Amended Statement of Ownership (sc 13g/a)
August 06 2020 - 04:24PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No.15)*
New Gold, Inc.
(Name of
Issuer)
COMMON
SHARES
(Title of Class of Securities)
644535106
(CUSIP
Number)
July 20, 2020
(Date of
Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which
this Schedule is filed:
[X] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a
reporting person's initial filing on this form with respect to the
subject class of securities, and for any subsequent amendment
containing information which would alter the disclosures provided
in a prior cover page.
The information
required in the remainder of this cover page shall not be deemed to
be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that
section of the Act but shall be subject to all other provisions of
the Act (however, see the Notes).
Page 1 of 5 pages
CUSIP
No. 644535106
1.
|
Names of Reporting
Persons
I.R.S.
Identification Nos. of above persons (entities
only)
Van Eck
Associates Corporation
666
Third Ave. - 9th Fl, New York, New York
10017
|
|
2.
|
Check the
Appropriate Box if a Member of a Group (See
Instructions)
|
(a)
|
N/A
|
(b)
|
|
|
3
|
SEC Use
Only
|
|
4.
|
Citizenship or
Place of Organization: Delaware
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
|
5.
|
Sole Voting
Power
|
63,183,939
common shares
|
|
|
|
6.
|
Shared Voting
Power
|
None
|
|
|
|
7.
|
Sole Dispositive
Power
|
63,183,939
common shares
|
|
|
|
8.
|
Shared Dispositive
Power
|
None
|
|
9.
|
Aggregate Amount
Beneficially Owned by Each Reporting Person 63,183,9392
common shares are held within mutual funds and other client
accounts managed by Van Eck Associates Corporation, one of which
owns more than 5% of the outstanding shares.
|
|
10.
|
Check if the
Aggregate Amount in Row (9) Excludes Certain Shares (See
Instructions) N/A
|
|
11.
|
Percent of Class
Represented by Amount in Row (9)
9.35%
|
|
12.
|
Type of Reporting
Person (See Instructions) IA
|
Page 2 of 5 pages
|
|
Item
1. (a)
|
Name of Issuer
New Gold,
Inc.
|
|
|
Item
1. (b)
|
Address of Issuer's Principal Executive Offices
181 BAY STREET, SUITE 3320 TORONTO A6 M5J 2T3
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|
|
Item
2. (a)
|
Name of Person Filing
Van Eck Associates Corporation
|
|
|
Item
2. (b)
|
Address of Principal Business Office or, if none, Residence
666 Third
Ave - 9th Fl, New York, New York 10017
|
|
|
Item
2. (c)
|
Citizenship or Place of Organization:
Delaware
|
|
|
Item
2. (d)
|
Title of Class of Securities
Common
Shares
|
|
|
Item
2. (e)
|
CUSIP Number
Not
Applicable
|
|
|
Item 3.
|
If this statement is filed pursuant to Rule 13d-1(b) or 13d-2(b) or
(c), check whether the person filing is a:
|
|
|
(a)
|
[ ]
|
Broker or dealer registered under section 15 of the Act (15 U.S.C.
78o).
|
|
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(b)
|
[ ]
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C.
78c).
|
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(c)
|
[ ]
|
Insurance company as defined in section 3(a)(19) of the Act (15
U.S.C. 78c).
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(d)
|
[ ]
|
Investment company registered under section 8 of the Investment
Company Act of 1940 (15 U.S.C 80a-8).
|
|
|
|
(e)
|
[X]
|
An investment adviser in accordance with Rule
13d-1(b)(1)(ii)(E);
|
|
|
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(f)
|
[ ]
|
An employee benefit plan or endowment fund in accordance with Rule
13d-1(b)(1)(ii)(F);
|
|
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(g)
|
[ ]
|
A parent holding
company or control person in accordance with Rule
13d-1(b)(1)(ii)(G);
|
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(h)
|
[ ]
|
A savings
associations as defined in Section 3(b) of the Federal Deposit
Insurance Act (12 U.S.C. 1813);
|
|
|
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(i)
|
[ ]
|
A church plan that is excluded from the definition of an investment
company under section 3(c)(14) of the Investment Company Act of
1940 (15 U.S.C. 80a-3);
|
|
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(j)
|
[ ]
|
Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
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Page 3 of 5 pages
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Item 4.
|
Ownership.
|
|
|
|
|
(a)
|
Amount beneficially
owned: 63,183,939
common shares
|
|
|
(b)
|
Percent of class:
9.35%
|
|
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(c)
|
Number of shares as
to which the person has:
|
|
|
|
|
(i)
|
Sole power to vote
or to direct the vote 63,183,939
common
shares
|
|
|
|
|
(ii)
|
Shared power to
vote or to direct the vote None
|
|
|
|
|
(iii)
|
Sole power to
dispose or to direct the disposition of 63,183,939
common shares
|
|
|
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(iv)
|
Shared power to
dispose or to direct the disposition of None
|
|
Item 5.
|
Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the
date hereof the reporting person has ceased to be the beneficial
owner of more than five percent of the class of securities, check
the following:
[
]
|
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Item 6.
|
Ownership of More than Five Percent on Behalf of Another
Person.
The VanEck Vectors Gold Miners ETF an
investment company registered under the Investment Company Act of
1940, has the right to receive dividends and proceeds from the sale
of 36,947,470 of the shares reported by Van Eck Associates
Corp.
|
|
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Item 7.
|
Identification and Classification of the Subsidiary Which Acquired
the Security Being Reported on By the Parent Holding Company
Not
applicable.
|
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|
Item 8.
|
Identification and Classification of Members of the Group
Not
applicable.
|
|
|
Item 9.
|
Notice of Dissolution of Group
Not
applicable.
|
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Item 10.
|
Certification
|
|
|
|
By signing below I
certify that, to the best of my knowledge and belief, the
securities referred to above were not acquired and are not held for
the purpose of or with the effect of changing or influencing the
control of the issuer of the securities and were not acquired and
are not held in connection with or as a participant in any
transaction having that purpose or effect.
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Page 4 of 5 pages
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement
is true, complete and correct.
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August 6, 2020
|
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Date
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/S/ James L. Parker
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Signature
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James L. Parker, Assistant Treasurer
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Name/Title
|
The original
statement shall be signed by each person on whose behalf the
statement is filed or his authorized representative. If the
statement is signed on behalf of a person by his authorized
representative other than an executive officer or general partner
of the filing person, evidence of the representative's authority to
sign on behalf of such person shall be filed with the statement,
provided, however, that a power of attorney for this purpose which
is already on file with the Commission may be incorporated by
reference. The name and any title of each person who signs the
statement shall be typed or printed beneath this
signature.
Page 5 of 5
pages
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