Current Report Filing (8-k)
October 28 2019 - 3:25PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 24, 2019
AAON, INC.
(Exact name of Registrant as Specified in Charter)
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Nevada
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0-18953
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87-0448736
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(State or Other Jurisdiction
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(Commission File Number: )
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(IRS Employer Identification No.)
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of Incorporation)
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2425 South Yukon, Tulsa, Oklahoma
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74107
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(Address of Principal Executive Offices)
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(Zip Code)
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(Registrant's telephone number, including area code): (918) 583-2266
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 1.01 Entry into a Material Definitive Agreement.
Revolver Amendment
On October 24, 2019 (the "Effective Date"), AAON, Inc., an Oklahoma corporation, and AAON Coil Products, Inc., a Texas corporation, both wholly-owned subsidiaries of AAON, Inc., a Nevada corporation (the "Company"), entered into Amendment Thirteen to Third Restated Revolving Credit Loan Agreement (the "Amendment"), with BOKF, NA dba Bank of Oklahoma (the "Lender").
The Amendment provides for the occurrence of transactions associated with the New Markets Tax Credit transaction (discussed in Exhibit 99.1). Additionally, the Amendment removed section 8.1.4 which required our Chief Executive Officer, Norman Asbjornson, to maintain ownership of 25% of the Company.
The foregoing description of the Amendment does not purport to be complete and is qualified in its entirety by reference to the Amendment, which is incorporated herein by reference. A copy of the Amendment is attached hereto as Exhibit 99.2.
Item 2.03 Creation of Direct Financial Obligation.
The information set forth under Item 1.01 of this Form 8-K is incorporated herein by reference.
Item 8.01 Other Events
A copy of the Company's press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
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Exhibit Number
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Description
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104
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Cover Page Interactive Data File (embedded within the Inline XBRL document).
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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AAON, INC.
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Date:
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October 28, 2019
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By:
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/s/ Luke A. Bomer
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Luke A. Bomer, Secretary
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