Current Report Filing (8-k)
August 14 2019 - 4:10PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported):
August 14, 2019
ABEONA
THERAPEUTICS INC.
(Exact name of registrant as specified in
its charter)
Delaware
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001-15771
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83-0221517
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(State or other jurisdiction of
incorporation)
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(Commission File Number)
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(I.R.S. Employer Identification No.)
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1330 Avenue of the Americas, 33rd Floor,
New York, NY 10019
(Address of principal executive offices)
(Zip Code)
(646) 813-4712
(Registrant’s telephone number, including area code)
N/A
(Former name or former address, if changed
since last report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see
General
Instruction A.2. below):
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¨
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Written communications
pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant
to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
Title of Each Class
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Trading Symbol
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Name of each exchange on which registered
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Common Stock, $0.01 par value
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ABEO
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Nasdaq Capital Markets
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Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
¨
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act.
¨
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Item 7.01.
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Regulation FD Disclosure.
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Abeona Therapeutics
Inc. (the “Company”) hereby furnishes the Corporate Presentation the Company expects to present to analysts and investors
on or after August 14, 2019. The Company expects to use the Corporate Presentation, in whole or in part, and possibly with modifications,
from time to time in connection with presentations to potential investors, strategic partners, industry analysts and others. The
Corporate Presentation is attached hereto as Exhibit 99.1 and is incorporated by reference herein, and is available under the “Company
Information” tab in the “Investors & Media” section of the Company’s website, located at www.abeonatherapeutics.com.
By filing this Current
Report on Form 8-K and furnishing the information contained herein, the Company makes no admission as to the materiality of any
information in this report that is required to be disclosed solely by reason of Regulation FD.
The information contained
in the Corporate Presentation is summary information that is intended to be considered in the context of the Company’s Securities
and Exchange Commission (“SEC”) filings and other public announcements that the Company may make, by press release
or otherwise, from time to time. The Company undertakes no duty or obligation to publicly update or revise the information contained
in this report, except as may be required by the federal securities laws, although it may do so from time to time as its management
believes is warranted. Any such updating may be made through the filing of other reports or documents with the SEC, through press
releases or through other public disclosure.
The information furnished
pursuant to this Current Report on Form 8-K, including Exhibit 99.1 hereto, shall not be considered “filed” for purposes
of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the
liabilities of that section, nor shall it be incorporated by reference into future filings by the Company under the Securities
Act of 1933, as amended, or under the Exchange Act, unless the Company expressly sets forth in such future filings that such information
is to be considered “filed” or incorporated by reference therein.
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Item 9.01
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Financial Statements
and Exhibits.
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(d) Exhibits.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act
of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Abeona Therapeutics Inc.
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(Registrant)
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By:
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/s/ Edward A. Sturchio
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Name:
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Edward A. Sturchio
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Title:
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Senior Vice President and General Counsel
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Date: August 14, 2019
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