deficit), and cash flows for the fiscal years ended December 31, 2017 and 2016 did not contain an adverse opinion or disclaimer
of opinion and were not qualified or modified as to uncertainty, audit scope or accounting principles.
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(iii)
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The decision to change the independent registered public accounting firm was recommended and approved by the Audit Committee and Board of Directors of the Company.
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(iv)
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During the Company’s most recent fiscal year ended December 31, 2018 and through March 20, 2019, the date of dismissal, (a) there were no disagreements with MaloneBailey on any matter of accounting principles or practices, financial statement disclosure, or auditing scope or procedure, which disagreements, if not resolved to the satisfaction of MaloneBailey, would have caused it to make reference thereto in its reports on the financial statements for such years and (b) there were no “reportable events” as described in Item 304(a)(1)(v) of Regulation S-K.
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(v)
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On March 27, 2019, the Company provided MaloneBailey with a copy of this Current Report and has requested that it furnish the Company with a letter addressed to the U.S. Securities and Exchange Commission stating whether it agrees with the above statements. A copy of such letter is attached as Exhibit 16.1 to this Current Report on Form 6-K.
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(2)
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New Independent Registered Public Accounting Firm
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On March 28, 2019, the Audit Committee and the Board of Directors of the Company ratified the appointment of
JLKZ CPA LLP (“JLKZ”) as its new independent registered public accounting firm to audit and review the Company’s
financial statements. During the two most recent fiscal years ended December 31, 2018 and December 31, 2017 and any subsequent
interim periods through the date hereof prior to the engagement of JLKZ, neither the Company, nor someone on its behalf, has consulted
JLKZ regarding:
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(i)
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either: the application of accounting principles to a specified transaction, either completed or proposed; or the type of audit opinion that might be rendered on the Company’s consolidated financial statements, and either a written report was provided to the Company or oral advice was provided that the new independent registered public accounting firm concluded was an important factor considered by the Company in reaching a decision as to the accounting, auditing or financial reporting issue; or
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(ii)
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any matter that was either the subject of a disagreement as defined in paragraph 304(a)(1)(iv) of Regulation S-K or a reportable event as described in paragraph 304(a)(1)(v) of Regulation S-K.
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Item 9.01 Financial Statements and Exhibits
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1
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
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AGM GROUP HOLDINGS, INC.
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Date: March 29, 2019
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By:
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/s/
Wenjie Tang
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Wenjie Tang
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Chief Executive Officer
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