TIDMBARC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NORTONLIFELOCK INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify
identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 29 November 2021
(f) In addition to the company in 1(c) above, is the YES:
discloser making
disclosures in respect of any other party to AVAST PLC
the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: USD 0.01 common
Interests Short Positions
Number (%) Number (%)
Relevant securities
(1) owned
and/or controlled: 1,705,225 0.29% 908,764 0.16%
Cash-settled
(2) derivatives:
635,572 0.11% 3,023,718 0.52%
Stock-settled
derivatives
(3) (including options)
and agreements to
purchase/sell: 0 0.00% 2,100 0.00%
TOTAL: 2,340,797 0.40% 3,934,582 0.68%
Convertible Bond
Class of relevant security: US668771AA66
Interests Short Positions
Number (%) Number (%)
Relevant securities
(1) owned
and/or controlled: 386,000 0.07% 0 0.00%
Cash-settled
(2) derivatives:
0 0.00% 0 0.00%
Stock-settled
derivatives
(3) (including options)
and agreements to
purchase/sell: 0 0.00% 0 0.00%
TOTAL: 386,000 0.07% 0 0.00%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
Convertible Bond Purchase 16,000 126.4375 USD
Convertible Bond Sale 8,000 126.4375 USD
USD 0.01 common Purchase 2 25.1950 USD
USD 0.01 common Purchase 18 25.1100 USD
USD 0.01 common Purchase 100 25.3300 USD
USD 0.01 common Purchase 100 25.3900 USD
USD 0.01 common Purchase 127 25.1257 USD
USD 0.01 common Purchase 165 25.4389 USD
USD 0.01 common Purchase 179 22.5250 EUR
USD 0.01 common Purchase 223 25.2900 USD
USD 0.01 common Purchase 275 25.3463 USD
USD 0.01 common Purchase 361 25.2069 USD
USD 0.01 common Purchase 423 22.6010 EUR
USD 0.01 common Purchase 425 25.3517 USD
USD 0.01 common Purchase 500 25.2980 USD
USD 0.01 common Purchase 500 25.3500 USD
USD 0.01 common Purchase 500 25.4150 USD
USD 0.01 common Purchase 700 25.3200 USD
USD 0.01 common Purchase 746 25.3060 USD
USD 0.01 common Purchase 866 25.2981 USD
USD 0.01 common Purchase 888 25.2826 USD
USD 0.01 common Purchase 1,037 25.3602 USD
USD 0.01 common Purchase 1,085 25.3457 USD
USD 0.01 common Purchase 1,271 25.3379 USD
USD 0.01 common Purchase 2,402 25.3251 USD
USD 0.01 common Purchase 5,931 25.2615 USD
USD 0.01 common Purchase 11,337 25.3931 USD
USD 0.01 common Purchase 11,676 25.3100 USD
USD 0.01 common Purchase 12,857 25.3867 USD
USD 0.01 common Purchase 22,637 25.3083 USD
USD 0.01 common Purchase 34,456 25.3687 USD
USD 0.01 common Purchase 70,545 25.3283 USD
USD 0.01 common Purchase 72,698 25.3098 USD
USD 0.01 common Purchase 126,323 25.3802 USD
USD 0.01 common Sale 65 25.4450 USD
USD 0.01 common Sale 100 25.3700 USD
USD 0.01 common Sale 100 25.1200 USD
USD 0.01 common Sale 179 22.5250 EUR
USD 0.01 common Sale 200 25.0100 USD
USD 0.01 common Sale 211 25.4531 USD
USD 0.01 common Sale 221 25.2619 USD
USD 0.01 common Sale 423 22.6010 EUR
USD 0.01 common Sale 500 25.4050 USD
USD 0.01 common Sale 636 25.2520 USD
USD 0.01 common Sale 765 25.3500 USD
USD 0.01 common Sale 824 25.2578 USD
USD 0.01 common Sale 1,330 25.2960 USD
USD 0.01 common Sale 1,457 25.2478 USD
USD 0.01 common Sale 1,781 25.4536 USD
USD 0.01 common Sale 2,188 25.3943 USD
USD 0.01 common Sale 3,139 25.2764 USD
USD 0.01 common Sale 4,200 25.3809 USD
USD 0.01 common Sale 5,541 25.3970 USD
USD 0.01 common Sale 6,007 25.3705 USD
USD 0.01 common Sale 6,247 25.4071 USD
USD 0.01 common Sale 6,739 25.3984 USD
USD 0.01 common Sale 8,799 25.3106 USD
USD 0.01 common Sale 9,293 25.3929 USD
USD 0.01 common Sale 9,636 25.3100 USD
USD 0.01 common Sale 18,162 25.3056 USD
USD 0.01 common Sale 64,785 25.3810 USD
USD 0.01 common Sale 72,698 25.3098 USD
USD 0.01 common Sale 74,780 25.3295 USD
USD 0.01 common Sale 78,972 25.3694 USD
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description e.g. reference unit
security e.g. CFD opening/closing a securities
long/short
position,
increasing/reducing
a long/short
position
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type e.g. Expiry Option
relevant description purchasing, securities price American, date money
security e.g. call selling, to which per European paid/
option varying option unit etc. received
etc. relates per
unit
(ii) Exercise
Class of Product Exercising/ Number of Exercise price
relevant description exercised securities per unit
security e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer: Irrevocable commitments and letters of
intent should not be included. If there are no such agreements, arrangements
or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to: (i)
the voting rights of any relevant securities under any option; or (ii) the
voting rights or future acquisition or disposal of any relevant securities to
which any derivative is referenced: If there are no such agreements,
arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open
Positions) attached? YES
Date of disclosure: 30 Nov 2021
Large Holdings Regulatory
Contact name: Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does
not need to be included, provided contact information has been
provided to the Panel's Market Surveillance Unit.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION)
POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose NORTONLIFELOCK INC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD 0.01 21 Jan
common Put Options Purchased -2,100 30.0000 American 2022
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form
(Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be
stated.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
https://www.businesswire.com/news/home/20211130005627/en/
CONTACT:
BARCLAYS PLC
SOURCE: BARCLAYS PLC
Copyright Business Wire 2021
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